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- Network Working Group T. Smith
- Request for Comments: 2226 IBM Corporation
- Category: Standards Track G. Armitage
- Lucent Technologies
- October 1997
-
-
- IP Broadcast over ATM Networks
-
-
- Status of this Memo
-
- This document specifies an Internet standards track protocol for the
- Internet community, and requests discussion and suggestions for
- improvements. Please refer to the current edition of the "Internet
- Official Protocol Standards" (STD 1) for the standardization state
- and status of this protocol. Distribution of this memo is unlimited.
-
- Copyright Notice
-
- Copyright (C) The Internet Society (1997). All Rights Reserved.
-
- Abstract
-
- This memo describes how the IP multicast service being developed by
- the IP over ATM working group may be used to support IP broadcast
- transmission. The solution revolves around treating the broadcast
- problem as a special case of multicast, where every host in the
- subnet or cluster is a member of the group.
-
- An understanding of the services provided by RFC 2022 is assumed.
-
- 1. Introduction.
-
-
- The IETF's first step in solving the problems of running IP over
- Asynchronous Transfer Mode (ATM) technology is described in RFC 1577
- [1]. It provides for unicast communication between hosts and routers
- within Logical IP Subnets (LISs), and proposes a centralized ATM ARP
- Server which provides IP to ATM address resolution services to LIS
- members.
-
- Two classes of IP service were omitted - multicast and broadcast
- transmissions. Multicasting allows a single transmit operation to
- cause a packet to be received by multiple remote destinations.
-
-
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- Smith & Armitage Standards Track [Page 1]
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- Broadcasting typically allows a single transmit operation to cause a
- packet to be received by all IP hosts that are members of a
- particular 'subnet'.
-
- To address the need for multicast support (represented by
- transmission to IP addresses in the Class D space), RFC 2022
- ("Support for Multicast over UNI 3.0/3.1 based ATM Networks") [2] was
- created. This memo creates an analog of the RFC 1577 ARP Server - a
- new entity known as the MARS (Multicast Address Resolution Server).
- The MARS operates as a centralized registry and distribution
- mechanism for mappings between IP multicast addresses and groups of
- ATM unicast addresses. Host behavior is also defined for establishing
- and managing point to multipoint VCs, based on the information
- returned by the MARS, when hosts wish to transmit packets to a
- multicast group.
-
- This memo aims to show how RFC 2022 may be used to emulate IP
- broadcast within Logical IP Subnets. While the broadcast technique
- does not align itself well with the underlying point-to-point nature
- of ATM, clearly, some applications will still wish to use IP
- broadcasts. Client-server applications where the client searches for
- a server by sending out a broadcast is one scenario. Routing
- protocols, most notably RIP, are other examples.
-
- 2. Review of Unicast and Multicast.
-
- Both the unicast and multicast cases take advantage of the point-to-
- point and point-to-multipoint capabilities defined in the ATM Forum
- UNI 3.1 document [4]. A unicast IP address has a single ATM level
- destination. Unicast transmissions occur over point to point Virtual
- Channels (VCs) between the source and destination. The ARP Server
- holds mappings between IP destination addresses and their associated
- ATM destination address. Hosts issue an ARP_REQUEST to the ARP Server
- when they wish to ascertain a particular mapping. The ARP Server
- replies with either an ARP_REPLY containing the ATM address of the
- destination, or an ARP_NAK when the ARP Server is unable to resolve
- the address. If the request is successful the host establishes a VC
- to the destination interface. This VC is then used to forward the
- first (and subsequent) packets to that particular IP destination. RFC
- 1577 describes in further detail how hosts are administratively
- grouped in to Logical IP Subnets (LISs), and how the ARP Server
- establishes the initial mappings for members of the LIS it serves.
-
- The basic host behavior for multicasting is similar - the sender must
- establish and manage a point to multipoint VC whose leaf nodes are
- the group's actual members. Under UNI 3.1 these VCs can only be
- established and altered by the source (root) interface.
-
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- Smith & Armitage Standards Track [Page 2]
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- The MARS is an evolution of the ARP Server model, and performs two
- key functions. The first function is the maintenance of a list of
- ATM addresses corresponding to the members for each group. This list
- is created by a host registration process which involves two messages
- - a MARS_JOIN which declares that a host wishes to join the specified
- group(s), and a MARS_LEAVE which indicates that a host wishes to
- leave the specified group(s).
-
- MARS_JOIN and MARS_LEAVE messages are also redistributed to all
- members of the group so that active senders may dynamically adjust
- their point to multipoint VCs accordingly.
-
- The other major function is the retrieval of group membership from
- MARS (analogous to the ARP Server providing unicast address
- mappings). When faced with the need to transmit an IP packet with a
- Class D destination address, a host issues a MARS_REQUEST to the
- MARS. If the group has members the MARS returns a MARS_MULTI
- (possibly in multiple segments) carrying a set of ATM addresses. The
- host then establishes an initial point to multipoint VC using these
- ATM addresses as the leaf nodes. If the MARS had no mapping it would
- return a MARS_NAK.
-
- (RFC 2022 also discusses how the MARS can arrange for Class D groups
- to be supported by either multicast servers, or meshes of point to
- multipoint VCs from host to host. However, from the host's
- perspective this is transparent, and is not central to this
- discussion of IP broadcast support.)
-
- This memo describes how a host may utilize the registration and group
- management functions in an existing MARS based IP/ATM network to
- emulate IP broadcasts.
-
- 3. Broadcast as a special case of Multicast.
-
- Many of the problems that occur when implementing a broadcast
- solution also occur in when implementing a multicast solution. In
- fact, broadcast may be considered a special case of multicast. That
- is, broadcast is a multicast group whose members include all members
- in the LIS.
-
- There are two broadcast groups which this memo addresses:
-
- 1) 255.255.255.255 - "All ones" broadcast
-
- 2) x.z - CIDR-prefix (subnet) directed broadcast
-
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- Smith & Armitage Standards Track [Page 3]
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- Broadcast (1) is sometimes referred to as a limited broadcast to this
- physical network. Broadcast (2) can be thought of as the the
- broadcast for subnets or networks in the old paradigm. As described
- in [6] and [7], the notion of subnets and networks is being replaced
- with a more efficient utilization of the routing address space known
- as Classless Inter-Domain Routing. The CIDR-prefix (x) is the
- combination of IP address and subnet mask that denotes the subnet
- number. The host portion of the address (z) is all ones. One should
- note that while these broadcasts have different scopes at the IP or
- network layer, they have precisely the same scope at the link layer
- -- namely that all members of the LIS will receive a copy.
-
- These addresses may be used in two environments:
-
- o Broadcasting to all members of a given LIS where
- a priori knowledge of a host's IP address and
- subnet mask are known (e.g. the CIDR-prefix directed
- broadcast).
-
- o Broadcasting to all members of a physical network
- without knowledge of a host's IP address and
- subnet mask (e.g. the all ones broadcast).
-
- On a broadcast medium like Ethernet, these two environments result in
- the same physical destination. That is, all stations on that network
- will receive the broadcast even if they are on different logical
- subnets, or are non-IP stations. With ATM, this may not be the case.
- Because ATM is non-broadcast, a registration process must take place.
- And if there are stations that register to some broadcast groups, but
- not others, then the different broadcast groups will have different
- memberships. The notion of broadcast becomes inconsistent.
-
- One case that requires the use of the all ones broadcast is that of
- the diskless boot, or bootp client, where the host boots up, and does
- not know its own IP address or subnet mask. Clearly, the host does
- not know which subnet it belongs to. So, to send a broadcast to its
- bootp server, the diskless workstation must use the group which
- contains no subnet information, i.e. the 255.255.255.255 broadcast
- group. Carrying the example a little further, the bootp server,
- after receiving the broadcast, can not send either a directed frame
- nor a subnet directed broadcast to respond to the diskless
- workstation. Instead, the bootp server must also use the
- 255.255.255.255 group to communicate with the client.
-
- While the all ones broadcast is required at the IP layer, it also has
- relevance at the link layer when deciding which broadcast group to
- register with in MARS. In other words, a bootp client wishing to
- register for a link layer broadcast, can only register for
-
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- 255.255.255.255 in the MARS address space because the client's subnet
- is unknown at the time. Given that some applications must use the
- all ones address in MARS for their broadcast group, and that we wish
- to minimize the number of broadcast groups used by LIS members, the
- all ones group in MARS MUST be used by all members of the LIS when
- registering to receive broadcast transmissions. The VCC used for
- transmitting any broadcast packet will be based on the members
- registered in the MARS under the 255.255.255.255 address position.
- This VCC will be referred to as the "broadcast channel" through the
- remainder of this memo.
-
- 4. The MARS role in broadcast.
-
- Many solutions have been proposed, some of which are listed in
- Appendix A. This memo addresses a MARS solution which appears to do
- the best job of solving the broadcast problem.
-
- There are a number of characteristics of the MARS architecture that
- should be kept intact. They include:
-
- o MARS contains no knowledge of subnet prefixes and subnet masks.
- Each group address registered with MARS is managed independently.
-
- o A MARS may only serve one LIS. This insures that the
- broadcast group 255.255.255.255 is joined by hosts from one
- LIS, keeping its scope bound to conventional interpretation.
-
- o The Multicast Server (MCS) described in [2] may be used to service
- the broadcast groups defined in this memo without modification.
- The MCS will reduce the number of channels used by the network.
-
- The MARS needs no additional code or special algorithms to handle the
- resolution of IP broadcast addresses. It is simply a general database
- that holds {Protocol address, ATM.1, ATM.2, ... ATM.n} mappings, and
- imposes no constraints on the type and length of the 'Protocol
- address'. Whether the hosts view it as Class D or 'broadcast' (or
- even IP) is purely a host side issue.
-
- It is likely that end points will want to use the IP broadcast
- emulation described here in order to support boot time location of
- the end point's IP address. This leads to the observation that the
- MARS should NOT expect to see both the IP source and ATM source
- address fields of the MARS_JOIN filled in. This is reasonable, since
- only the ATM source address is used when registering the end point as
- a group member.
-
- The MARS architecture is sufficient to insure the integrity of the
- broadcast group list without any modification.
-
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- 5. Host Requirements for Broadcast.
-
- The following list of bullets describes additional characteristics of
- a MARS-compliant host. These characteristics are required to take
- advantage of the broadcast function.
-
- o A host must register as a MARS client.
-
- o A host, soon after registration MUST issue a MARS_JOIN to the
- all ones broadcast address (i.e. 255.255.255.255) with the
- mar$flags.layer3grp reset.
-
- o When transmitting packets, the host should map all IP layer
- broadcasts to the VCC (broadcast channel) created and maintained
- based on the all ones entry in MARS.
-
- o A host MUST monitor the MARS_JOIN/MARS_LEAVE messages
- for 255.255.255.255 to keep the broadcast channel current.
-
- o A broadcast channel should be torn down after a period of
- inactivity. The corresponding timeout period MAY be specified
- with a minimum value of one minute, and a RECOMMENDED
- default value of 20 minutes.
-
- One should note that while every member participating in the
- broadcast MUST be a member of the all ones group, not all members
- will choose to transmit broadcast information. Some members will
- only elect to receive broadcast information passively. Therefore, in
- a LIS with n stations, there may be less than n channels terminated
- at each station for broadcast information. Further reductions may be
- gained by adding a Multicast Server (MCS) to the broadcast
- environment which could reduce the number of VCs to two (one
- incoming, one outgoing), or one for a station that only wishes to
- listen.
-
- It is well understood that broadcasting in this environment may tax
- the resources of the network and of the hosts that use it.
- Therefore, an implementer MAY choose to provide a mechanism for
- retracting the host's entry in the broadcast group after it has been
- established or prior to joining the group. The MARS_LEAVE is used to
- request withdrawal from the group if the host wishes to disable
- broadcast reception after it has joined the group. The default
- behavior SHALL be to join the all ones broadcast group in MARS.
-
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- 6. Implications of IP broadcast on ATM level resources.
-
- RFC 2022 discusses some of the implications of large multicast groups
- on the allocation of ATM level resources, both within the network and
- within end station ATM interfaces.
-
- The default mechanism is for IP multicasting to be achieved using
- meshes of point to multipoint VCs, direct from source host to group
- members. Under certain circumstances system administrators may, in a
- manner completely transparent to end hosts, redirect multicast
- traffic through ATM level Multicast Servers (MCSs). This may be
- performed on an individual group basis.
-
- It is sufficient to note here that the IP broadcast 'multicast group'
- will constitute the largest consumer of VCs within your ATM network
- when it is active. For this reason it will probably be the first
- multicast group to have one or more ATM MCSs assigned to support it.
- However, there is nothing unique about an MCS assigned to support IP
- broadcast traffic, so this will not be dealt with further in this
- memo. RFC 2022 contains further discussion on the possible
- application of multiple MCSs to provide fault-tolerant architectures.
-
- 7. Further discussion.
-
- A point of discussion on the ip-atm forum revolved around "auto
- configuration" and "diskless boot". This memo describes a broadcast
- solution that requires the use of the MARS. Therefore, at a minimum,
- the ATM address of the MARS must be manually configured into a
- diskless workstation. Suggestions such as universal channel numbers,
- and universal ATM addresses have been proposed, however, no agreement
- has been reached.
-
- Another topic for discussion is multiprotocol support. MARS is
- designed for protocol independence. This memo specifically addresses
- the IP broadcast case, identifying which addresses are most effective
- in the IP address space. However, the principles apply to any layer
- 3 protocol. Further work should be performed to identify suitable
- addresses for other layer 3 protocols.
-
- Finally, there has been support voiced for a link layer broadcast
- that would be independent of the layer 3 protocol. Such a solution
- may provide a simpler set of rules through which broadcast
- applications may be used. In addition, some solutions also provide
- for more efficient use of VCCs.
-
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- Security Considerations
-
- This memo addresses a specific use of the MARS architecture and
- components to provide the broadcast function. As such, the security
- implications are no greater or less than the implications of using
- any of the other multicast groups available in the multicast address
- range. Should enhancements to security be required, they would need
- to be added as an extension to the base architecture in RFC 2022.
-
- Acknowledgments
-
- The apparent simplicity of this memo owes a lot to the services
- provided in [2], which itself is the product of much discussion on
- the IETF's IP-ATM working group mailing list. Grenville Armitage
- worked on this document while at Bellcore.
-
- References
-
- [1] Laubach, M., "Classical IP and ARP over ATM", RFC 1577,
- December 1993.
-
- [2] Armitage, G., "Support for Multicast over UNI 3.0/3.1 based ATM
- Networks", RFC 2022, November 1995.
-
- [3] Deering, S., "Host Extensions for IP Multicasting", STD 5,
- RFC 1112, August 1989.
-
- [4] ATM Forum, "ATM User-Network Interface Specification Version
- 3.0", Englewood Cliffs, NJ: Prentice Hall, September 1993.
-
- [5] Perez, M., Liaw, F., Grossman, D., Mankin, A., Hoffman, E. and
- A. Malis, "ATM Signaling Support for IP over ATM", RFC 1755,
- February 1995.
-
- [6] Fuller, V., Li, T., Yu, J., and K. Varadhan, "Classless Inter-
- Domain Routing (CIDR): an Address Assignment and Aggregation
- Strategy", RFC 1519, September 1993.
-
- [7] Baker, F., "Requirements for IP Version 4 Routers", RFC 1812,
- June 1995.
-
- [8] Bradner, S., "Key words for use in RFCs to Indicate Requirement
- Levels, BCP 14, RFC 2119, March 1997.
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- Authors' Addresses
-
- Timothy J. Smith
- Network Routing Systems,
- International Business Machines Corporation.
- N21/664
- P.O.Box 12195
- Research Triangle Park, NC 27709
-
- Phone: (919) 254-4723
- EMail: tjsmith@vnet.ibm.com
-
-
- Grenville Armitage
- Bell Labs, Lucent Technologies.
- 101 Crawfords Corner Rd,
- Holmdel, NJ, 07733
-
- EMail: gja@lucent.com
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- RFC 2226 IP Broadcast over ATM Networks October 1997
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- Appendix A. Broadcast alternatives
-
- Throughout the development of this memo, there have been a number of
- alternatives explored and discarded for one reason or another. This
- appendix documents these alternatives and the reason that they were
- not chosen.
-
- A.1 ARP Server Broadcast Solutions.
-
- The ARP Server is a good candidate to support broadcasting. There is
- an ARP Server for every LIS. The ARP Server contains the entire LIS
- membership. These are fundamental ingredients for the broadcast
- function.
-
- A.1.1 Base Solution without modifications to ARP Server.
-
- One may choose as an existing starting point to use only what is
- available in RFC 1577. That is, a host can easily calculate the
- range of members in its LIS based on its own IP address and subnet
- mask. The host can then issue an ARP Request for every member of the
- LIS. With this information, the host can then set up point-to-point
- connections with all members, or can set up a point-to-multipoint
- connection to all members. There you have it, the poor man's
- broadcast.
-
- While this solution is very straight forward, it suffers from a
- number of problems.
-
- o The load on the ARP Server is very large. If all stations on
- a LIS choose to implement broadcasting, the initial surge of ARP
- Requests will be huge. Some sort of slow start sequence would be
- needed.
-
- o The amount of resource required makes this a non-scalable
- solution. The authors believe that broadcasting will require an
- MCS to reduce the number of channel resources required to support
- each broadcast 'group'. Using the ARP Server in this manner does
- not allow an MCS to be transparently introduced. (Basic RFC1577
- interfaces also do not implement the extended LLC/SNAP
- encapsulation required to safely use more than one MCS).
-
- o The diskless boot solution can not function in this environment
- because it may be unable to determine which subnet to which it
- belongs.
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- A.1.2 Enhanced ARP Server solution.
-
- This solution is similar to the base solution except that it takes
- some of the (MARS) multicast solution and embeds it in the ARP
- Server. The first enhancement is to add the MARS_MULTI command to
- the set of opcodes that the ARP Server supports. This would allow a
- host to issue a single request, and to get back the list of members
- in one or more MARS_REPLY packets. Rather than have a registration
- mechanism, the ARP Server could simply use the list of members that
- have already been registered. When a request comes in for the subnet
- broadcast address, the ARP Server would aggregate the list, and send
- the results to the requester.
-
- This suffers from two drawbacks.
-
- 1) Scalability with regard to number of VCs is still an issue.
- One would eventually need to add in some sort of multicast
- server solution to the ARP Server.
-
- 2) The diskless boot scenario is still broken. There is no
- way for a station to perform a MARS_MULTI without first
- knowing its IP address and subnet mask.
-
- The diskless boot problem could be solved by adding to the ARP Server
- a registration process where anyone could register to the
- 255.255.255.255 address. These changes would make the ARP Server
- look more and more like MARS.
-
- A.2 MARS Solutions.
-
- If we wish to keep the ARP Server constant as described in RFC 1577,
- the alternative is to use the Multicast Address Resolution Server
- (MARS) described in [2].
-
- MARS has three nice features for broadcasting.
-
- 1) It has a generalized registration approach which allows
- for any address to have a group of entities registered.
- So, if the subnet address is not known, a host can
- register for an address that is known (e.g. 255.255.255.255).
-
- 2) The command set allows for lists of members to be passed
- in a single MARS_MULTI packet. This reduces traffic.
-
- 3) MARS contains an architecture for dealing with the
- scalability issues. That is, Multicast Servers (MCSs)
- may be used to set up the point-to-multipoint channels
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- and reduce the number of channels that a host needs to
- set up to one. Hosts wishing to broadcast will instead
- send the packet to the MCS who will then forward it to
- all members of the LIS.
-
- A.2.1. CIDR-prefix (Subnet) Broadcast solution.
-
- One of the earliest solutions was to simply state that broadcast
- support would be implemented by using a single multicast group in the
- class D address space -- namely, the CIDR-prefix (subnet) broadcast
- address group. All members of a LIS would be required to register to
- this address, and use it as required. A host wishing to use either
- the 255.255.255.255 broadcast, or the network broadcast addresses
- would internally map the VC to the subnet broadcast VC. The all ones
- and network broadcast addresses would exist on MARS, but would be
- unused.
-
- The problem with this approach goes back to the diskless workstation
- problem. Because the workstation may not know which subnet it
- belongs to, it doesn't know which group to register with.
-
- A.2.2. All one's first, subnet broadcast second
-
- This solution acknowledges that the diskless boot problem requires a
- generic address (one that does not contain CIDR-prefix (subnet)
- information) to register with and to use until subnet knowledge is
- known. In essence, all stations first register to the
- 255.255.255.255 group, then as they know their subnet information,
- they could optionally de-register from the all one's group and
- register to the CIDR-prefix (subnet) broadcast group.
-
- This solution would appear to solve a couple of problems:
-
- 1) The bootp client can function if the server remains
- registered to the all one's group continuously.
-
- 2) There will be less traffic using the all ones group
- because the preferred transactions will be on the
- subnet broadcast channel.
-
- Unfortunately the first bullet contains a flaw. The server must
- continually be registered to two groups -- the all ones group and the
- subnet broadcast group. If this server has multiple processes that
- are running different IP applications, it may be difficult for the
- link layer to know which broadcast VC to use. If it always uses the
- all ones, then it will be missing members that have removed
- themselves from the all ones and have registered to the subnet
- broadcast. If it always uses the subnet broadcast group, the
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- diskless boot scenario gets broken. While making the decision at the
- link layer may require additional control flows be built into the
- path, it may also require the rewriting of application software.
-
- In some implementations, a simple constant is used to indicate to the
- link layer that this packet is to be transmitted to the broadcast
- "MAC" address. The assumption is that the physical network broadcast
- and the logical protocol broadcast are one and the same. As pointed
- out earlier, this is not the case with ATM. Therefore applications
- would need to specifically identify the subnet broadcast group
- address to take advantage of the smaller group.
-
- These problems could be solved in a number of ways, but it was
- thought that they added unnecessarily to the complexity of the
- broadcast solution.
-
- Appendix B. Should MARS Be Limited to a Single LIS?
-
- RFC 2022 explicitly states that a network administrator MUST ensure
- that each LIS is served by a separate MARS, creating a one-to-one
- mapping between cluster and a unicast LIS. But, it also mentions
- that relaxation of this restriction MAY occur after future research
- warrants it. This appendix discusses some to the potential
- implications to broadcast should this restriction be removed.
-
- The most obvious change would be that the notion of a cluster would
- span more than one LIS. Therefore, the broadcast group of
- 255.255.255.255 would contain members from more than one LIS.
-
- It also should be emphasized that the one LIS limitation is not a
- restriction of the MARS architecture. Rather, it is only enforced if
- an administrator chooses to do so.
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- Full Copyright Statement
-
- Copyright (C) The Internet Society (1997). All Rights Reserved.
-
- This document and translations of it may be copied and furnished to
- others, and derivative works that comment on or otherwise explain it
- or assist in its implmentation may be prepared, copied, published
- andand distributed, in whole or in part, without restriction of any
- kind, provided that the above copyright notice and this paragraph are
- included on all such copies and derivative works. However, this
- document itself may not be modified in any way, such as by removing
- the copyright notice or references to the Internet Society or other
- Internet organizations, except as needed for the purpose of
- developing Internet standards in which case the procedures for
- copyrights defined in the Internet Standards process must be
- followed, or as required to translate it into languages other than
- English.
-
- The limited permissions granted above are perpetual and will not be
- revoked by the Internet Society or its successors or assigns.
-
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- TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
- BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
- HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
- MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
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