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- Subject: NIH Guide, vol. 22, no. 3, pt. 2a, 22 January 1993
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- $$XID NIHGUIDE 19930122 V22N03 P3O3 ************************************
- infrastructure, particularly in urban areas; and the development of
- drug resistant strains of tuberculosis.
-
- Recently, there have been reported outbreaks of multi-drug resistant
- tuberculosis (MDR-TB), with high case fatality rates. The majority of
- cases have occurred in HIV-infected persons, with primary infection
- of MDR-TB occurring in several cases. Factors contributing to
- outbreaks include the convergence of highly susceptible, HIV
- immunocompromised patients and patients with tuberculosis, as well as
- delayed recognition of tuberculosis infection and disease, delayed
- recognition of drug resistance, delayed initiation of effective
- anti-tuberculosis treatment, and failure of treatment compliance,
- resulting in prolonged infectiousness and the development of drug
- resistance.
-
- Historically, tuberculosis has been identified as a prevalent
- condition among drug users, with very large reservoirs of latent
- infection reported. Drug users are at high risk for contracting and
- spreading tuberculosis, due to high HIV seroprevalence, low
- socioeconomic status and poor environmental conditions, and problems
- of access to primary health care. Major areas of concern among drug
- users both in- and out-of-treatment are diagnosis and treatment of
- tuberculosis infection and disease, identification of strain, control
- of transmission, and compliance with therapy.
-
- Areas of Research Interest
-
- Areas of research interest that examine the factors influencing the
- transmission and treatment of tuberculosis among drug abusers that
- would be responsive to this announcement include, but are not limited
- to, the following:
-
- 1. Epidemiologic investigations which document the occurrence of and
- risk factors for tuberculosis infection and disease, including
- MDR-TB, among drug users both in- and out-of treatment and in drug
- users with and without HIV infection; the prevalence of latent
- tuberculosis infection both in- and out-of treatment drug users.
- Epidemiologic investigations which utilize DNA fingerprinting
- techniques to document the occurrence of specific tuberculosis
- strains, changes in strains over time, and transmission patterns
- within populations of drug users. Investigations of drug
- susceptibility patterns in populations of drug users.
-
- 2. Research on the interactions of tuberculosis medications with
- drugs of abuse, such as cocaine, alcohol, and heroin, and with
- methadone treatment. Investigation of differential effectiveness of
- long-term prophylaxis and treatment in relation to substance abuse
- and substance abuse treatment.
-
- 3. Studies of the relationship of skin test anergy, PPD tuberculin
- reactivity, and active tuberculosis in HIV co-infected drug users.
- Longitudinal research on the natural history of and risk for the
- development of anergy in HIV co-infected and uninfected drug users;
- the impact of repeated tuberculin testing; the incidence of
- tuberculin conversions. Studies of anergy in relation to development
- of HIV disease and decline in immune status; studies on the role of
- primary infection on risk of developing active tuberculosis in
- anergic drug users.
-
- 4. Research on the clinical side effects of tuberculosis preventive
- and treatment therapy in HIV-infected and uninfected drug users, such
- as studies on combined toxicity of zidovudine and antituberculosis
- chemotherapy.
-
- 5. Investigation of the relationship of tuberculosis prophylaxis and
- treatment compliance to the risk of developing active tuberculosis in
- drug users, and the risk of developing active disease relative to
- tuberculosis therapy and co-infection with HIV; studies of
- differences in case rates for active tuberculosis between treated and
- partially treated or untreated HIV-infected tuberculin reactors.
- Evaluation of the effectiveness of isoniazid prophylaxis in anergic
- patients.
-
- 6. Development and evaluation of new or innovative antituberculosis
- immunization strategies in drug users.
-
- 7. Studies of characteristics of the health care environment which
- enhance screening for tuberculosis and promote compliance with
- treatment and prophylaxis for in-and out-of treatment drug users.
- Studies to expand research on cultural characteristics and gender
- differences which influence utilization of health care and
- tuberculosis therapy adherence among at-risk drug users.
-
- 8. Studies of the behavioral issues related to compliance with
- tuberculosis treatment and prophylaxis regimens; development and
- testing of compliance predictor instruments to identify patient
- factors associated with poor compliance.
-
- 9. Studies to evaluate the effectiveness of adherence interventions,
- such as directly observed therapy, both in the field and in
- treatment, incentives, supports, and provision of social and health
- care services.
-
- 10. Research on beliefs, attitudes, and knowledge of drug users and
- substance abuse treatment staff regarding prevention, appropriate
- management, compliance with and adverse reactions to treatment of
- tuberculosis, and development and testing of educational strategies
- to prevent transmission among treatment staff and drug users.
-
- 11. Evaluation of the effectiveness of linking antituberculosis
- therapies and drug abuse treatment in a single setting to enhance
- treatment compliance.
-
- 12. Evaluation of the effectiveness of outreach and contact tracing,
- e.g., of household contacts of drug users known to be exposed to
- tuberculosis.
-
- 13. Development and evaluation of innovative community-based HIV and
- tuberculosis educational and screening programs with linkages to
- appropriate treatment or prophylaxis for tuberculosis.
-
- 14. Research on prevention which utilizes epidemiologic studies of
- tuberculosis in drug users to target behavioral risk factors for
- infection and transmission; development and testing of theory-based
- prevention interventions which target the spread of tuberculosis
- among drug users.
-
- STUDY POPULATIONS
-
- NIH POLICY CONCERNING INCLUSION OF WOMEN AND MINORITIES AS SUBJECTS
- IN RESEARCH
-
- Applications for grants and cooperative agreements that involve human
- subjects are required to include minorities and both genders in study
- populations so that research findings can be of benefit to all
- persons at risk of the disease, disorder, or condition under study;
- special emphasis should be placed on the need for inclusion of
- minorities and women in studies of diseases, disorders, and
- conditions which disproportionately affect them. This policy applies
- to all research involving human subjects and human materials, and
- applies to males and females of all ages. If one gender and/or
- minorities are excluded or are inadequately represented in this
- research, particularly in proposed population-based studies, a clear
- compelling rationale for exclusion or inadequate representation
- should be provided. The composition of the proposed study population
- must be described in terms of gender and racial/ethnic group,
- together with a rationale for its choice. In addition, gender and
- racial/ethnic issues should be addressed in developing a research
- design and sample size appropriate for the scientific objectives of
- the study.
-
- Applicants are urged to assess carefully the feasibility of including
- the broadest possible representation of minority groups. However,
- NIH recognizes that it may not be feasible or appropriate in all
- research projects to include representation of the full array of
- United States racial/ethnic minority populations (i.e., American
- Indians or Alaskan Natives, Asians or Pacific Islanders, Blacks,
- Hispanics). Investigators must provide the rationale for studies on
- single minority population groups.
-
- Applications for support of research involving human subjects must
- employ a study design with minority and/or gender representation (by
- age distribution, risk factors, incidence/prevalence, etc.)
- appropriate to the scientific objectives of the research. It is not
- an automatic requirement for the study design to provide statistical
- power to answer the questions posed for men and women and
- racial/ethnic groups separately; however, whenever there are
- scientific reasons to anticipate differences between men and women,
- and racial/ethnic groups, with regard to the hypothesis under
- investigation, applicants should include an evaluation of these
- gender and minority group differences in the proposed study. If
- adequate inclusion of one gender and/or minorities is impossible or
- inappropriate with respect to the purpose of the research, because of
- the health of the subjects, or other reasons, or if in the only study
- population available, there is a disproportionate representation of
- one gender or minority/majority group, the rationale for the study
- population must be well explained and justified.
-
- The NIH funding components will not make awards of grants,
- cooperative agreements or contracts which do not comply with this
- policy. For research awards which are covered by this policy,
- awardees will report annually on enrollment of women and men, and on
- the race and ethnicity of subjects.
-
- APPLICATION PROCEDURES
-
- Applications are to be submitted on the grant application form PHS
- 398 (rev. 9/91) and will be accepted at the standard application
- deadlines as indicated in the application kit. The receipt dates for
- applications for AIDS-related research are found in the application
- instructions.
-
- Application kits are available at most institutional offices of
- sponsored research and may be obtained from the Office of Grants
- Inquiries, Division of Research Grants, National Institutes of
- Health, Westwood Building, Room 449, Bethesda, Maryland 20892,
- telephone 301/496-7441. The number and title of the announcement
- must be typed in item 2a of the face page of the application.
-
- FIRST award applications must include at least three sealed letters
- of reference attached to the face page of the original application.
- FIRST award applications submitted without the required number of
- reference letters will be considered incomplete and will be returned
- without review.
-
- The completed original application and five legible copies must be
- sent or delivered to:
-
- Division of Research Grants
- National Institutes of Health
- Westwood Building, Room 240
- Bethesda, MD 20892**
-
- REVIEW CONSIDERATIONS
-
- Applications received under this announcement will be assigned on the
- basis of established Public Health Service referral guidelines.
- Applications will be reviewed for scientific and technical merit by
- initial review groups, in accordance with the standard NIH peer
- review procedures. Following scientific-technical review, the
- applications will receive second-level review by the appropriate
- national advisory council. Small grants (R03) applications do not
- receive a second-level review.
-
- Criteria for scientific/technical merit of applications will include
- the following:
-
- o Potential significance of the concept
- o Originality of the concept
- o Feasibility of the proposed research
-
- AWARD CRITERIA
-
- Applications will compete for available funds with all other
- applications recommended for further consideration assigned to that
- Institute. The following will be considered in making funding
- decisions:
-
- o Quality of the proposed project as determined by the peer review;
- o Availability of funds; and
- o Program balance among research areas.
-
- INQUIRIES
-
- Written and telephone inquiries are encouraged. The opportunity to
- clarify any issues or questions from potential applicants is
- welcomed.
-
- Direct inquiries regarding programmatic issues to:
-
- Katherine Davenny, MPH
- Division of Clinical Research
- Clinical Medicine Branch
- National Institute on Drug Abuse
- 5600 Fishers Lane, Room 11A-33
- Rockville, MD 20857
- Telephone: (301) 443-1801
-
- Direct inquiries regarding fiscal matters to:
-
- Mrs. Shirley A. Denney
- Grants Management Branch, OPRM
- National Institute on Drug Abuse
- 5600 Fishers Lane, Room 8A-54
- Rockville, MD 20857
- Telephone: (301) 443-6710
-
- AUTHORITY AND REGULATIONS
-
- This program is described in the Catalog of Federal Domestic
- Assistance No. 93.279. Awards are made under authorization of the
- Public Health Service Act, Section 301 (42 U.S.C. 241). Title 42 of
- the Code of Federal Regulations (CFR), Part 52, "Grants for Research
- Projects," Title 45 CFR Part 74, "Administration of Grants," and 45
- CFR Part 92 are applicable to these awards.
-
- Applications submitted in response to this announcement are not
- subject to the intergovernmental review requirements of Executive
- Order 12372, as implemented through Department of Health and Human
- Services regulations at 45 CFR Part 100. Grants must be administered
- in accordance with the PHS Grants Policy Statement, revised October
- 1, 1990.
-
- $$P5 END ************************************************************
-
- ERRATUM
-
- $$E1 BEGIN R19 19930108 APPEND RFA DK-93-15 BOTH ***********************
-
- PATHOGENESIS OF INFLAMMATORY BOWEL DISEASE AND CELIAC DISEASE
-
- NIH GUIDE, Volume 22, Number 3, January 22, 1993
-
- RFA: DK-93-15
-
- P.T. 34; K.W. 0715085, 0710070, 1002019, 1002004, 1002008, 0785055
-
- National Institute of Diabetes and Digestive and Kidney Diseases
-
- The erratum is issued to correct the Letter of Intent Receipt Date as
- published in the NIH Guide for Grants and Contracts, Vol. 22, No. 1,
- January 8, 1993.
-
- The Letter of Intent Receipt Date should read March 24, 1993.
-
- $$E1 END ************************************************************
-
- 21-Jan-93 23:04:24-GMT,17018;000000000000
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- Date: Thu, 21 Jan 1993 16:51:10 EST
- Sender: NIH Guide Primary Distribution <NIHGDE-L@JHUVM.BITNET>
- From: Q2C@NIHCU.BITNET
- Subject: NIH GUIDE - RFA CA-93-17 - V22(03) 01/22/93
- To: Multiple recipients of list NIHGDE-L <NIHGDE-L@JHUVM.BITNET>
-
- $$XID RFA CA9317 CA-93-17 P1O1 *****************************************
-
- BREAST CANCER EDUCATION SUMMITS
-
- NIH GUIDE, Volume 22, Number 3, January 22, 1993
-
- RFA: CA-93-17
-
- P.T. 34; II; K.W. 0715035, 0403004, 0502017
-
- National Cancer Institute
-
- Application Receipt Data: May 7, 1993
-
- PURPOSE
-
- The purpose of this Request for Applications (RFA) is to provide
- support for the planning, implementation, and evaluation of Breast
- Cancer Education Summits. The summits are intended to convey
- information and educational materials about breast cancer to
- community organizations and businesses and to stimulate these
- organizations and businesses to establish breast cancer education and
- screening programs in the community. The aim is to motivate these
- organizations and businesses to reach women in the community, to
- inform them about the risks of breast cancer and the methods to
- achieve early detection, and how to seek the best treatment. The
- summits are intended ultimately to reach all women in the community
- placing special emphasis on women at high risk of breast cancer and
- populations that are medically underserved and/or hard-to-reach.
-
- The RFA is intended for (1) NCI-Designated Cancer Centers with P30
- grants, (2) institutions with NCI P20 planning grants for prospective
- cancer centers, and (3) other institutions with a broad base of
- grant-supported research in basic, clinical and prevention and
- control science. Relevant medical and scientific expertise, and the
- information and education resources, in place and operational, will
- best qualify institutions to (1) plan and conduct the summit with the
- content that is of greatest practical value and educational benefit
- and (2) reach the largest cross section of organizations and
- businesses in the region. The applicant institution should have
- strong ties within the community with voluntary community
- organizations, corporate leaders, state and local health departments,
- and other intermediaries that can reach medically underserved and
- hard-to-reach populations. This access ensures the widest possible
- dissemination of information and the greatest possibility for impact
- in establishment of new education and screening programs in the
- communities.
-
- Qualified institutions are invited to submit applications for hosting
- Breast Cancer Education Summits with NCI and other national and
- regional sponsors of the initiative. Applicants should also include,
- when possible, the local Cancer Information Service (CIS) in the
- plans for the summit; the CIS can be used as an information resource
- for questions concerning early detection and treatment. The local
- and/or divisional chapter of the American Cancer Society should also
- be included in the summit plans. The planning committee for the
- summit must include minority representatives as well as
- representatives from community organizations with access to the
- medically underserved.
-
- NCI will provide for the attendees at each summit written materials
- to assist organizations in promoting early detection, to guide
- businesses in developing worksite programs, to encourage women to
- follow NCI recommended breast cancer screening guidelines and, if
- needed, to seek state-of-the-art treatment. To assist in preparing
- applications for the summit, NCI has available a "how to host a
- summit" guide, which can be obtained from the NCI Program Directors.
- Also, individuals from institutions eligible to apply may attend a
- workshop on conducting breast cancer summits that will be held in
- Washington, DC on February 23, 1993. Pre-registration is required
- through the contacts named in inquiries below. Experiences and
- "lessons learned" from some breast cancer education summits will be
- provided.
-
- HEALTHY PEOPLE 2000
-
- The Public Health Service (PHS) is committed to achieving the health
- promotion and disease prevention objectives of "Healthy People 2000,"
- a PHS-led national activity for setting priority areas. This RFA,
- Breast Cancer Education Summits, is related to the priority area of
- cancer. Potential applicants may obtain a copy of "Healthy People
- 2000" (Full (Summary Report: Stock No. 017-001-00473-1) through the
- Superintendent of Documents, Government Printing Office, Washington,
- DC 20402-9325 (telephone 202/783-3238).
-
- ELIGIBILITY REQUIREMENTS
-
- Eligibility for this RFA is limited to institutions with NCI P30
- Cancer Center Support Grants, institutions with NCI P20 planning
- grants for prospective cancer centers and other institutions with a
- broad base of grant-supported research in basic, clinical and
- prevention and control science. NCI-designated comprehensive cancer
- centers that received awards, or co-hosted summits with awardees in
- 1992 from applications in response to RFA CA-91-27 are not eligible
- to apply under this RFA, but are encouraged to apply for RFA
- CA-93-18, Breast Cancer Education Mini-Summits.
-
- MECHANISM OF SUPPORT
-
- The administrative and funding mechanism to be used to support these
- summits will be the conference grant award (R13). Responsibility for
- the planning, direction, and execution of the proposed project will
- be solely that of the applicant. The total project period for
- applications submitted in response to the present RFA may not exceed
- one year. No more than $20,000 in direct costs will be awarded to a
- single Institution. The anticipated award date is July 30, 1993.
-
- This RFA is a one-time solicitation.
-
- Except as otherwise stated in this RFA, awards will be administered
- under PHS Grants Policy as stated in the Public Health Service Grants
- Policy Statement, DHHS Publication No. (OASH) 90-50-000, revised
- October 1, 1990.
-
- FUNDS AVAILABLE
-
- Approximately $140,000 in total costs will be committed specifically
- to fund applications which are submitted in response to this RFA. It
- is anticipated that seven to eight awards will be made. This funding
- level is dependent on the receipt of a sufficient number of
- applications of high scientific merit. The project period for
- applications submitted in response to the present RFA should not
- exceed one year, with the summit conferences to be held between
- October 1993 and July 1994. The earliest feasible start date for the
- initial awards will be July 1993. Although this program is provided
- for in the financial plans of the National Cancer Institute (NCI),
- the award of grants pursuant to this RFA is also contingent upon the
- availability of funds for this purpose.
-
- RESEARCH OBJECTIVES
-
- Background Information
-
- Embodied in the NCI's mission to carry out the National Cancer
- Program is the responsibility for conducting basic and clinical
- cancer research; cancer prevention and control research; and public
- information, education and community outreach. Moreover, reducing
- the mortality rate from breast cancer is a top priority. While
- research in prevention, diagnosis and control is proceeding,
- concomitant attempts must be made to educate women about the
- advisability of seeking breast cancer screening at appropriate
- intervals and, when cancer is detected, to obtain the most up-
- to-date treatment available.
-
- The NCI previously sponsored two national summits to encourage
- provision of breast cancer screening services and to provide
- information on how to obtain the most up-to-date treatment. The
- first summit targeted leaders of large women's organizations; the
- second summit targeted corporate medical directors and unions. These
- summits resulted in increased interest and activity in breast cancer
- screening within the large organizations and corporations and the
- establishment of new education and screening programs.
-
- Eight regional breast cancer education summits, following the pattern
- of the national summits, were hosted by nine NCI-designated
- comprehensive cancer centers in 1992.
-
- Goals and Scope
-
- The aim of these additional regional Breast Cancer Education Summits
- is to bring the important messages about mammography, clinical breast
- examinations, and up-to-date treatment to minorities and to those
- hard-to-reach, medically underserved populations that are of highest
- priority to the NCI, as well as to the smaller organizations and
- businesses in metropolitan areas. The aim of the program is to
- impact on the widest possible array of community organizations, to
- provide increased information and education, to stimulate access to
- high quality mammography, and to encourage the establishment of new
- mammography screening programs where they are needed. Special
- attention should be given to encouraging the establishment of readily
- available, low-cost, high-quality mammograms for underserved
- populations, such as at the worksite, or off-site with accommodations
- made for time and cost considerations.
-
- These regional summits should follow the model of the national and
- regional summits, including educational sessions, and panel
- discussions featuring successful community-based programs and
- worksite screening efforts.
-
- It is expected that grants awarded under this RFA will be used to
- partially fund planning, implementation and evaluation of the summit
- conference. The summits will be sponsored by the NCI and other
- non-profit organizations. Centers are encouraged to obtain
- additional funding from local sources for any costs not met by this
- grant.
-
- SPECIAL REQUIREMENTS
-
- The institutions that receive grants will be asked to coordinate
- their meeting dates to ensure that the summits are well-spaced within
- the time frame of October 1993 to July 1994.
-
- Applicants are invited to attend a one-day workshop on planning and
- conducting a breast cancer summit meeting that will be held in
- Washington, DC on February 23, 1993. Pre-registration is required
- through the contacts named in inquiries below.
-
- The funds and resources provided by NCI must be used for information
- and education purposes only and not for fund-raising activities.
-
- APPLICATION PROCEDURES
-
- The research grant application form PHS 398 (rev. 9/91) is to be used
- in applying for these grants. These forms are available at most
- institutional business offices of sponsored research; from the office
- of Grants Inquiries, Division of Research Grants, National Institutes
- of Health, Westwood Building, Room 449, Bethesda, Maryland 20892,
- telephone 301/496-7441; and from the NCI Program Director named
- below. Applicants may find information on the requirements for
- conference grants and supplemental instructions for application form
- PHS 398 in the publication on "Support of Scientific Meetings," U.S.
- Department of Health and Human Services, August 1988, 8pp. which can
- be obtained from the Office of Grants Inquiries or the Grants
- Management contact noted below.
-
- The RFA label available in the PHS 398 (rev. 9/91) application form
- must be affixed to the bottom of the face page of the application.
- Failure to use this label could result in delayed processing of the
- application such that it may not reach the review committee in time
- for review. In addition, the RFA number and title must be typed on
- line 2a of the face page of the application form, and the YES box
- must be marked.
-
- Submit a signed, typewritten original of the application, including
- the Checklist, and three signed, photocopies in one package to:
-
- Division of Research Grants
- National Institutes of Health
- Westwood Building, Room 240
- Bethesda, MD 20892**
-
- At time of submission, send two additional copies of the application
- to:
-
- Ms. Toby Friedberg, Referral Officer
- Division of Extramural Activities
- National Cancer Institute
- Executive Plaza North, Room 650
- 6130 Executive Boulevard
- Rockville, MD 20892
-
- Applications must be received by May 7, 1993. If an application is
- received after that date, it will be returned to the applicant
- without review. The Division of Research Grants (DRG) will not
- accept any application in response to this announcement that is
- essentially the same as one currently pending initial review, unless
- the applicant withdraws the pending application. The DRG will not
- accept any application that is essentially the same as one already
- reviewed. This does not preclude the submission of substantial
- revisions of applications already reviewed, but such applications
- must include an introduction addressing the previous critique.
-
- REVIEW CONSIDERATIONS
-
- Upon receipt, applications will be reviewed for completeness by DRG
- and responsiveness by the NCI. Incomplete and/or non-responsive
- applications will be returned to the applicant without further
- consideration.
-
- Those applications judged to be responsive will be further evaluated
- according to the review criteria stated below for technical merit by
- an appropriate peer review group convened by the Division of
- Extramural Activities, NCI. The second level of programmatic review
- will be conducted by the Executive Committee of NCI which considers
- the special needs of the Institute and the priorities of the National
- Cancer Program.
-
- Applications responsive to this competitive solicitation will be
- reviewed in accordance with the criteria stated below.
-
- 1. The technical merit of the proposed summit conference, including
- the organization and agenda, as well as the proposed evaluation and
- follow-up after the summit.
-
- 2. The institutional base of grant-supported research in basic,
- clinical and prevention and control science.
-
- 3. The institutional expertise available for state-of-the-art cancer
- treatment, follow-up, information and education.
-
- 4. The qualifications and experience of the Principal Investigator
- and staff.
-
- 5. The applicant's plans for, and demonstrated access to, minorities
- and hard-to-reach medically underserved populations in the community
- and at work sites.
-
- 6. The demonstrated ability of the Institution to evaluate the
- breast cancer-related needs of underserved and hard-to-reach
- populations in its region.
-
- 7. The demonstration of established channels for reaching
- intermediary organizations that are effective in communicating and
- providing services to the community.
-
- 8. Demonstration of an established relationship with the state
- and/or local health department.
-
- 9. Demonstrated affiliation or cooperation with a Cancer Information
- Service Office.
-
- 10. Demonstrated cooperation and involvement with the local and/or
- divisional unit of the American Cancer Society.
-
- The review group will critically examine the submitted budget and
- will recommend an appropriate budget and period of support for each
- approved application. No more than $20,000 in total direct costs
- will be awarded to a single institution.
-
- AWARD CRITERIA
-
- The anticipated date of award is July 30, 1993. Although the primary
- criteria for award will be the technical merit reflected in the
- priority score, the geographic location of the cancer centers will
- also be considered, along with other priorities of the National
- Cancer Program to allow for the broadest coverage of the U.S.
- population.
-
- Applications will be selected for funding based primarily on their
- technical merit. However, location of the cancer centers will also
- be considered to assure balanced geographic distribution of the seven
- or eight summits funded under this RFA and the more focused
- mini-summits to be funded under RFA CA-93-18, allowing the broadest
- coverage of the U.S. population.
-
- INQUIRIES
-
- Written and telephone inquiries concerning this RFA are encouraged.
- The opportunity to clarify any issues or questions from potential
- applicants is welcome.
-
- Direct inquiries regarding programmatic issues to:
-
- Linda M. Muul, Ph.D.
- Special Assistant to OCC
- Program Director, Cancer Centers Branch
- Division of Cancer Biology, Diagnosis and Centers
- National Cancer Institute
- Executive Plaza North, Room 308
- Bethesda, MD 20892
- Telephone: 301-496-8531
-
- Direct inquiries regarding fiscal matters to:
-
- Cynthia Mead
- Grants Administration Branch
- National Cancer Institute
- Executive Plaza South, Room 243
- Bethesda, MD 20892
- Telephone: (301) 496-7800 Ext. 54
-
- AUTHORITY AND REGULATIONS
-
- This program is described in the Catalog of Federal Domestic
- Assistance No 93.397. Awards are made under authorization of the
- Public Health Service Act, Title IV, Part A (Public Law 78-410, as
- amended by Public Law 99-158, 42 USC 241 and 285) and administered
- under PHS grants policies and Federal Regulations 42 CFR 52 and 45
- CFR Part 74. This program is not subject to the intergovernmental
- review requirements of Executive Order 12372 or Health Systems Agency
- review.
-
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- $$XID RFA DA9302 DA-93-02 P1O1 *****************************************
-
- SERVICES RESEARCH IN DRUG ABUSE TREATMENT
-
- NIH GUIDE, Volume 22, Number 3, January 22, 1993
-
- RFA: DA-93-02
-
- P.T. 34; K.W. 0404009, 0730050, 0408006
-
- National Institute on Drug Abuse
-
- Letter of Intent Receipt Date: March 1, 1993
- Application Receipt Date: April 16, 1993
-
- PURPOSE
-
- This Request for Applications (RFA) will support a program of health
- services research in the field of drug abuse treatment. Research
- should be directed toward any of the following: (1) understanding the
- impact of organization, structure, financing, management, and
- staffing on the availability and accessibility of treatment service
- resources, upon program content and function, and upon treatment
- effectiveness; (2) understanding the role of treatment program
- environment, organization, structure, and operation on mechanisms of
- service delivery as these are related to access to treatment,
- retention in treatment, or compliance with treatment; and (3)
- improving the ability of treatment programs to match clients with
- appropriate levels of treatment and appropriate treatment services,
- to measure the cost-effectiveness of treatment, and to deal with
- special populations.
-
- HEALTHY PEOPLE 2000
-
- The Public Health Service (PHS) is committed to achieving the health
- promotion and disease prevention objectives of "Healthy People 2000,"
- a PHS-led national activity for setting priority areas. This RFA,
- Services Research in Drug Abuse Treatment, is related to the priority
- area of alcohol and other drugs. Potential applicants may obtain a
- copy of Healthy People 2000 (Full Report: Stock No. 017-001-00474-0
- or Summary Report: Stock No. 017-001-00473-1) through the
- Superintendent of Documents, Government Printing Office, Washington,
- DC 20402-9325 (telephone 202-783-3238).
-
- ELIGIBILITY REQUIREMENTS
-
- Applications may be submitted by foreign and domestic, for-profit and
- non-profit, public and private organizations such as universities,
- colleges, hospitals, laboratories, units of State and local
- governments, and eligible agencies of the Federal government. Women
- and minority investigators are encouraged to apply. Applications are
- especially encouraged from State and municipal governments with
- research units and/or State and municipal governments collaborating
- with university-based research units.
-
- MECHANISM OF SUPPORT
-
- This RFA will use the National Institutes of Health (NIH) individual
- research grant (R01). Responsibility for the planning, direction,
- and execution of the proposed project will be solely that of the
- applicant. Support will be provided for a period of up to five years
- (renewable for subsequent periods) subject to continued availability
- of funds and progress achieved. This RFA is a one-time solicitation.
- Future unsolicited competing continuation applications will compete
- with all investigator-initiated applications and be reviewed
- according to the customary peer review procedures. Because the
- nature and scope of the research proposed in response to this RFA may
- vary, the size of an award will also vary.
-
- FUNDS AVAILABLE
-
- It is anticipated that approximately $3.0 million will be available
- to support the first year of the services research program. However,
- it is anticipated that approximately 8 to 10 new awards will be made
- under this announcement.
-
- If required in support of research objectives, funds may be expended
- on drug abuse treatment costs, rental and operation of facilities,
- approved renovation and modification of facilities (subject to limits
- and conditions specified in Public Health Service grant policy), and
- other costs normally allowable under existing Public Health Service
- grants policy. Funds may not be used for new construction or to
- replace existing treatment funding.
-
- RESEARCH OBJECTIVES
-
- Background
-
- Section 4640(d)(2) of the ADAMHA Reorganization Act of 1992 directs
- NIDA to develop a program of health services research, and defines
- health services research as "... research endeavors that study the
- impact of the organization, financing, and management of health
- services on the quality, cost, access to, and outcomes of care."
-
- Estimates of treatment services and funding sources are available
- from the National Drug and Alcoholism Treatment Unit Survey
- (NIDA/NIAAA, 1990), the State Alcohol and Drug Abuse Profile study
- (NIDA/NIAAA, 1992). However, these studies are deficient in
- describing treatment service delivery systems, factors influencing
- availability and accessibility of services, the influence of
- financing and health care coverage, and the impact of these factors
- upon treatment effectiveness and cost-effectiveness. Compared with
- publicly-funded treatment, clients with private funding pay more per
- visit on average ($2,450 vs. $1,240) and stay in treatment for
- shorter durations (Gerstein and Harwood, 1990:203). Anecdotal
- reports on the impact of private funding for treatment suggest that
- the accessibility of drug abuse treatment services may often be more
- dependent upon availability of funding than upon need. Whether this
- is true or not, research indicates that treatment services vary
- widely from program to program in quality and effectiveness (Ball and
- Ross, 1991:243; D'Aunno and Vaughn, 1992).
-
- There is evidence that retention, which has been linked to positive
- treatment outcomes, is influenced by the availability and quality of
- services. Dennis et al. (1992) reports higher retention among
- eligible methadone maintenance clients who received augmented
- vocational and educational services than among those who received the
- standard levels of service. Joe, Simpson, and Hubbard (1991) found
- that treatment tenure was related to professional diagnosis of
- problems, to more structured treatment, and to the type and frequency
- of services provided. Recently, research has focused on improving
- treatment by providing more and better treatment services in order to
- improve retention and treatment outcomes (Simpson, Chatham, and Joe,
- 1993).
-
- McLellan and others (1982) have stated that drug abuse treatment is
- most effective when treatment services are matched to individual
- needs. However, augmented treatment services may not always be cost
- effective. In the context of limited treatment resources, there is
- also a need to determine the relative costs and benefits of
- individual treatment services. In a study conducted by McLellan et
- al. (1983), improvement was related both to client characteristics
- (the severity of the patient's psychopathology) and to the services
- received. Regardless of additional treatment services received,
- patients with the most severe psychopathology improved the least,
- while patients with little psychopathology improved the most. An
- additional treatment service, psychotherapy, significantly affected
- the outcomes only of the middle group, those with mild to moderate
- psychopathology in addition to their substance abuse problem.
-
- The assessment of potential benefit for treatment services is
- important for problem areas other than psychopathology. Dennis et
- al. (1992) reports that methadone maintenance clients who have a
- moderate level of marketable skills but who lack training, a high
- school diploma, appropriate work tools or clothes, or entre into the
- job market benefit to a greater extent from vocational and employment
- services than clients with severely impaired employability. Although
- a clear need exists to maximize the effectiveness of limited
- treatment resources, little research has been carried out to
- determine the relative costs and benefits of providing augmented
- treatment services.
-
- These and other studies suggest that treatment effectiveness may
- depend on the availability, accessibility, cost, and quality of
- treatment services as much as on the particular treatment model
- employed. However, there is relatively little knowledge regarding
- what service delivery systems exist or how these may be improved to
- increase the effective delivery of treatment.
-
- Program Description
-
- Applicants are advised to review existing information relevant to
- drug abuse treatment health services research and to design studies
- using the most rigorous methodological and analytic designs feasible
- to investigate the impact of treatment service structure and
- organization, staffing, standards, financing, and management upon the
- content, suitability, quality, cost, availability and accessibility,
- and effectiveness of drug abuse treatment services. A variety of
- research strategies are appropriate, including those involving
- primary data collection at the clinic, local area, or system level,
- studies that make use of existing data bases, such as provider/payor
- data bases (e.g., Medicaid or HMO), treatment outcome studies (e.g.,
- Treatment Outcome Prospective Study), or clinic data archives, and
- conceptual and methodological work. A range of approaches is
- appropriate, including individual and multi-disciplinary approaches
- from fields including, but not limited to, economics, sociology,
- criminal justice, psychology, public health, and other relevant
- social sciences. It is intended that this program of research
- encourage innovation in research strategies, use of existing data in
- ways that maximize its usefulness, and studies that have both
- scientific and public policy relevance. This program of research
- emphasizes timely transfer of results. Awardees will be encouraged
- to participate in research coordination activities to maximize the
- utility of the research, including review and dissemination
- activities. Areas of particular research interest include the
- following:
-
- Treatment Services Structure, Organization, and Delivery
-
- o Studies to define and characterize the organization, financing,
- management, and quality of treatment services, in relation to
- treatment content and the client populations and subgroups served.
-
- o Development and testing of models to improve the availability,
- accessibility, and delivery of appropriate treatment services within
- typical treatment contexts and environments.
-
- o Investigation of treatment program environment, organization,
- structure, staffing, and operation on mechanisms of service delivery
- as these are related to access to treatment, retention in treatment,
- compliance with treatment, quality and comprehensiveness of services
- received, and treatment outcomes. For example, are outcomes better
- for drug treatment combined with comprehensive services, and is it
- more effective to deliver comprehensive services in the treatment
- program than to provide referral to outside sources for such
- services?
-
- Financing of Services
-
- o Investigation of the effects of different models/mechanisms of
- funding and financing on treatment service resources, on the
- organization, structure, management, staffing and function of
- treatment programs, on treatment content, on treatment service
- utilization, on the populations and subgroups served, on the
- assessment of client/patient need for services, and on treatment
- effectiveness and cost-effectiveness.
-
- o Investigation of minimally necessary services. What is the
- incremental value of increased levels of care and different
- combinations of services, how do these differ among the populations
- and subgroups served, and how may this be optimized with regard to
- client characteristics?
-
- Quality and Effectiveness of Services
-
- o Studies to describe the relationship between client/patient
- characteristics and treatment program structure, organization, and
- operation with regard to delivery of appropriate treatment services.
- Development and testing of models to improve the appropriateness of
- the services delivered and to increase the effectiveness of matching
- and referral processes.
-
- o Investigation of availability, accessibility, suitability,
- content, quality, cost, and effectiveness of drug abuse treatment
- services and delivery systems for special populations, including
- women, adolescents, and minorities.
-
- o Effectiveness of the structure and organization of outreach
- services on entry into treatment.
-
- o Effectiveness of outreach service delivery systems explicitly
- directed to reducing HIV risk behaviors of drug abusers.
-
- o Development and testing of measures of cost, effectiveness,
- cost-benefits and cost-effectiveness of treatment services, including
- standardized models which could be incorporated in a range of
- research activities.
-
- The importance of a sound research plan and qualified research staff
- cannot be over-emphasized. It is recommended that investigators use
- the most rigorous methodology consistent with the purposes of the
- research. Where controlled trials are not feasible, other types of
- controls may be used, including case controls, equivalent comparison
- groups, regression-discontinuity, or other designs.
-
- Where appropriate, investigators are encouraged to offer HIV testing
- and counseling in accordance with current guidelines to subjects
- identified during the course of the research as being at risk for HIV
- acquisition or transmission. In high risk populations, investigators
- are encouraged to assess the effects of new interventions on the
- acquisition and transmission of infectious diseases, including HIV.
-
- STUDY POPULATIONS
-
- NIH POLICY CONCERNING INCLUSION OF MINORITIES AND WOMEN AS SUBJECTS
- IN RESEARCH
-
- Applications for clinical research grants and cooperative agreements
- that involve human subjects are required to include minorities and
- both genders in study populations so that research findings can be of
- benefit to all persons at risk of the disease, disorder, or condition
- under study; special emphasis should be placed on the need for
- inclusion of minorities and women in studies of diseases, disorders,
- and conditions which disproportionately affect them. This policy
- applies to all research involving human subjects and human materials,
- and applies to males and females of all ages. If one gender and/or
- minorities are excluded or are inadequately represented in this
- research, particularly in proposed population-based studies, a clear
- compelling rationale for exclusion or inadequate representation
- should be provided. The composition of the proposed study population
- must be described in terms of gender and racial/ethnic group,
- together with a rationale for its choice. In addition, gender and
- racial/ethnic issues should be addressed in developing a research
- design and sample size appropriate for the scientific objectives of
- the study.
-
- Applicants are urged to assess carefully the feasibility of including
- the broadest possible representation of minority groups. However,
- NIH recognizes that it may not be feasible or appropriate in all
- research projects to include representation of the full array of
- United States racial/ethnic minority populations (i.e., American
- Indians or Alaskan Natives, Asians or Pacific Islanders, Blacks,
- Hispanics). Investigators must provide the rationale for studies on
- single minority population groups.
-
- Applications for support of research involving human subjects must
- employ a study design with minority and/or gender representation (by
- age distribution, risk factors, incidence/prevalence, etc.)
- appropriate to the scientific objectives of the research. It is not
- an automatic requirement for the study design to provide statistical
- power to answer the questions posed for men and women and
- racial/ethnic groups separately; however, whenever there are
- scientific reasons to anticipate differences between men and women,
- and racial/ethnic groups, with regard to the hypothesis under
- investigation, applicants should include an evaluation of these
- gender and minority group differences in the proposed study. If
- adequate inclusion of one gender and/or minorities is impossible or
- inappropriate with respect to the purpose of the only study
- population available, there is a disproportionate representation of
- one gender or minority/majority group, the rationale for the study
- population must be well explained and justified.
-
- The NIH funding components will not make awards of grants,
- cooperative agreements or contracts that do not comply with this
- policy. For research awards which are covered by this policy,
- awardees will report annually on enrollment of women and men, and on
- the race and ethnicity of subjects.
-
- LETTER OF INTENT
-
- Prospective applicants are asked to submit, by March 1, 1993, a
- letter of intent that includes a descriptive title of the proposed
- research, the name, address, and telephone number of the Principal
- Investigator, the identities of other key personnel and participating
- institutions, and the number and title of the RFA in response to
- which the application may be submitted.
-
- Although a letter of intent is not required, is not binding, and does
- not enter into the review of subsequent applications, the information
- that it contains allows NIDA staff to estimate the potential review
- workload and to avoid conflict of interest in the review.
-
- The letter of intent is to be sent to:
-
- Director, Office of Extramural Program Review
- National Institute on Drug Abuse
- 5600 Fishers Lane, Room l0-42
- Rockville, MD 20857
- Telephone: 301-443-2755
-
- APPLICATION PROCEDURES
-
- Applications received after April 16, 1993, will be returned to the
- applicant without review.
-
- The RFA label in the PHS form 398 application kit must be affixed to
- the bottom of the original face page. Failure to use the RFA label
- and to follow instructions could result in delayed processing of the
- application such that it may not reach the review committee in time
- for review.
-
- Applications are to be submitted on the grant application form PHS
- 398 (rev. 9/91). Application kits are available at most
- institutional offices of sponsored research and may be obtained from
- the Office of Grant Inquiries, Division of Research Grants, National
- Institutes of Health, Westwood Building, Room 240, Bethesda, MD
- 20892, telephone (301) 496-7441. The title and number of this
- announcement, "Services Research in Drug Abuse Treatment, DA-93-02"
- must be typed in item 2a on the face page of the application, and the
- "YES" box must be marked.
-
- Submit a signed, typewritten original of the application and three
- signed photocopies in one package to:
-
- Division of Research Grants
- National Institutes of Health
- Westwood Building, Room 240
- Bethesda, MD 20892**
-
- At the time of submission, two additional copies of the application
- must also be sent to:
-
- Director, Office of Extramural Program Review
- National Institute on Drug Abuse
- 5600 Fishers Lane, Room l0-42
- Rockville, MD 20857
-
- REVIEW PROCEDURES
-
- Applications received under this announcement will be assigned to an
- NIDA initial review group (IRG) in accordance with established PHS
- referral guidelines. The IRGs, consisting primarily of non-Federal
- scientific and technical experts, will review the applications for
- scientific and technical merit in accordance with the standard NIH
- peer review procedures. Notification of the review recommendations
- will be sent to the applicant after the initial review. Applications
- will receive a second-level review by an appropriate Advisory
- Council, whose review may be based on policy considerations as well
- as scientific merit. Only applications recommended for further
- consideration by the Council may be considered for funding.
-
- AWARD CRITERIA
-
- Applications recommended for further consideration by an appropriate
- Advisory Council will be considered for funding on the basis of
- overall scientific and technical merit of the proposal as determined
- by peer review, appropriateness of budget estimates, program needs
- and balance, policy considerations, adequacy of provisions for the
- protection of human subjects, and availability of funds.
-
- The anticipated date of award is September 30, 1993.
-
- INQUIRIES
-
- Written and telephone inquiries concerning this RFA are encouraged.
- The opportunity to clarify any issues or questions from potential
- applicants is welcome.
-
- Direct inquiries regarding programmatic issues to:
-
- Frank M. Tims, Ph.D.
- National Institute on Drug Abuse
- 5600 Fishers Lane, Room l0A-30
- Rockville, MD 20857
- Telephone: (301) 443-4060
-
- Direct inquiries regarding fiscal matters to:
-
- Ms. Shirley Ann Denney
- Chief, Grants Management Branch
- National Institute on Drug Abuse
- 5600 Fishers Lane, Room 8A-54
- Rockville, MD 20857
- Telephone: (301) 443-6710
-
- Schedule
-
- Applications will be reviewed according to the following review
- schedule:
-
- Application Receipt Date: April 16, 1993
- Initial Review: June 1993
- Advisory Council: September 1993
- Earliest Date of Award: September 1993
-
- AUTHORITY AND REGULATIONS
-
- This program is described in the Catalog of Federal Domestic
- Assistance No. 93.279. Awards are made under authorization of the
- Public Health Service Act, Section 301, and administered under PHS
- policies and Federal Regulations at Title 42 CFR 52 "Grants for
- Research Projects", Title 45 CFR Part 74 & 92, "Administration of
- Grants" and 45 CFR Part 46, "Protection of Human Subjects". Title 42
- CFR Part 2, "Confidentiality of Alcohol and Drug Abuse Patient
- Records" may also be applicable to these awards. This program is not
- subject to the intergovernmental review requirements of Executive
- Order 12372 or Health Systems Agency review.
-
- References
-
- Ball, J.C., and A. Ross. The effectiveness of methadone maintenance
- treatment. New York: Springer-Verlag, 1991.
-
- D'Aunno, T., and T.E. Vaughn. Variations in methadone treatment
- practices: Results from a national study. Journal of the American
- Medical Association, 1992, 267, 253-258.
-
- Dennis, M.L., G.T. Karuntzos, and J.V. Rachal. Accessing additional
- community resources through case management to meet the needs of
- methadone clients. In R.S. Ashery (Ed.), Progress and issues in case
- management. National Institute on Drug Abuse Research Monograph 127.
- DHHS Pub. No. (ADM) 92-1946. Washington, DC: U.S. Government
- Printing Office, 1992, pp. 54-78.
-
- Gerstein, D.R., and H.J. Harwood (Eds). Treating drug problems.
- Vol. 1. Washington, DC: National Academy Press, 1990.
-
- Joe, G.W., D.D. Simpson, and R.L. Hubbard. Treatment predictors of
- tenure in methadone maintenance. Journal of Substance Abuse, 1991,
- 3, 73-84.
-
- McLellan, A.T., L. Luborsky, C.P. O'Brien, G.E. Woody, and K.A.
- Druley. Is treatment for substance abuse effective? Journal of the
- American Medical Association, 1982, 247, 1423-1428.
-
- McLellan, A.T., G.E. Woody, L. Luborsky, C.P. O'Brien, and K.A.
- Druley. Increased effectiveness of substance abuse treatment: A
- prospective study of patient-treatment "matching." J Nervous and
- Mental Disease, 1983, 171, 597-605.
-
- NIDA/NIAAA. State resources and services related to alcohol and
- other drug abuse problems, fiscal year 1990: An analysis of state
- alcohol and drug abuse profile data. DHHS Pub. No. (ADM) 92-1905.
- Washington, DC: U.S. Government Printing Office, 1992.
-
- NIDA/NIAAA. National Drug and Alcoholism Treatment Unit Survey
- (NDATUS): 1989 Main Findings Report. DHHS Pub. No. (ADM) 91-1729.
- Washington, DC: U.S. Government Printing Office, 1990.
-
- Simpson, D.D., L.R. Chatham, and G.W. Joe. Cognitive enhancements to
- treatment in DATAR: Drug abuse treatment for AIDS risk reduction.
- In J. Inciardi, F. Tims, and B. Fletcher (Eds.), Innovative
- approaches to the treatment of drug abuse: Program models and
- strategies. Westport, CT: Greenwood Press, 1993.
-