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- Subpart B -- Station Operation Standards
- S 97.101 General standards.
- (a) In all respects not specifically covered by FCC Rules
- each amateur station must be operated in accordance with good
- engineering and good amateur practice.
- (b) Each station licensee and each control operator must
- cooperate in selecting transmitting channels and in making the
- most effective use of the amateur service frequencies. no
- frequency will be assigned for the exclusive use of any station.
- (c) At all times and on all frequencies, each control
- operator must give priority to stations providing emergency
- communications, except to stations transmitting communications
- for training drills and tests in RACES.
- (d) No amateur operator shall willfully or maliciously
- interfere with or cause interference to any radio communication
- or signal.
- S 97.103 Station licensee responsibilities.
- (a) The station licensee is responsible for the proper
- operation of the station in accordance with the FCC Rules. When
- the control operator is a different amateur operator than the
- station licensee, both persons are equally responsible for proper
- operation of the station.
- (b) The station licensee must designate the station control
- operator. The FCC will presume that the station licensee is also
- the control operator, unless documentation to the contrary is in
- the station records.
- (c) The station licensee must make the station and the
- station records available for inspection upon request by an FCC
- representative. When deemed necessary by an EIC to assure
- compliance with the FCC Rules, the station licensee must maintain
- a record of station operations containing such items of
- information as the EIC may require in accord with S 0.314(x) of
- the FCC Rules.
- S 97.105 Control operator duties.
- (a) The control operator must ensure the immediate proper
- operation of the station, regardless of the type of control.
- (b) A station may only be operated in the manner and to the
- extent permitted by the privileges authorized for the class of
- operator license held by the control operator.
- S 97.107 Alien control operator privileges.
- (a) The privileges available to a control operator holding
- an amateur service license issued by the Government of Canada
- are:
- (1) The terms of the Convention Between the United States
- and Canada (TIAS no. 2508) Relating to the Operation by Citizens
- of Either Country of Certain Radio Equipment or Stations in the
- Other country;
- (2) The operating terms and conditions of the amateur
- service license issued by the Government of Canada; and
- (3) The applicable provisions of the FCC Rules, but not to
- exceed the control operator privileges of an FCC-issued Amateur
- Extra Class operator license.
- (b) The privileges available to a control operator holding
- an FCC-issued reciprocal permit for alien amateur licensee are:
- (1) The terms of the agreement between the alien's
- government and the United States;
- (2) The operating terms and conditions of the amateur
- service license issued by the alien's government;
- (3) The applicable provisions of the FCC Rules, but not to
- exceed the control operator privileges of an FCC-issued Amateur
- Extra Class operator license; and
- (4) None, if the holder of the reciprocal permit has
- obtained an FCC-issued operator/primary station license.
- (c) At any time the FCC may, in its discretion, modify,
- suspend, or cancel the amateur service privileges within or over
- any area where radio services are regulated by the FCC of any
- Canadian amateur service licensee or alien reciprocal permittee.
- S 97.109 Station control.
- (a) Each amateur station must have at least one control
- point.
- (b) When a station is being locally controlled, the control
- operator must be at the control point. Any station may be locally
- controlled.
- (b) When a station is being remotely controlled, the control
- operator must be at the control point. Any station may be
- remotely controlled.
- (c) When a station is being automatically controlled, the
- control operator need not be at the control point. Only stations
- specifically designated elsewhere in this Part may be
- automatically controlled. Automatic control must cease upon
- notification by an EIC that the station is transmitting
- improperly or causing harmful interference to other stations.
- Automatic control must not be resumed without prior approval of
- the EIC.
- (d) No station may be automatically controlled while
- transmitting third-party traffic, except a station retransmitting
- digital packet radio communications on the 6 m and shorter
- wavelength bands. Such stations must be using the American Radio
- Relay League, Inc. AX.25 Amateur Packet -- Radio Link -- Layer
- Protocol, Version 2.0, October 1984 (or compatible). The
- retransmitted messages must originate at a station that is being
- locally or remotely controlled.
- S 97.111 Authorized transmissions.
- (a) An amateur station may transmit the following types of
- two-way communications:
- (1) Transmissions necessary to exchange messages with other
- stations in the amateur service, except those in any country
- whose administration has given notice that it objects to such
- communications. The FCC will issue public notices of current
- arrangements for international communications;
- (2) Transmissions necessary to exchange messages with a
- station in another FCC-regulated service while providing
- emergency communications;
- (3) Transmissions necessary to exchange messages with a
- United States government station, necessary to providing
- communications in RACES; and
- (4) Transmissions necessary to exchange messages with a
- station in a service not regulated by the FCC, but authorized by
- the FCC to communicate with amateur stations. An amateur station
- may exchange messages with a participating United States military
- station during an Armed Forces Day Communications Test.
- (b) In addition to one-way transmissions specifically
- authorized elsewhere in this Part, an amateur station may
- transmit the following types of one-way communications:
- (1) Brief transmissions necessary to make adjustments to the
- station;
- (2) Brief transmissions necessary to establishing two-way
- communications with other stations;
- (3) Transmissions necessary to remotely control a device
- from a distant location;
- (4) Transmissions necessary to providing emergency
- communications;
- (5) Transmissions necessary to assisting persons learning,
- or improving proficiency in, the international Morse code; and
- (6) Transmissions necessary to disseminate information
- bulletins.
- S 97.113 Prohibited transmissions.
- (a) No amateur station shall transmit any communication the
- purpose of which is to facilitate the business or commercial
- affairs of any party. No station shall transmit communications as
- an alternative to other authorized radio services, except as
- necessary to providing emergency communications. A station may,
- however, transmit communications to:
- (1) Facilitate the public's safe observation of, or safe
- participation in, a parade, race, marathon or similar public
- gathering. No amateur station shall transmit communications
- concerning moving, supplying and quartering observers and
- participants for any sponsoring organization unless the principal
- beneficiary of such communications is the public and any benefit
- to the sponsoring organization is incidental.
- (2) Inform other amateur operators of the availability of
- apparatus normally used in an amateur station, including such
- apparatus for sale or trade. This exception is not authorized to
- any person seeking to derive a profit by buying or selling such
- apparatus on a regular basis.
- (b) No station shall transmit messages for hire or for
- material compensation, direct or indirect, paid or promised. The
- control operator of a club station, however, may accept
- compensation for such periods of time during which the station is
- transmitting telegraphy practice or information bulletins
- provided that:
- (1) The station transmits the telegraphy practice and
- information bulletins for at least 40 hours per week;
- (2) The station schedules operations on all amateur service
- MF and HF bands using reasonable measures to maximize coverage;
- (3) The schedule of normal operating times and frequencies
- is published at least 30 days in advance of the actual
- transmissions; and
- (4) The control operator does not accept any direct or
- indirect compensation for periods during which the station is
- transmitting any other material.
- (c) No station shall transmit communications in order to
- engage in any form of broadcasting, nor to engage in any activity
- related to program production or newsgathering for broadcasting
- purposes. A station may, however, transmit communications to
- convey news information about an event for dissemination to the
- public when the following conditions are present:
- (1) The information involves the immediate safety of life of
- individuals or the immediate protection of property;
- (2) The information is directly related to the event;
- (3) The information cannot be transmitted by any other means
- because normal communications systems have been disrupted or
- because there are no other communication systems available at the
- place where the information is originated; and
- (4) Other means of communication could not be reasonably
- provided before or at the time of the event.
- (d) No station shall transmit: music; radiocommunications or
- messages for any purpose, or in connection with any activity,
- that is contrary to federal, state, or local law; messages in
- code or ciphers where the intent is to obscure the meaning
- (except where specifically excepted elsewhere in this Part);
- obscene, indecent, or profane words, language, or meaning; and/or
- false or deceptive messages or signals.
- (3) No station shall retransmit programs or signals
- emanating from any type of radio station other than an amateur
- station, except communications originating on United States
- Government frequencies between a space shuttle and its associated
- Earth stations. Prior approval for such retransmissions must be
- obtained from the National Aeronautics and Space Administration.
- Such retransmissions must be for the exclusive use of amateur
- operators.
- (f) No amateur station, except an auxiliary, repeater or
- space station, may automatically retransmit the radio signals of
- other amateur stations.
- S 97.115 Third party communications.
- (a) An amateur station may transmit messages for a third
- party to:
- (1) Any station within the jurisdiction of the United
- States.
- (2) Any station within the jurisdiction of any foreign
- government whose administration has made arrangements with the
- United States to allow amateur stations to be used for
- transmitting international communications on behalf of third
- parties. No station shall transmit messages for a third party to
- any station within the jurisdiction of any foreign government
- whose administration has not made such an arrangement. This
- prohibition does not apply to a message for any third party who
- is eligible to be a control operator of the station.
- (b) The third party may participate in stating the message
- where:
- (1) The control operator is present at the control point and
- is continuously monitoring and supervising the third party's
- participation; and
- (2) The third party is not a prior amateur service licensee
- whose license was revoked; suspended for less than the balance of
- the license term and the suspension is still in effect; suspended
- for the balance of the license term and relicensing has not taken
- place; or surrendered for cancellation following notice of
- revocation, suspension or monetary forfeiture proceedings. The
- third party may not be the subject of a cease and desist order
- which relates to amateur service operation and which is still in
- effect.
- (c) At the end of an exchange of international third party
- communications, the station must also transmit in the station
- identification procedure the call sign of the station with which
- a third party message was exchanged.
- S 97.117 International communications.
- Transmissions to a different country, where permitted, shall
- be made in plain language and shall be limited to messages of a
- technical nature relating to tests, and, to remarks of a personal
- character for which, by reason of their unimportance, recourse to
- the public telecommunications service is not justified.
- S 97.119 Station identification.
- (a) Each amateur station, except a space station or
- telecommand station, must transmit its assigned call sign on its
- transmitting channel at the end of each communication, and at
- least every 10 minutes during a communication, for the purpose of
- clearly making the source of the transmissions from the station
- known to those receiving the transmissions. No station may
- transmit unidentified communications or signals, or transmit as
- the station call sign, any call sign not authorized to the
- station.
- (b) The call sign must be transmitted with an emission
- authorized for the transmitting channel in one of the following
- ways:
- (1) By a CW emission. When keyed by an automatic device used
- only for identification, the speed must not exceed 20 words per
- minute;
- (2) By a phone emission in the English language. Use of a
- phonetic alphabet as an aid for correct station identification is
- encouraged;
- (3) By a RTTY emission when all or part of the
- communications are transmitted in the same digital code as the
- station identification, or when the communications consist of a
- data emission transmitted on the VHF 6 m or shorter wavelength
- band;
- (4) By an image emission conforming to the applicable
- transmission standards, either color or monochrome, of S
- 73.682(a) of the FCC Rules when all or part of the communications
- are transmitted in the same image emission; or
- (5) By a CW or phone emission during SS emission
- transmission on a narrow bandwidth frequency segment.
- Alternatively, by the changing of one or more parameters of the
- emission so that a conventional CW or phone emission receiver can
- be used to determine the station call sign.
- (c) An indicator may be included with the call sign. It must
- be separated from the call sign by the slant mark or by any
- suitable word that denotes the slant mark.
- (d) When the operator license class held by the control
- operator exceeds that of the station licensee, an indicator
- consisting of the call sign assigned to the control operator's
- station must be included after the call sign.
- (e) When the control operator is using privileges on the
- basis of holding a CSCE, an indicator must be included after the
- call sign as follows:
- (1) KT for Technician Class operator;
- (2) AG for General Class operator;
- (3) AA for Advanced Class operator; or
- (4) AE for Amateur Extra Class operator.
- (f) When the station is transmitting under the authority of
- a reciprocal permit for alien amateur licensee, an indicator
- consisting of the appropriate letter-numeral designating the
- station location must be included before the call sign issued to
- the station by the licensing country. When the station is
- transmitting under the authority of an amateur service license
- issued by the Government of Canada, a station location indicator
- must be included after the call sign. At least once during each
- intercommunication, the identification announcement must include
- the geographical location as nearly as possible by city and
- state, commonwealth or possession.
- (g) A self-assigned indicator may be included after the call
- sign. The identifier must not conflict with any other indicator
- specified by the FCC Rules or by a prefix assigned to another
- country.
- S 97.121 Restricted operation.
- (a) If the operation of an amateur station causes general
- interference to the reception of transmissions from stations
- operating in the domestic broadcast service when receivers of
- good engineering design, including adequate selectivity
- characteristics, are used to receive such transmissions, and this
- fact is made known to the amateur station licensee, the amateur
- station shall not be operated during the hours from 8 p.m. to
- 10:30 p.m., local time, and on Sunday for the additional period
- from 10:30 a.m. until 1 p.m., local time, upon the frequency or
- frequencies used when the interference is created.
- (b) In general, such steps as may be necessary to minimize
- interference to stations operating in other services may be
- required after investigation by the FCC.
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