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- From: tjc50@ccc.amdahl.com (Terry Carroll)
- Newsgroups: misc.int-property,misc.legal,misc.legal.computing
- Subject: Copyright FAQ
- Summary: This article contains frequently asked questions
- (FAQ) with answers relating to copyright law, particularly
- that of the United States.
- Message-ID: <35Me02hn49VO01@JUTS.ccc.amdahl.com>
- Date: 13 Jul 93 04:04:46 GMT
- Expires: 29 Jul 93 03:56:00 GMT
- Reply-To: tjc50@juts.ccc.amdahl.com (Terry Carroll)
- Followup-To: misc.int-property,misc.legal,misc.legal.computing
- Organization: Amdahl Corporation, Sunnyvale CA
- Lines: 1906
-
- Archive-name: Copyright-FAQ
- Last-Modified: July 12, 1993 8:56 PM
- Version: 1.0
-
- FREQUENTLY ASKED QUESTIONS ABOUT COPYRIGHT
-
- Copyright 1993 Terry Carroll
- ) 1993 Terry Carroll
-
-
- DISCLAIMER
-
- This article is Copyright 1993 by Terry Carroll. It may be freely
- redistributed in its entirety provided that this copyright notice
- is not removed. It may not be sold for profit or incorporated in
- commercial documents without the written permission of the
- copyright holder. Permission is expressly granted for this
- document to be made available for file transfer from installations
- offering unrestricted anonymous file transfer on the Internet.
- Permission is further granted for this document to be made
- available for file transfer in the Legal Forum and Desktop
- Publishing Forum data libraries of Compuserve Information
- Services. This article is provided as is without any express or
- implied warranty. Nothing in this article represents the views of
- Amdahl Corporation, Santa Clara University, or the Santa Clara
- Computer and High Technology Law Journal.
-
- While all information in this article is believed to be correct at
- the time of writing, this article is for educational purposes only
- and does not purport to provide legal advice. If you require
- legal advice, you should consult with a legal practitioner
- licensed to practice in your jurisdiction.
-
-
- TABLE OF CONTENTS:
-
- Introduction
-
- Acknowledgments
-
- Q1) What is a copyright?
-
- Q2) What is "public domain?"
-
- Q3) I just wrote a great program/novel/song/whatever. How can I
- get a copyright on it?
-
- Q4) How long does a copyright last? Does it need to be renewed?
-
- Q5) What advantages are there to registering my work with the
- Copyright Office?
-
- Q6) How can I register a copyright with the U.S. Copyright Office?
-
- Q7) What advantages are there to including a copyright notice on
- my work?
-
- Q8) Can I ever use a copyrighted work without permission of the
- copyright holder, or "What is 'fair use?'"
-
- Q9) [reserved]
-
- Q10) Who owns the copyright to something I wrote at work, me or my
- company?
-
- Q11) [reserved]
-
- Q12) Is copyright infringement a crime, or a civil matter?
-
- Q13) What is the statute of limitation for copyright infringement?
-
- Q14) Can the government be sued for copyright infringement?
-
- Q15) Can the government copyright its works?
-
- Q16) Can I legally make a cassette copy of a musical CD for my own
- use, so I can play it in my car?
-
- Q17) Are Usenet postings and email messages copyrighted?
-
- Q18) Are fonts copyrighted?
-
- Q19) What does "All Rights Reserved" mean?
-
- Q20) What's the difference between a copyright and a patent?
-
- Q21) Why is there so little in this FAQ about patents?
-
- Q22-27) [reserved]
-
- Q28) What international treaties exist governing copyright, or
- "What is this Berne Convention I keep hearing about?"
-
- Q29) Is Freedonia a signatory to either the Berne Convention or to
- the Universal Copyright Convention?
-
- Q30) Where can I get more information on copyright?
-
- Q31) What materials related to copyright are available on the
- Internet?
-
- Q32) How can I get a current copy of the Copyright FAQ?
-
- Appendix: A note about legal citation form, or, "What's all this
- '17 U.S.C. 107' and '977 F.2d 1510' stuff?"
-
-
- INTRODUCTION
-
- This FAQ originally began as a general-purpose FAQ for the Usenet
- misc.legal newsgroup. On misc.legal, it's very common, and indeed
- preferred, for assertions of law to be accompanied by citations to
- the relevant legal authorities. This serves as a check against
- erroneous or misleading interpretations of the authorities. It
- also allows the reader to verify the authorities, and provides an
- enthusiastic reader with starting points for further research into
- the subject. In trimming the former misc.legal FAQ to discuss
- only copyright law, I've decided to retain these citations. This
- is not only for the reasons stated above, but also because this
- FAQ, like any other static document, is in danger of being made
- out of date by future developments in the law. By providing
- sources for the answers to the questions, an inquisitive reader
- will be able to investigate the source and determine, for example,
- if a particular appellate case has been overruled or has been
- declined to be followed by other appellate courts. I have
- included an appendix at the end of the FAQ to assist newcomers in
- understanding the legal notation used in citing references.
-
- Terry Carroll, the FAQ-maintainer, is a computer professional, and
- is currently (7/93) a fourth-year (part-time) student at Santa
- Clara University School of Law and Editor-in-Chief of the Santa
- Clara Computer and High Technology Law Journal.
-
- If you have any additions, corrections, or suggestions for
- improvement to this FAQ, please send them to one of the following
- addresses, in order of preference:
-
- tjc50@juts.ccc.amdahl.com
- tcarroll@scuacc.scu.edu
- 71550.133@compuserve.com
-
- I will accept suggestions for questions to be added to the FAQ,
- but please be aware that I will be more receptive to questions
- that are accompanied by answers. :-)
-
-
- ACKNOWLEDGMENTS
-
- I'd like to acknowledge the following people who reviewed early
- drafts of this FAQ and made valuable suggestions for
- modifications, or otherwise contributed to the FAQ:
-
- Thomas Deardorff <tdeardor@u.washington.edu>
- Stuart P. Derby <sderby@crick.ssctr.bcm.tmc.edu>
- Mary Jensen <cnicopy@charlie.usd.edu>
- David Lassner <david@oit.hawaii.edu>
- George Mitchell <gmitchel@library.unt.edu>
- Ronald Naylor <rnaylor@umiami.ir.miami.edu>
- Carol Odlum <carol@dreamer.rain.com>
- Laura A. Pitta <lpitta@scuacc.scu.edu>
- Hank Roth <odin@world.std.com>
- Craig A. Summerhill <craig@cni.org>
- Peter Stott <pstott@pearl.tufts.edu>
- Glenn S. Tenney <tenney@netcom.com>
- Marina ___ [full name unknown] <marlen@sovam.com>
-
- Q1) What is a copyright?
-
- A copyright is a right of intellectual property granted to authors
- whereby they obtain, for a limited time, certain exclusive rights
- to their works. In the United States, copyright is exclusively
- federal law, and derives from the "copyright clause" of the
- Constitution (Art. 1, sec. 8, cl. 8), which provides Congress with
- the power "to promote science and the useful arts, by securing for
- limited times to authors ... the exclusive right to their ...
- writings."
-
- Copyright protects only an author's original expression. It
- doesn't extend to any ideas, system or factual information that is
- conveyed in a copyrighted work, and it doesn't extend to any pre-
- existing material that the author has incorporated into a work.
- 17 U.S.C. 102(b), 103.
-
- The standard for originality is very low. "Original" in this
- context means only that the work has its origin in the author.
- There is no requirement that the work be different from everything
- that has come before: it need only embody a minimum level of
- creativity and owe its origin to the author claiming copyright.
- To use an extreme example, if two poets, each working in total
- isolation and unaware of one anotherUs work, were to compose
- identical poems, both of the poems would meet the originality
- requirement for purposes of the copyright statute. Feist
- Publications, Inc. v. Rural Telephone Service Company, Inc., 111
- S.Ct. 1282, 1287-88 (1991).
-
- In the United States, these seven rights are recognized:
-
- 1) the reproductive right: the right to reproduce the work in
- copies;
- 2) the adaptative right: the right to produce derivative works
- based on the copyrighted work;
- 3) the distribution right: the right to distribute copies of
- the work;
- 4) the performance right: the right to perform the copyrighted
- work publicly;
- 5) the display right: the right to display the copyrighted work
- publicly;
- 6) the attribution right (sometimes called the paternity
- right): the right of the author to claim authorship of the
- work and to prevent the use of his or her name as the author
- of a work he or she did not create;
- 7) the integrity right: the right of an author to prevent the
- use of his or her name as the author of a distorted version
- of the work, to prevent intentional distortion of the work,
- and to prevent destruction of the work.
-
- 17 U.S.C. 106, 106A.
-
- Not all of these rights apply to all types of works. For example,
- the display right applies to literary, musical, dramatic and
- choreographic works, pantomimes, and motion pictures and other
- audiovisual works. It does not apply to sound recordings and to
- architectural works. The attribution right and the integrity
- right apply only to works of visual art.
-
- Also, not all rights have the same duration: in the U.S., rights
- 1-5 normally have a duration of the author's life plus 50 years,
- while rights 6-7 endure only for the life of the author.
-
- These rights are not unbounded, and in the U.S., sections 107
- through 120 of the copyright law catalog a series of restrictions
- on the rights. Some of these restrictions are discussed elsewhere
- in the FAQ (see, e.g., Q8 and Q16).
-
- And, by the way, many persons erroneously spell it "copywrite,"
- apparently because of the association with written material. The
- correct word is "copyright." It derives from an author or
- publisher's right to the copy (copy here being used in the sense
- that it is used in the newspaper trade: the text of an article).
-
-
- Q2) What is "public domain?"
-
- In contrast to copyright is "public domain." A work in the public
- domain is one that can be freely used by anyone for any purpose.
-
- It used to be that if a work was published without notice, it lost
- all copyright, and entered the public domain. That's no longer
- true, and now public domain is more the exception than the rule.
-
- There are still a number of ways that a work may be public domain.
-
- - The copyright may have expired (see Q4).
-
- - The work might be a work of the U.S. Government; such works
- can't be copyrighted (see Q15).
-
- - The work might be one that can't be copyrighted. For example,
- titles, names, short phrases and slogans can't be copyrighted
- (37 C.F.R. 202.1(a)). Note, however, they can be trademarks.
- As far as copyright law is concerned, they're public domain,
- but as far as trademark law is concerned, they might be
- protected.
-
- - The copyright might have been forfeited. For example, the work
- may have been published without notice prior to the change in
- the law that eliminated the notice requirement (March 1, 1988,
- the effective date of the Berne Convention Implementation Act,
- PL 100-568, 102 Stat. 2853).
-
- - The copyright might have been abandoned. This is pretty rare.
- Abandonment requires that the copyright holder intend to
- abandon the copyright, and generally requires an unambiguous
- statement or overt act on the part of the copyright holder that
- indicates his or her intent to dedicate the work to the public
- domain. National Comics Pub. v. Fawcett Pub., 191 F.2d 594,
- 598 (2d Cir., 1951). A statement that anyone who wishes to may
- reproduce, perform, or display the work without restrictions
- might be sufficient. Simply posting it on a computer network
- is not abandonment.
-
- There is a common belief that if someone infringes a copyright,
- and the copyright owner does not sue or otherwise put a stop to
- the infringement, the copyright is lost and the work goes into the
- public domain. There is some pre-1988 law on this (e.g., Stuff v.
- E.C. Publications, 432 F.2d 143 (2d Cir., 1965) and Transgo v.
- Ajac Transmission Parts, 768 F.2d 1001 (9th Cir. 1985)), but it
- seems to derive mostly from the fact that the copyright holder had
- acquiesced in the publication of the work without notice back when
- notice was a requirement. It was the publication without notice,
- and not the lack of enforcement, that actually worked to put the
- work in the public domain. This is forfeiture of copyright, not
- abandonment. Because the notice requirement is now gone from
- copyright law, these cases don't have much weight today.
-
- I can't find anything that supports the idea that failure to
- assert a copyright against an infringer can alone lead to placing
- the work in the public domain (if you have any authoritative
- information on this, please drop me a note at one of the addresses
- listed in the introduction). Of course, circumstances may be such
- that the ability to sue a particular infringer might be waived
- (e.g., a statute of limitations may expire (see Q13), or if the
- infringer has reasonably relied to his or her detriment on the
- copyright holder's failure to sue, the doctrine of laches may bar
- a suit), but that's only with respect to that particular
- infringer, and does not affect the status of the copyright with
- respect to others.
-
- Sometimes you'll see a program on the network accompanied by a
- statement like "This program is public domain. It may be freely
- distributed, but you may not charge more for it than the cost of
- the media." Statements like these are contradictory. If the
- program is public domain, you can do whatever you want with it,
- including charging whatever you want (although you might not get
- it). In this example, what the programmer really wants to do is
- to retain the copyright, but provide a non-exclusive license to
- copy and distribute the work, with a condition on the license that
- only the cost of the media may be charged for it. In this case,
- where the programmer has, in two consecutive sentences, both
- declared the work to be public domain and asserted a copyright in
- the work, it's unpredictable whether a court would interpret this
- as abandonment.
-
- If there is any restriction upon the use of the work, even the
- restriction that it cannot be sold, the work is not public domain.
- Rather, it's copyrighted, and the restrictions are essentially
- limitations on a licensee using one or more of the exclusive
- rights described above. For example, the restriction that a work
- may only be given away for free is a limitation using the
- distribution right.
-
- Once a work is in the public domain, whether by expiration of
- copyright or by expressly being dedicated to the public domain by
- its copyright holder, it can never again regain copyrighted
- status.
-
-
- Q3) I just wrote a great program/novel/song/whatever. How can I
- get a copyright on it?
-
- Good news. You already have. In the United States, as in most
- nations, a work is copyrighted as soon as it is created:
-
- Copyright protection subsists . . . in original works of
- authorship fixed in any tangible medium of expression, now
- known or later developed, from which they can be perceived,
- reproduced, or otherwise communicated, either directly or with
- the aid of a machine or device. 17 U.S.C. 102(a).
-
- and,
-
- A work is "fixed" in a tangible medium of expression when its
- embodiment in a copy or phonorecord, by or under the authority
- of the author, is sufficiently permanent or stable to permit it
- to be perceived, reproduced, or otherwise communicated for a
- period of more than transitory duration. 17 U.S.C. 101.
-
- What this means in simple terms is that as soon as you've created
- your original work, it's copyrighted. Because of the "either
- directly or with the aid of a machine or device" provision, it
- doesn't matter whether you've printed it out, or if it's only on
- your hard drive or floppy disk.
-
- You don't need any special formalities, such as registering the
- work with the Copyright Office, or providing a copyright notice
- (notice stopped being a requirement when the U.S. signed the Berne
- Convention and enacted Berne Convention Implementation Act in
- 1988; see Q28 for more information).
-
- That being said, you might want to register the work and provide a
- copyright notice anyway. There are certain advantages to doing so
- (see Q5 and Q7).
-
-
- Q4) How long does a copyright last? Does it need to be renewed?
-
- Generally, for works created after January 1, 1978, a copyright
- lasts for fifty years beyond the life of the work's author, after
- which it lapses into public domain. 17 U.S.C. 302(a). If the
- work is prepared by two or more authors (a "joint work"), its
- copyright lasts for fifty years after the last surviving author
- dies. 17 U.S.C. 302(b). For anonymous and pseudonymous works,
- and for works made for hire, copyright exists for 100 years from
- the date of creation, or 75 years from the date of first
- publication, whichever comes first. 17 U.S.C. 302(c). No renewal
- is necessary or permitted.
-
- For works to which the attribution right and integrity right apply
- (see Q1), these rights endure only for the lifetime of the author.
- 17 U.S.C. 106A(d).
-
- For works created between 1950 and 1978, copyright lasts for 75
- years from date of publication. 17 U.S.C. 304(a). Formerly,
- renewal was required after 28 years; renewal was made optional in
- June 1992 by P.L. 102-307, 106 Stat. 264. If the work was created
- but not published prior to 1978, its copyright duration is
- calculated as if it had been created on January 1, 1978. 17
- U.S.C. 303.
-
- For works created between 1922 and 1950, the copyright lasted for
- 28 years, renewable for another 28 (a total term of 56 years). If
- the copyright was not renewed, the work lapsed into public domain.
- In practice, all copyrights granted prior to 1937 lapsed at the
- latest in 1992 and are now in public domain. Copyrights granted
- between 1937 and 1950 continue to exist only if they were renewed,
- and expire between 1993 and 2006.
-
-
- Q5) What advantages are there to registering my work with the
- Copyright Office?
-
- In order to sue for infringement, with some exceptions, your work
- must be registered with the Copyright Office. However, you may
- register after the infringement occurs, as long as it's before
- filing your lawsuit.
-
- The advantage to registering prior to infringement is that it
- allows you some additional remedies that aren't available if you
- registered after infringement: namely, statutory damages and
- attorney's fees. 17 U.S.C. 412.
-
- "Statutory damages" are damages specified in the statute, as
- opposed to "actual damages," which are damages that you can
- demonstrate in court that you actually suffered. If you
- registered your work prior to infringement, you can skip showing
- any actual damage, and just elect to receive statutory damages.
- 17 U.S.C. 504(a).
-
- Statutory damages for copyright infringement are $500 - $20,000,
- as determined by the judge. If the infringer proves that he or
- she was not aware and had no reason to believe that his or her
- acts constituted infringement, the court may lower damages to as
- low as $200 per infringement. On the other hand, if the plaintiff
- proves that the defendant's infringement was "committed
- willfully," the judge may award damages to as high as $100,000 per
- infringement. 17 U.S.C. 504(c).
-
- In deciding whether to register your work, you must weigh the
- probability of an infringement action (and the advantages of
- attorney's fees and statutory damages in such an action) against
- the $20 cost of registration.
-
- CAVEAT: On February 16, 1993, the Copyright Reform Act of 1993
- was introduced in both houses of the 102nd Congress (H.R. 897 in
- the House of Representatives and S.373 in the Senate). If the
- bill passes, much of the information in this entry will be
- rendered incorrect. Specifically, the bill would, among other
- things, remove the requirement for registration prior to bringing
- suit, and would remove the restrictions on statutory damages that
- are described above.
-
-
- Q6) How can I register a copyright with the U.S. Copyright Office?
-
- To register a copyright, file the appropriate form with the U.S.
- Copyright Office, including the payment for registration costs
- ($20).
-
- For most types of work being published in the United States, two
- copies of the work being registered must be deposited with the
- Copyright Office for the use of the Library of Congress. Strictly
- speaking, the deposit is not a requirement for copyright.
- However, failing to make the deposit at time of publication can
- result in fines. Some works are exempt from the deposit
- requirement.
-
- Registration forms may be ordered by calling the Copyright Office
- Hotline (see Q30). When the answering machine answers, leave a
- message with your name and address, identifying the material you
- are ordering. Ask for the form either by form number, or by
- Copyright Office Information Package number. A Copyright Office
- Information Package is a collection of information on registering
- copyright for a particular type of work. It includes the
- appropriate forms, instructions for completing them and other
- useful information.
-
- Here is a list of commonly requested forms and Copyright Office
- Information Packages, arranged by type of copyrighted work:
-
- - Books, manuscripts and speeches and other nondramatic literary
- works: Form TX, Package 109
- - Computer programs: Form TX, Package 113
- - Music (sheet or lyrics): Form PA, Package 105
- - Music (sound recording): Form SR, Package 121
- - Cartoons and comic strips: Form VA, Package 111
- - Photographs: Form VA, Package 107
- - Drawings, prints, and other works of visual arts: Form VA,
- Package 115
- - Motion pictures and video recordings: Form PA, Package 110
- - Dramatic scripts, plays, and screenplays: Form PA, Package 119
- - Games: Form TX, Package 108
-
-
- Q7) What advantages are there to including a copyright notice on
- my work?
-
- As noted in Q3, under U.S. law, a work is copyrighted as soon as
- it is created. No notice is required to retain copyright. While
- most of the world has operated this way for some time, this is a
- comparatively recent change in U.S. copyright law, as of March 1,
- 1988, the effective date of the Berne Convention Implementation
- Act, PL 100-568, 102 Stat. 2853 (See Q28 and Q29 for a discussion
- of the Berne Convention).
-
- Although notice is no longer a requirement, there are still some
- sound reasons for using one anyway.
-
- If you include a copyright notice on a published copy of your work
- to which the defendant in an infringement suit had access, he or
- she may not plead "innocent infringement" (i.e., that he or she
- was not aware and had no reason to believe that his or her acts
- constituted infringement, the so-called "innocent infringement"
- defense) in mitigation of actual or statutory damages. 17 U.S.C.
- 401(d), 402(d).
-
- Unlike the decision of whether to register your work, this is a
- no-brainer, since it's simple and free: just include a notice on
- every published copy of the work.
-
- A proper copyright notice consists of three things: 1) the letter
- "C" in a circle (called, logically enough, the "copyright
- symbol"), or the word "Copyright," or the abbreviation "Copr."; 2)
- the year of first publication; 3) the name of the copyright owner.
- 17 U.S.C. 401(b).
-
- Using "(C)" in place of a copyright notice is not a good idea. To
- the best of my knowledge, no court has expressly ruled one way or
- another whether "(C)" is a sufficient substitute for a copyright
- symbol. One case, Videotronics v. Bend Electronics, 586 F.Supp.
- 478, 481 (D. Nev. 1984), implies that it is not sufficient;
- another, Forry v. Neundorfer, 837 F.2d 259, 266 (6th Cir., 1988),
- implies that it might be. While courts are generally lenient in
- allowing for what makes up a valid notice, it's best to be
- squarely within the statute. If you can't make a copyright
- symbol, either spell the word out, or use the "Copr."
- abbreviation.
-
- As a side note with regard to international protection, the
- Universal Copyright Convention requires that, at a minimum, all
- signatory nations that require notice must accept the C-in-a-
- circle variant; it does not provide a provision for a spelled out
- variant. On the other hand, most nations that have signed a
- copyright treaty are signatories to the Berne Convention, which
- forbids requiring a notice as a condition to copyright. See Q28
- for details.
-
- For a sound recording, the notice requirement is similar, except
- that it uses the letter "P" (for "Phonorecord") in a circle, plus
- the year and owner name. 17 U.S.C. 402(b). The statute does not
- provide a spelled out alternative to the P-in-a-circle.
-
-
- Q8) Can I ever use a copyrighted work without permission of the
- copyright holder, or "What is 'fair use?'"
-
- In any analysis of copyright, it's important to remember the law's
- constitutional purpose: to promote science and the useful arts.
- "Fair use" is a doctrine that permits courts to avoid rigid
- application of the copyright statute when to do otherwise would
- stifle the very creativity that copyright law is designed to
- foster. The doctrine of fair use recognizes that the exclusive
- rights inherent in a copyright are not absolute, and that non-
- holders of the copyright are entitled to make use of a copyrighted
- work that technically would otherwise infringe upon one or more of
- the exclusive rights. Although fair use originated "for purposes
- such as criticism, comment, news reporting, teaching, ...
- scholarship, or research," it also applies in other areas, as some
- of the examples below illustrate. However, courts seem more
- willing to accept an assertion of fair use when the use falls into
- one of the above categories.
-
- Perhaps more than any other area of copyright, fair use is a
- highly fact-specific determination. Copyright Office document
- FL102 puts it this way: "The distinction between 'fair use' and
- infringement may be unclear and not easily defined. There is no
- specific number of words, lines, or notes that may safely be taken
- without permission. Acknowledging the source of the copyrighted
- material does not substitute for obtaining permission."
-
- The document then quotes from the 1961 Report of the Register of
- Copyrights on the General Revision of the U.S. Copyright Law.,
- providing the following examples of activities that courts have
- held to be fair use:
-
- - Quotation of excerpts in a review or criticism for purposes of
- illustration or comment;
- - Quotation of short passages in a scholarly or technical work
- for illustration or clarification of the author's observations;
- - Use in a parody of some of the content of the work parodied;
- - Summary of an address or article with brief quotations, in a
- news report;
- - Reproduction by a library of a portion of a work to replace
- part of a damaged copy;
- - Reproduction by a teacher or student of a small part of a work
- to illustrate a lesson;
- - Reproduction of a work in legislative or judicial proceedings
- or reports;
- - Incidental and fortuitous reproduction in a newsreel or
- broadcast, of a work located in the scene of an event being
- reported.
-
- Document FL102 is included in Copyright Office information kit 102
- ("Fair Use"), which can be ordered from the Copyright Office (see
- Q30).
-
- Carol Odlum <carol@dreamer.rain.com>, a free-lance editor, has
- provided a set of guidelines used by one publisher as rules of
- thumb. These certainly have no legal force, but it's instructive
- to note at least one publisher's interpretation of what "fair use"
- means in the real world. The publisher uses the following
- criteria for determining when permission of the copyright holder
- must be sought in order for the work to be used:
-
- - Prose quotations of more than 300 words from a scholarly book.
- (If a source is quoted several times for a total of 300 words
- or more, permission must be obtained.);
- - Prose quotations of more than 150 words from a popular,
- general-market book;
- - Prose quotations of more than 50 words from a scholarly
- journal;
- - Quotations of more than 2 lines of poetry or lyrics;
- - Quotations of more than 1 sentence from a popular magazine or
- newspaper;
- - Quotations of any length from letters or other personal
- communications, interviews, questionnaires, speeches,
- unpublished dissertations, and radio or television broadcasts.
- - Illustrations -- including drawings, graphs, diagrams, charts,
- maps, artwork, and photographs -- created by someone else;
- - Music examples of more than 4 measures;
- - Tables compiled by someone else.
-
- The above, in a nutshell, describes fair use. The remainder of
- this entry provides a more detailed description of the doctrine
- for those interested in the nuts and bolts..
-
- There are four factors used to decide whether a particular use of
- a copyrighted work is a fair use:
-
- (1) the purpose and character of the use, including whether
- such use is of a commercial nature or is for nonprofit
- educational purposes;
- (2) the nature of the copyrighted work;
- (3) the amount and substantiality of the portion used in
- relation to the copyrighted work as a whole; and
- (4) the effect of the use upon the potential market for or
- value of the copyrighted work.
-
- 17 U.S.C. 107.
-
- The remainder of this answer discusses how each of these factors
- has been interpreted.
-
- (1) The purpose and character of the use: In considering the
- purpose and character of the use, courts have looked to two
- characteristics of the use: whether the use is commercial and,
- somewhat less frequently, whether the use is a "productive" one.
-
- If the copyrighted work is being used commercially, e.g., all or
- part of a copyrighted drawing being used in a commercially
- published book on drawing techniques, that's a strike against it
- being fair use. On the other hand, if the same drawing were used
- in a non-profit school to teach children to draw, then this factor
- would be in favor of finding a fair use. Most situations are
- somewhere in between. That is, a use might not be commercial, but
- it's not necessarily non-profit educational, either.
-
- Note, though, that the statute does not command this
- "commercial/non-profit educational" balance, and not all courts
- use it, at least not by itself. Commercial use might be forgiven
- if the use is characterized as a "productive" or "transformative"
- use, i.e., a use of the material that interprets or otherwise adds
- value to the material taken from the copyrighted work. See
- Consumers Union v. General Signal Corp., 724 F.2d 1044, 1047 (2nd
- Cir. 1983) (noting that the use of one of Consumer Report
- magazine's reviews of a vacuum cleaner in an advertisement was a
- fair use, in part because the purpose and character of the
- advertisement was in part to educate consumers). The Supreme
- Court has noted that the distinction between "productive" and
- "unproductive" uses is not wholly determinative, but is helpful in
- balancing the interests. Sony Corp. v. Universal City Studios,
- 464 U.S. 417, 451 n.40 (1983).
-
- (2) The nature of the copyrighted work: If the work being used is
- one that is factual or functional in nature, then that's a point
- in favor of use of that work being a fair use. That's because
- copyright isn't available for facts themselves, and the courts
- recognize that it's kind of dumb to force someone with a newspaper
- clipping to completely rewrite it to avoid infringement (besides,
- a paraphrase is still an infringement, because it qualifies as
- creating a derivative work, even if it's not a direct copy). If
- the work is a fictional or artistic one, though, taking the work
- is taking much more than any underlying facts. A fictional or
- artistic work is more expressive than a factual one, so the
- copyright (which is designed to protect expression) is stronger.
- Even in factual works, however, where the portion used includes
- subjective descriptions whose power lies in the author's
- individualized expression, this factor might go against a finding
- of fair use, if the use exceeds that necessary to disseminate the
- facts. See Harper and Row v. Nation Enterprises, 471 U.S. 539
- (1985) (finding no fair use for infringement of former U.S.
- President Ford's memoirs despite its factual content).
-
- Another point that's often examined in looking at the nature of
- the copyrighted work is whether the work has been published.
- Courts will generally consider a use of an unpublished work as
- more likely to infringe than a similar use of a published work.
- Harper and Row v. Nation Enterprises, 471 U.S. 539, 564 (1985).
- This is for two reasons. First, the first publication is often
- the most valuable to the copyright holder. Second, it affects the
- copyright holder's ability to choose not to publish the work at
- all. See Salinger v. Random House, 811 F.2d 90, 97 (2nd Cir.
- 1987).
-
- As with the first factor, while the "fact/fiction" balance and
- "published/unpublished" balance are two of the most common, they
- are not commanded by the statute, which only requires considering
- the "nature of the copyrighted work." For example, in Sega v.
- Accolade, 977 F.2d 1510, 1525 (9th Cir., 1993), the Court of
- Appeals noted that the nature of most computer programs
- distributed in object code is that the functional (and therefore
- unprotected) elements cannot be discerned without disassembly.
- This supported the court's opinion that, in certain limited
- instances, disassembling of a competitor's product to find
- interface information that cannot be obtained in any other way is
- a fair use of the work, despite the fact that code disassembly
- necessarily involves making a copy of the copyrighted program.
-
- (3) The amount and substantiality of the portion used in relation
- to the copyrighted work as a whole: This appears simpler than it
- really is. On the face of it, it means that if you incorporate
- 95% of a copyrighted work into another work, it's a lot less
- likely to be a fair use than if you take only a small portion,
- say, 5%. And that's true. However, assessing this factor is a
- bit more complex than that simple statement. Even if only a small
- portion of the work is used, if that portion is "qualitatively
- substantial," e.g., if the portion used is essentially the heart
- of the work, that use will be deemed to have been "substantial,"
- and could go against a finding of fair use. See Harper and Row v.
- Nation Enterprises, 471 U.S. 539 (1985) (finding no fair use for
- infringement of former U.S. President Ford's memoirs, where the
- portion used (which described Ford's decision to pardon former
- President Nixon) included "the most interesting and moving parts
- of the entire manuscript"), and Roy Export Co. v. Columbia
- Broadcasting System, 503 F.Supp. 1137 (S.D.N.Y. 1980) (taking of
- 55 seconds out of 89-minute film deemed "qualitatively
- substantial").
-
- To confuse matters further, some courts have (probably
- erroneously) interpreted this factor by looking at what percentage
- of the work _using_ the material is composed of material from the
- copyrighted work, rather than what percentage of the copyrighted
- work was used. See, e.g., Association of American Medical
- Colleges v. Mikaelian, 571 F.Supp. 144 (E.D. Pa, 1983), aff'd 734
- F.2d 3 (3rd Cir., 1984), aff'd 734 F.2d 6 (3rd Cir., 1984). While
- this interpretation is probably erroneous, it's worth bearing in
- mind that, at least in one judge's courtroom in the Eastern
- District of Pennsylvania, that's how the statute will be
- interpreted.
-
- (4) The effect of the use upon the potential market for or value
- of the copyrighted work: The U.S. Supreme Court has stated that
- this factor is "undoubtedly the single most important element of
- fair use." Harper and Row v. Nation Enterprises, 471 U.S. 539
- (1985). The late Professor Melvin Nimmer, in his treatise on
- copyright law, paraphrased it, "Fair use, when properly applied,
- is limited to copying by others which does not materially impair
- the marketability of the work which is copied." Nimmer on
- Copyright, section 1.10[D]. If the use impacts the market for the
- work, the use is less likely to be held to be a fair use.
-
- Note also that the weighing is of the impact on the potential
- market, not on the actual market. For example, although Playboy
- magazine does not distribute its pictures in machine-readable
- form, it may choose to do so in the future. One might argue that
- digitizing a picture and posting it on the net does not impact the
- current market for the magazine originals. However, it impacts
- the potential (but currently non-existent) market for machine-
- readable copies. Because there is an impact on the potential
- market, an analysis of this factor in such a situation would not
- support a finding of fair use.
-
- If all this sounds like hopeless confusion, you're not too far
- off. Often, whether a use is a fair use is a very subjective
- conclusion. In the Harper and Row case cited above, for example,
- the Supreme Court was split 6-3. In the famous "Betamax case,"
- Sony v. Universal City Studios, 464 U.S. 417 (1984) (in which the
- Supreme Court found that off-air non-archival videotaping of
- broadcast television was a fair use), the split was 5-4. In both
- of these cases, the District Court ruled one way (no fair use in
- Harper and Row, fair use in Sony) and was reversed by the Court of
- Appeals, which was then itself reversed by the Supreme Court.
- This goes to show that even well-educated jurists are capable of
- disagreeing on the application of this doctrine.
-
-
- Q9) [reserved]
-
-
- Q10) Who owns the copyright to something I wrote at work, me or my
- company?
-
- That depends on a lot of things. Normally, you are the author of
- the work and own the copyright. There are two broad mechanisms by
- which your company may own the copyright, though: assignment and
- the work-made-for-hire doctrine.
-
- ASSIGNMENT: Even if you are the author, and therefore the
- copyright is initially yours, it may now belong to your company if
- you assigned the copyright to them. A full assignment of
- copyright must be in writing, and signed; it can't be implied. 17
- U.S.C. 204. Therefore, if you're the author in a copyright sense,
- and did not assign the copyright to your company in writing, you
- still own it. Please note, however, that some companies make it a
- practice to acquire a blanket assignment of copyright in any works
- created on the job at time of hiring.
-
- Note, though, that even in the absence of a written contract, your
- actions might have been sufficient to grant the company an implied
- license to the work. For example, in the case of Effects
- Associates v. Cohen, 908 F.2d 555 (9th Cir., 1990), a film
- producer (Cohen) claimed that he owned copyright in special
- effects film footage depicting "great gobs of alien yogurt oozing
- out of a defunct factory." The footage was produced by Effects
- Associates, a special effects company, and there was no written
- assignment of copyright. The court ruled that Effects retained
- ownership of the copyright, but that Cohen had an implied license
- to use it in his horror film, "The Stuff," because Effects had
- "created the work at [Cohen's] request and handed it over,
- intending that [Cohen] copy and distribute it." Because the
- license was non-exclusive, it wasn't a complete transfer of
- copyright, and did not need to be in writing. Effects was free to
- sell the same footage to other moviemakers.
-
- WORK MADE FOR HIRE: If a work qualifies as a work made for hire,
- the company is the author for purposes of copyright, and copyright
- initially vests in the company. A work is a work made for hire
- under either of two circumstances. First, if it is a work
- prepared by an employee within the scope of employment. Second,
- if the work was specially commissioned, is one of a short list of
- relatively esoteric types (a contribution to a collective work, a
- part of a motion picture or other audiovisual work, a translation,
- a supplementary work, as a compilation, as an instructional text,
- a test, answer material for a test, or an atlas), and the parties
- agreed in writing that it was to be considered a work for hire.
- 17 U.S.C. 101.
-
- To determine if a work is one prepared by an employee within the
- scope of employment, there are two important considerations.
-
- First, was the work prepared by an employee, or by an independent
- contractor? Several facts, such as whether taxes were withheld,
- who supervised the work, artistic control, setting of working
- hours, etc., will be examined to determine this factor. A good
- case discussing these factors is CCNV v. Reid, 490 U.S. 730
- (1989).
-
- The second consideration is whether the work was within the scope
- of the employment.
-
- Unless these two considerations are met, the work will not be
- considered one made for hire under the employee test, and the
- "employee" will retain copyright. Of course, the same
- considerations discussed above regarding an implied license might
- exist, even in cases where the work-made-for-hire doctrine does
- not apply.
-
-
- Q11) [reserved]
-
-
- Q12) Is copyright infringement a crime, or a civil matter?
-
- It's always at least a civil matter (a tort). 17 U.S.C. 501(b)
- details the mechanisms by which an owner of a copyright may file a
- civil suit, and 28 U.S.C. 1338 expressly refers to civil actions
- arising under the copyright act.
-
- However, under certain circumstances, it may also be a federal
- crime. A copyright infringement is subject to criminal
- prosecution if infringement is willful and for purposes of
- commercial advantage or private financial gain. 17 U.S.C. 506(a).
- If the offense consists of the reproduction or distribution,
- during any 180-day period, of 10 or more copies having a retail
- value of more than $2,500, the offense is a felony; otherwise, the
- offense is a misdemeanor. 18 U.S.C. 2319.
-
- As a side note, although 18 U.S.C. 2319 purports to prescribe the
- penalties for criminal infringement, all crimes covered by Title
- 18 have their penalties determined by the U.S. Sentencing
- Guidelines, another part of Title 18.
-
-
- Q13) What is the statute of limitation for copyright infringement?
-
- For both civil suits and criminal prosecutions, the statute of
- limitations for copyright infringement is three years. 17 U.S.C.
- 507.
-
-
- Q14) Can the government be sued for copyright infringement?
-
- Yes. The United States has expressly waived its immunity to suit
- for copyright infringement. 28 U.S.C. 1498.
-
- For some time, it was unclear whether the Eleventh Amendment of
- the U.S. Constitution operated to make a state immune from suit
- for copyright infringement. In BV Engineering v. University of
- California at Los Angeles, 858 F.2d 1394 (9th Cir., 1988), UCLA
- successfully defended a copyright infringement suit on the ground
- that it had such immunity. Although UCLA won that suit, Congress
- responded by passing the Copyright Remedy Clarification Act, PL
- 101-553, in 1990. This law added section 511 to the Copyright
- Act, which had the effect of removing the immunity defense. It
- became effective June 1, 1991.
-
- Today the law is very clear: the United States government and the
- governments of each state may be sued for copyright infringement,
- and may not plead immunity as a defense.
-
-
- Q15) Can the government copyright its works?
-
- This one has to be taken slowly, and we'll look at federal and
- state governments separately, because the rules are different.
-
- With one exception, works of the United States government are
- public domain. 17 U.S.C. 105. The only exception is for standard
- reference data produced by the U.S. Secretary of Commerce under
- the Standard Reference Data Act, 15 U.S.C. 290e.
-
- However, there's a big loophole here: while the U.S government
- can't get copyright for its own works, it can have an existing
- copyright assigned to it. So if the U.S. government produces a
- work, it's not copyrighted. But if an independent contractor
- working for the government produces a work, it is copyrighted, and
- nothing prevents that contractor from assigning the copyright back
- to the government. This reconciles the fact that the U.S.
- government can't copyright its works with the fact that if you
- stay up late on weekends, you'll see Public Service Announcements
- against drunk driving that say "Copyright U.S. Department of
- Transportation."
-
- Also, there are some entities that might seem to be part of the
- U.S. government, but are not. For example, the U.S. Postal
- Service is no longer a branch of the U.S. government. In
- addition, while under U.S. control, the District of Columbia,
- Puerto Rico, and organized territories of the U.S. are not
- considered to be part of the U.S. government for purposes of
- copyright law.
-
- Whether a state can copyright its works is a different matter.
- Unlike the U.S. government, a state government's works are subject
- to copyright. It is up to each state to decide whether to retain
- the copyright or whether such works are to be automatically made
- public domain.
-
- A related question that sometimes comes up is whether a government
- may copyright its laws. In the case of the federal government,
- because of the factors discussed above, the answer is clearly that
- it cannot. With state governments, it's a little less clear.
- There is no statute, case, or regulation that indicates that a
- state cannot copyright its laws. However, it is the position of
- the U.S. Copyright Office that a state's laws may not be
- copyrighted. The Compendium of Copyright Office Practices
- (Compendium II) section 206.01 states, "Edicts of government, such
- as judicial opinions, administrative rulings, legislative
- enactments, public ordinances, and similar official legal
- documents are not copyrightable for reasons of public policy.
- This apples to such works whether they are Federal, State, or
- local as well as to those of foreign governments."
-
- Now, the Compendium II does not have force of law. But this does
- indicate that any state trying to register a copyright in its laws
- would be refused registration by the Copyright Office. As a
- result, it would either have to successfully sue the Office to
- force registration, or it would bear the burden of establishing
- that its work was indeed copyrighted in the event of an
- infringement suit (normally, a registration fulfills that burden).
- It's a safe bet that any state or city trying to assert a
- copyright in its laws would have an uphill battle ahead of it.
-
-
- Q16) Can I legally make a cassette copy of a musical CD for my own
- use, so I can play it in my car?
-
- This issue has been argued back and forth for many years, with
- consumers groups arguing that this was a fair use (see Q8), and
- the recording industry arguing that it was not. The issue was
- finally settled by Congress when the Audio Home Recording Act
- (AHRA) (P.L. 102-563, 106 Stat. 4237, codified at 17 U.S.C. 1001 -
- 1010) was passed in October 1992. This Act added a ten sections
- to Title 17, one of which provided an alternative to the fair use
- analysis for musical recordings. The new section states:
-
- No action may be brought under this title alleging infringement
- of copyright based on the manufacture, importation, or
- distribution of a digital audio recording device, a digital
- audio recording medium, an analog recording device, or an
- analog recording medium, or based on the noncommercial use by a
- consumer of such a device or medium for making digital musical
- recordings or analog musical recordings.
-
- 17 U.S.C. 1008.
-
- As the legislative history to this statute noted, "In short, the
- reported legislation would clearly establish that consumers cannot
- be sued for making analog or digital audio copies for private
- noncommercial use." H.R. Rep. 102-780(I).
-
- Does this mean you can make copies for your family and friends, as
- long as it's not "commercial?" A strict reading of the words in
- the statute would seem to say that you may. This is not as
- outrageous as it sounds. Part of the impetus behind the AHRA was
- the perception that blank tapes were being used mostly to copy
- commercial musical sound recordings. As a result, the AHRA
- provided that a royalty payment (referred to as a "DAT tax" by its
- detractors) be paid for each sale of digital audio tape to
- compensate authors of musical works and sound recordings for the
- profits lost due to these copies. See 17 U.S.C. 1003, 1004.
- Arguably, the AHRA anticipates and allows exactly this type of
- copying, and a literal reading of section 1008 would tend to
- support this position. But the AHRA is still sufficiently new
- this hasn't been tested in court yet.
-
- Note, also, that this section applies only to musical recordings;
- it clearly does not include spoken word recordings. Of course, it
- is still possible that such a use of a spoken word recording might
- still be considered a section 107 fair use, even if section 1008
- does not apply to provide a clear exemption.
-
-
- Q17) Are Usenet postings and email messages copyrighted?
-
- Almost certainly. They meet the requirement of being original
- works of authorship fixed in a tangible medium of expression (see
- Q3). They haven't been put in the public domain; generally, only
- an expiration of copyright or an unambiguous declaration by an
- author is sufficient to place a work into public domain.
-
- However, at least with Usenet postings, there are two doctrines
- which probably allow at least some copying: fair use (see Q8) and
- implied license.
-
- Whether a particular use of a Usenet posting is a fair use is, as
- always, a very fact-specific determination. However, it's
- probably safe to say that it's a fair use if the use was not
- commercial in nature, the posting was not an artistic or dramatic
- work (e.g.,, it was the writer's opinion, or a declaration of
- facts, and not something like a poem or short story), only as much
- of the posting was copied as was necessary (e.g., a short
- quotation for purposes of criticism and comment), and there was
- little or no impact on any market for the posting.
-
- A similar argument can be made for quoting of private email
- messages. Of course, revealing the contents of a private email
- message could run afoul of any of a number of non-copyright laws:
- defamation, invasion of privacy, and trade secrecy, to name a few.
- So even if you won't be violating any copyright laws, you should
- consider other factors that may expose you to legal liability
- before revealing a private message's contents.
-
- Proponents of the implied license idea point out that Usenet
- postings are routinely copied and quoted, and anyone posting to
- Usenet is granting an implied license for others to similarly copy
- or quote that posting, too. It's not clear whether such implied
- license extends beyond Usenet, or indeed, what "Usenet" really
- means (does it include, for example, Internet mailing lists? Does
- it include netnews on CD-ROM?). If a posting includes an express
- limitation on the right to copy or quote, it's not at all certain
- whether the express limitation or the implied license will
- control. No doubt it depends on the specific facts. For example,
- was the limitation clearly visible to the person who did the
- copying? Was the limitation placed such that it would be visible
- only after the person who did the copying to invested time and
- money to get the posting, believing it to be without any
- limitation?
-
- With private email messages, a copier who relies solely on the
- implied license argument will probably lose, since it's hard to
- argue that by sending the private message to a limited audience,
- the sender intended for it to be copied and quoted. For email
- messages to a public mailing list, the implied license argument
- may still be sound.
-
- These theories are largely speculative, because there has been
- little litigation to test them in the courts. As a practical
- matter, most postings, with a small number of notable exceptions,
- are not registered with the Copyright Office. As such, to prevail
- in court, the copyright holder would need to show actual damages
- (see Q5). Since most of these cases will result in little or no
- actual damage, no cases have been be brought; it's simply too
- expensive to sue for negligible damages.
-
-
- Q18) Are fonts copyrighted?
-
- First, let's distinguish between a font and a typeface. A
- typeface is the scheme of letterforms (which is really what you're
- probably talking about), and the font is the computer file or
- program (or for that matter, a chunk of metal) which physically
- embodies the typeface.
-
- A font may be the proper subject of copyright, but the generally
- accepted rule is that a typeface embodied in the font is not (see
- Eltra Corp. v. Ringer, 579 F.2d 294, 208 U.S.P.Q. 1 (4th Cir.,
- 1978), and the House of Representatives Report on the Copyright
- Law Revision, 94-1476, 94th Congress, 2d Session at 55 (1976),
- reprinted in 1978 U.S. Cong. and Admin. News 5659, 5668).
-
- The letterforms themselves are not copyrightable under U.S. law as
- a typeface. 37 CFR 202.1(e). A font is copyrightable if it adds
- some level of protectable expression to the typeface, but that
- protection does not extend to the underlying uncopyrightable
- typeface itself (see 17 U.S.C. 102(b)).
-
- In essence, a font will be protectable only if it rises to the
- level of a computer program. Truetype and other scalable fonts
- will therefore be protected as computer programs, a particular
- species of literary works. Bitmapped fonts are not copyrightable,
- because in the opinion of the Copyright Office, the bitmap does
- not add the requisite level of originality to satisfy the
- requirement for copyright.
-
- So, to summarize this point, a typeface is not copyrightable.
- While a scalable font might be copyrightable as a program, merely
- copied the uncopyrightable typeface, and creating your own font,
- either scalable or bitmapped, is probably not an infringement,
- assuming you did not copy any of the scalable font's code.
-
- Two warnings:
-
- First, even if typefaces can't be copyrighted, they can be
- patented under existing design patent laws. 35 U.S.C. 171.
- Copying a typeface and distributing such a font, while not a
- violation of copyright, might be an infringement of the patent.
-
- Second, Congress has been considering design protection
- legislation for many years (most recently, the 102nd Congress'
- H.R. 1790) which, if passed, would protect typeface design. If
- such a bill is enacted, the above opinion will be obsolete and
- incorrect.
-
-
- Q19) What does "All Rights Reserved" mean?
-
- One of the earliest international copyright treaties to which the
- U.S. was a member was the 1911 Buenos Aires Convention on Literary
- and Artistic Copyrights (see Q28 for more information). This
- treaty provided that, once copyright was obtained for a work in
- one signatory country, all other signatories accorded protection
- as well without requiring any further formalities (i.e., notice or
- registration), provided that the work contained a notice reserving
- these rights. The typical notice complying with Buenos Aires was
- "All Rights Reserved."
-
- As noted in Q28, the Buenos Aires Convention is essentially dead
- today, and the "All Rights Reserved" notice no longer serves much
- useful purpose. It lives on mostly as a testament to inertia on
- the part of U.S. publishers.
-
-
- Q20) What's the difference between a copyright and a patent?
-
- This answer is included in both the Copyright and Patents FAQs.
-
- There are basically five major legal differences between a
- copyright and a patent in the United States: subject matter
- protected, requirement for protection, when protection begins,
- duration, and infringement. There's also a sixth practical one:
- cost.
-
- Subject matter: A copyright covers "works of authorship," which
- essentially means literary, dramatic, and musical works,
- pictorial, graphic, and sculptural works, audio-visual works,
- sound recordings, pantomimes and choreography. A patent covers an
- invention, which essentially means a new and non-obvious useful
- and functional feature of a product or process.
-
- Requirement for protection: In order for a work to be copyrighted,
- it must be original and fixed in a tangible medium of expression;
- no formalities are required (see Q3). In order for an invention
- to be patented, it must be novel (i.e., new), non-obvious, and
- useful and a patent must be issued by the United States Patent and
- Trademark Office.
-
- Start of protection: Copyright protection begins as soon as a work
- is created. Patent protection does not begin until the patent is
- issued.
-
- Duration: A copyright generally lasts for the life of the author,
- plus 50 years (see Q4). In the U.S., a patent lasts for 17 years
- from the date granted (in some nations, particularly Japan and
- most European nations, the duration is 20 years, and is measured
- from date of application).
-
- Infringement: For a copyright to be infringed, the work itself
- must have actually been copied from (either wholly or to create a
- derivative work), distributed, performed, or displayed. If a
- person other than the copyright owner independently comes up with
- the same or a similar work, there is no infringement. In
- contrast, a patent confers a statutory monopoly that prevents
- anyone other than the patent holder from making, using, or selling
- the patented invention. This is true even if that person
- independently invents the patented invention.
-
- Cost: A copyright is essentially free. Even if you want to
- register the copyright, the cost is only $20, and the paperwork is
- much less complicated than the 1040A short form for filing your
- income tax, well within the capabilities of the person registering
- the copyright. A patent, on the other hand, is much more costly;
- there are fees to the Patent and Trademark Office, and the patent
- application process is much more complex, usually requiring the
- services of a registered patent agent (and perhaps a lawyer) to
- draft and prosecute the application, adding to the cost.
-
- Philosophically, you can look at a copyright as protecting the
- author's rights that are inherent in the work; in contrast, a
- patent is a reward of a statutory monopoly to an inventor in
- exchange for providing the details of the invention to the public.
-
-
- Q21) Why is there so little in this FAQ about patents?
-
- Peter Treloar, the moderator of comp.patents, currently maintains
- a FAQ devoted exclusively to patents, and duplicating his effort
- here would be needlessly redundant.
-
- The comp.patents FAQ is periodically posted to the Usenet
- comp.patents newsgroup. A current copy is available by anonymous
- FTP from rtfm.mit.edu, in the /pub/usenet/comp.patents/ directory,
- in the file "[ADMIN]_Comp.patents_FAQ." If you do not have access
- to anonymous FTP, you may obtain it via the MIT mail server by
- sending an electronic mail message to mail-server@rtfm.mit.edu,
- consisting of a single line reading:
-
- send usenet/comp.patents/[ADMIN]_Comp.patents_FAQ
-
- in the body of the message. The subject of the message is
- immaterial.
-
-
- Q22-27) [reserved]
-
-
- Q28) What international treaties exist governing copyright, or
- "What is this Berne Convention I keep hearing about?"
-
- The two major treaties governing copyright are the Berne
- Convention (U.S. Senate Treaty Doc. 99-27, KAV 2245, 1 B.D.I.E.L.
- 715; also reprinted at 17 U.S.C.A. 104). and the Universal
- Copyright Convention (U.C.C.), (25 U.S.T. 1341, T.I.A.S. 7868, 1
- B.D.I.E.L. 813 (1971 Paris text); and 6 U.S.T. 2731, T.I.A.S.
- 3324, 216 U.N.T.S. 132 (1952 Geneva text)). (Note: the
- abbreviation U.C.C. to denote the Universal Copyright Convention
- should not be confused with the same abbreviation to denote the
- Uniform Commercial Code.)
-
- The Berne Convention for the Protection of Literary and Artistic
- Works was established in 1886 in Berne, Switzerland. The text has
- been revised, and the current edition (and the one to which the
- United States and most other nations are a signatory) is the 1971
- Paris text. The treaty is administered by the World Intellectual
- Property Organization (WIPO), an international organization
- headquartered in Geneva, Switzerland.
-
- The Berne Convention has four main points: National treatment,
- preclusion of formalities, minimum terms of protection, and
- minimum exclusive rights.
-
- National treatment: Under Berne, an author's rights are respected
- in another country as though the author were a national (citizen)
- of that country (Art. 5(1)). For example, works by U.S. authors
- are protected by French copyright in France, and vice versa,
- because both the U.S. and France are signatories to Berne.
-
- Preclusion of formalities: Under Berne, copyright cannot be
- dependent on formalities such as registration or copyright notice
- (Art. 5(2)). However, as noted in Q5 and Q7, this provision
- apparently does not prevent a member nation from taking adherence
- to formalities into account when determining what remedies apply.
-
- Minimum terms of protection: Under Berne, the minimum duration
- for copyright protection is the life of the author plus 50 years
- (Art. 7(1)). Signatory nations may have provide longer durations
- if they so choose.
-
- Minimum exclusive rights: Under Berne, a nation must provide for
- protection of six rights: translation (Art. 8(1)), reproduction
- (Art. 9(1)), public performance (Art. 11(1), and Art. 11ter),
- adaptation (Art. 12), paternity (Art. 6bis(1)) and integrity (Art.
- 6bis(1)). In certain of these areas, U.S. copyright law does not
- quite align with Berne. For example, Berne requires that the
- paternity and integrity rights endure for the same term as the
- other rights (Art. 6bis(2)), while in the U.S., those rights
- terminate at the death of the author (17 U.S.C. 116A(e)). The two
- have been reconciled by the premise that other sources of federal
- law, such as trademark, combined with the trademark, unfair
- competition, and defamation laws of the individual states, satisfy
- these requirements.
-
- The Universal Copyright Convention was originally written in 1952
- in Geneva. It became effective in 1955. Like the Berne
- Convention, the text has been revised. As with the Berne
- Convention, the most recent revision was in Paris in 1971. The
- United States is party to both the 1952 Geneva text and the 1971
- Paris text. The U.C.C. is administered by UNESCO, a United
- Nations agency.
-
- Like Berne, the UCC requires national treatment for authors.
- However, the UCC differs from Berne in four material ways. First,
- the UCC permits (but does not require) member states to require
- formalities such as copyright notice and registration as a
- condition of copyright (Art. III). Second, copyright duration
- must be until least 25 years after the author's death or after the
- first publication, depending on whether a nation calculates
- duration based on the author's life or on publication (Art. IV).
- Third, the UCC's provisions on minimum rights are considerably
- less demanding than Berne's; the UCC demands recognition only of
- the rights to reproduce, adapt, and to publicly perform or
- broadcast the work. Furthermore, the UCC expressly permits a
- nation to make exceptions to these rights, as long as the
- exceptions do not conflict with the spirit of the treaty (Art.
- IVbis). Fourth and finally, the UCC recognizes the Berne
- Convention, and includes language so that, between two nations
- which are signatories to both Berne and the UCC, the Berne
- Convention controls and the UCC does not apply. Furthermore, if a
- nation is a signatory to both conventions, and withdraws from
- Berne, it will not be protected by the UCC (Art. XVII and
- Appendix). These provisions were added by nations fearing that
- creation of the UCC in 1955 would undermine the already existing
- Berne Convention.
-
- The United States was the primary mover behind the creation of the
- U.C.C., because the formalities that existed in U.S. copyright law
- at that time did not permit adherence to Berne. With the U.S.
- joining Berne, and consequently abandoning the formalities that
- were the driving force behind the U.C.C., the significance of the
- U.C.C. is waning.
-
- In addition to Berne and the UCC, other copyright treaties include
- the 1971 Geneva Convention for the Protection of Producers of
- Phonograms Against Unauthorized Duplication of Their Phonograms
- (25 U.S.T. 309, T.I.A.S. 7808, 888 U.N.T.S. 67), the 1984 Brussels
- Convention Relating to the Distribution of Programme-Carrying
- Signals Transmitted by Satellite (T.I.A.S. 11078), and the 1911
- Buenos Aires Convention on Literary and Artistic Copyrights (38
- Stat. 1785, T.S. 593, 1 Bevans 758), which regulated copyright in
- the Americas. The U.S. did not sign the Buenos Aires Convention
- when it was revised in 1948, and all of its signatories are now
- also signatories to either or both of Berne or the UCC. The
- Buenos Aires Convention is now essentially a dead letter in
- international copyright law.
-
- The texts of both versions of the U.C.C., the Buenos Aires
- Convention, and the Geneva Convention, are in Circular 38c,
- "International Copyright Conventions," available from the
- Copyright Office (see Q30). Texts of the Berne Convention and the
- U.C.C. are available by anonymous FTP from the Multilaterals
- Project (see Q31).
-
-
- Q29) Is Freedonia a signatory to either the Berne Convention or to
- the Universal Copyright Convention?
-
- The answer to Q28 is generally almost always followed by a query
- as to whether a specific country has signed one or more of the
- conventions, so the following lists provide that information.
-
- This data comes from the January 1992 edition (the most current)
- of Treaties In Force, with some supplemental information as noted.
- The lists only cover whether the nation listed signed the
- convention, as opposed to one or more of the optional protocols
- associated with the convention. For example, Protocol 1 of the
- U.C.C. establishes that stateless persons are to be considered
- nationals of the nation within which they reside for purposes of
- the convention; a number of nations have signed the U.C.C., but
- have not signed that protocol. If you really want to get down to
- that level of detail, consult a current edition of Treaties In
- Force.
-
- If you're interested in knowing more detail about what copyright
- treaties are in effect between the U.S. and a particular nation,
- there is a table in the back of Treaties In Force containing an
- alphabetical list of countries, listing the copyright treaties
- (both unilateral and multilateral) to which it is a party with the
- U.S., including the dates on which each treaty entered into force.
- This table is also reproduced in the Copyright Office's Circular
- 38a, "International Copyright Relations of the United States,"
- contains You can order it from the Copyright Office (see Q30).
- This circular is also included in Copyright Office information kit
- 100. A similar table is included as an appendix in the Nimmer
- treatise (see Q30).
-
- Note that, while the U.S.S.R. is listed as a signatory to the 1952
- Geneva text of the U.C.C., the status of the former soviet states
- is unclear at this time. IUve been told that Russia and some of
- the other newly independent states have announced that they will
- honor nearly all of the treaties of the former Soviet Union.
- Other states, for example, Estonia, Latvia, and Lithuania, take
- the position that they were never legally part of the Soviet
- Union, and that treaties entered into by the Soviet Union are
- totally irrelevant to their international obligations.
-
- In addition, IUve been cited to an article entitled "Post-Soviet
- Law: The Case of Intellectual Property Law," by Peter Maggs (an
- attorney and professor at University of Illinois at Urbana-
- Champaign) in the Harriman Institute Forum, Vol. 5, No. 3 (Nov.
- 1991), pp. 3-9. Professor Maggs reportedly concludes that, under
- international law, all newly independent states that were
- previously legitimate parts of the USSR (i.e., all except Estonia,
- Latvia, and Lithuania), remain bound by the UCC, although whether
- they actually have functional copyright protection is another
- matter altogether.
-
- Thank you to <marlen@sovam.com> for contacting Professor Maggs and
- providing me with most of the information in the preceding two
- paragraphs.
-
- In addition, in May 1993, the TASS news agency reported that
- Russia has enacted a new copyright law that is Berne-compliant, in
- preparation for an anticipated signing of the Berne Convention.
-
- The following nations are signatories to the Berne Convention
- (1971 Paris text): Argentina, Australia, Austria, the Bahamas,
- Barbados, Belgium, Benin (formerly Dahomey), Brazil, Bulgaria,
- Burkina Faso (formerly Upper Volta), Cameroon, Canada, the Central
- African Republic, Chad, Chile, Colombia, Congo, Costa Rica, Cote
- d'Ivoire (Ivory Coast), Cyprus, Czechoslovakia, Denmark, Ecuador,
- Egypt, Fiji, Finland, France, Gabon, Germany, Ghana, Greece,
- Guinea, Holy See (Vatican City), Honduras, Hungary, Iceland,
- India, Ireland, Israel, Italy, Japan, Lebanon, Lesotho, Liberia,
- Libya, Liechtenstein, Luxembourg, Madagascar (Malagasy Republic),
- Malawi, Malaysia, Mali, Malta, Mauritania, Mauritius, Mexico,
- Monaco, Morocco, the Netherlands, New Zealand, Niger, Norway,
- Pakistan, Peru, Philippines, Poland, Portugal, Romania, Rwanda,
- Senegal, South Africa, Spain, Sri Lanka (formerly Ceylon),
- Suriname, Sweden, Switzerland, Thailand, Togo, Trinidad and
- Tobago, Tunisia, Turkey, the United Kingdom, the United States,
- Uruguay, Venezuela, Yugoslavia, Zaire, and Zimbabwe. According to
- U.S. State Department Dispatches published since January 1992,
- additional nations to sign Berne include Gambia (Dec. 12, 1992),
- China (July 10, 1992) and Kenya (March 11, 1993).
-
- The following nations are signatories to the Universal Copyright
- Convention (1971 Paris text): Algeria, Australia, Austria, the
- Bahamas, Bangladesh, Barbados, Bolivia, Brazil, Bulgaria,
- Cameroon, Colombia, Costa Rica, Cyprus, Czechoslovakia, Denmark,
- the Dominican Republic, Ecuador, El Salvador, France, Germany,
- Grenada, Guinea, Hungary, Italy, Japan, Kenya, Korea, Mexico,
- Monaco, Morocco, the Netherlands, Norway, Panama, Poland,
- Portugal, St. Lucia, St, Vincent and the Grenadines, Senegal,
- Seychelles, Spain, Sri Lanka (formerly Ceylon), Sweden, Trinidad
- and Tobago, the United Kingdom, the United States, Vatican City,
- and Yugoslavia.
-
- The following nations are signatories to the Universal Copyright
- Convention (1952 Geneva text): Algeria, Andorra, Argentina,
- Australia, Austria, the Bahamas, Bangladesh, Barbados, Belgium,
- Belize, Bolivia, Brazil, Bulgaria, Cambodia, Cameroon, Canada,
- Chile, Colombia, Costa Rica, Cuba, Cyprus, Czechoslovakia,
- Denmark, the Dominican Republic, Ecuador, El Salvador, Fiji,
- Finland, France, Germany, Ghana, Greece, Grenada, Guatemala,
- Guinea, Guyana, Haiti, Holy See, Hungary, Iceland, India, Ireland,
- Israel, Italy, Japan, Kenya, Korea, Laos, Lebanon, Liberia,
- Liechtenstein, Luxembourg, Malawi, Malta, Mauritius, Mexico,
- Monaco, Morocco, the Netherlands, New Zealand, Nicaragua, Nigeria,
- Norway, Pakistan, Panama, Paraguay, Peru, Poland, Portugal, St.
- Lucia, St, Vincent and the Grenadines, Senegal, Seychelles, Spain,
- Sri Lanka (formerly Ceylon), Sweden, Switzerland, Tunisia, the
- Union of the Soviet Socialist Republics, the United Kingdom, the
- United States, Venezuela, Yugoslavia, and Zambia.
-
-
- Q30) Where can I get more information on copyright?
-
- The U.S. Copyright Office General Information Package 118 provides
- general information on copyright law. Copyright Office Circular
- 2, "Publications on Copyright," provides a complete list of
- publications relating to copyright which are available from the
- Copyright Office.
-
- These materials and many others may be ordered (generally free of
- charge) by calling the Copyright Office Hotline at 202-707-9100
- and leaving a voice mail message. Call the Hotline only if you
- already know the number of the publication you want. If you don't
- know the publication number, the Copyright Office maintains a
- prerecorded information line at 202-707-3000. This line provides
- an automatic voice mail attendant that provides information
- according to responses presented from a touch-tone keypad. Much
- of the information in Q6 was obtained from this information line.
-
- The book "Intellectual Property in a Nutshell," by Arthur R.
- Miller of Harvard Law School and Michael H. Davis of Cleveland-
- Marshall College of Law (West Publishing, 1990, ISBN 0-314-75738-
- 4), provides a fine introduction not only to copyright law, but
- also to patent and trademark law. It's typically available from
- college or law school bookstores for about $15.
-
- The authoritative secondary source for information on copyright is
- the five-volume loose-leaf opus, "Nimmer on Copyright."
- Originally written and maintained by the late Professor Melvin
- Nimmer and now maintained by his son, David Nimmer, this is the
- most respected source of copyright information, short of the texts
- of the statutes, regulations, and cases themselves. Nimmer is
- frequently cited by courts, including the U.S. Supreme Court, as
- an authority to justify their opinions. I've been surprised to
- find short essays on even the most obscure copyright questions
- (e.g., whether a food recipe is subject to copyright). I heartily
- recommend it as an initial source for research. It is, however, a
- bit dense for casual reading.
-
- Several readers have recommended L. Ray Patterson & Stanley W.
- Lindberg, "The Nature Of Copyright" (1991), ISBNs 0-8203-1362-9
- (paperback) and 0-8203-1347-5 (hardback). Patterson and Stanley
- reportedly argue for a broad interpretation of a user's rights in
- a work, and a more narrow interpretation of the right of the
- copyright holder. Be aware that this interpretation may or may
- not match the law of your jurisdiction.
-
- In preparing this FAQ, I consulted the casebook that was used in
- my Copyright class in Fall of 1991 at Santa Clara University
- School of Law: Joyce, Patry, Leaffer and Jaszi, "Copyright Law,
- Second Edition" (1991), ISBN 0-8205-0115-8. Like most casebooks,
- it contains edited versions of most of the landmark decisions in
- the law, including most of the cases that are cited in this FAQ.
- It's not for beginners, but it's well-written, and often contains
- illustrations of the works being discussed in the cases (a very
- useful feature, since copyright questions often turn on questions
- of similarity or originality that can only be determined by seeing
- the work). The book's best features are a good review of the
- history of copyright, an excellent description of the
- international treaties covering copyright, and a detailed
- bibliography at the end of each chapter. An unfortunate feature
- is the index, which is not the best organized, and often provides
- incorrect page numbers (perhaps because of the editors' hurry to
- include the Feist case that had been decided only a few months
- before the book was in stores).
-
- Nolo Press publishes two books on copyright for the lay reader:
- "The Copyright Handbook: How to Protect and Use Written Works," by
- Stephen Fishman, ISBN 0-87337-130-5 ($24.95) and "How to Copyright
- Software," by M.J. Salone, ISBN 0-87337-102-X ($39.95). My
- knowledge of these books is limited to the entries in the catalog,
- but Nolo Press generally enjoys an excellent reputation for
- publishing accurate and understandable books on law. Nolo's
- telephone number is (510) 549-1976.
-
-
- Q31) What materials related to copyright are available on the
- Internet?
-
- The following is a list of materials relating to copyright that I
- have been able to verify are available on the Internet.
-
- STATUTES:
-
- - FATTY.LAW.CORNELL.EDU -
-
- Most portions of the current copyright law have been made
- available by Cornell University. To review the statute, enter the
- command
-
- telnet fatty.law.cornell.edu 8210
-
- and sign on with a user ID of "www." No password is necessary.
- This will allow you to use the World Wide Web software to navigate
- the copyright law. It also includes access to the Berne
- Convention.
-
- TREATIES:
-
- - THE MULTILATERALS PROJECT -
-
- The Fletcher School of Law and Diplomacy maintains the
- Multilaterals Project, an anonymous ftp site with a number of
- multilateral treaties, at jade.tufts.edu. This archive includes
- versions of both the Berne Convention and the Universal Copyright
- Convention. The treaties are in directory /pub/diplomacy. The
- following files are of particular interest:
-
- README - A one-page description of the Multilaterals Project, by
- Peter Stott, its director.
-
- INDEX - An index of all the treaties and other documents
- available from the project.
-
- BH006-1971.txt - The 1971 Paris text of the Berne Convention for
- the Protection of Literary and Artistic Works.
-
- UNTS11850.txt - The 1967 Stockholm text of the Berne Convention
- for the Protection of Literary and Artistic Works. The United
- States is not a party to the this text.
-
- UNTS13444.txt - The 1971 Paris text of the Universal Copyright
- Convention.
-
- In addition, The Berne Convention may also be viewed via telnet to
- fatty.law.cornell.edu as noted above, under "STATUTES."
-
- OTHER RESOURCES:
-
- - THE CNI-COPYRIGHT MAILING LIST -
-
- The Coalition for Networked Information (CNI) sponsors CNI-
- Copyright, an Internet mailing list devoted to copyright issues.
- To join, send a message to LISTSERV@CNI.ORG with a single line of
- text in the body that says:
-
- SUBSCRIBE CNI-COPYRIGHT your name
-
- If that doesn't work, send a message to CRAIG@CNI.ORG (Craig
- Summerhill) and ask him to manually add you to the list. After
- joining, messages may be sent to the list at CNI-
- COPYRIGHT@CNI.ORG.
-
- Archives of the CNI-COPYRIGHT list are available and may be
- searched online via telnet. To access them, telnet to a.cni.org,
- login with the ID "brsuser" (no password is required), and follow
- the instructions presented. CNI-COPYRIGHT archives are in the
- COPY database.
-
- CNI is a not for profit corporation and is a joint project of the
- Association of Research Libraries (ARL), CAUSE, and EDUCOM. It
- promotes the creation of and access to information resources in
- networked environments in order to enrich scholarship and to
- enhance intellectual productivity.
-
- - COPYRIGHT GUIDE FOR PHOTOGRAPHERS -
-
- FTP site moink.nmsu.edu (128.123.4.58) has a repository,
- /pub/rec.photo, for files related to photography. Among the files
- contained in this directory is the Copyright Guide For
- Photographers, produced by the American Society of Media
- Photographers, Inc. While the Guide is particularly oriented
- towards photographers, much of the information it provides will be
- of use to anyone interested in copyright. The file
- asmp-copyright-guide is an ASCII version of this document. A TeX
- version is also available, in asmp-copyright-TeX.tar.z.
-
- - USENET NEWSGROUPS -
-
- There are several newsgroups that from time to time discuss
- copyright issues.
-
- misc.int-property: Discussions of intellectual property;
- copyright, patent, trademark and trade secrecy, and their
- alternatives.
-
- misc.legal.computing: Legal issues related to computers.
- Copyright and patent issues predominate.
-
- misc.legal: the main newsgroup covering legal issues, including
- copyright law.
-
- comp.patents: Moderated newsgroup discussing issues related to
- computers and patents, including software patents. The newsgroup
- is moderated by patents-request@cs.su.oz.au (Peter Treloar).
- Please note that the focus of this group is more on patent law
- than copyright law.
-
- comp.software.licensing: Trends, practices, and techniques in
- software licensing.
-
- gnu.misc.discuss: Discussions in this group frequently include
- issues of software patents, copyright, and "copyleft."
-
-
- Q32) How can I get a current copy of the Copyright FAQ?
-
- This FAQ is posted periodically to the Usenet newsgroups
- misc.legal, misc.legal.computing, and misc.int-property. I am
- currently looking into complying with the requirements for posting
- it in the news.answers and related newsgroups, at which time it
- will be available via the standard FTP resources.
-
-
- APPENDIX: A note about legal citation form, or, "What's all this
- '17 U.S.C. 107' and.'977 F.2d 1510' stuff?"
-
- Citations to legal materials can be intimidating when first
- encountered. The purpose of this entry is to provide a short
- description of the legal citations used in this article to reduce
- that intimidation. It's not intended as a be-all and end-all to
- legal research, but just a way of letting you find the sources
- that are cited in this FAQ if you head to a law library. If you
- don't care about looking up any of the legal materials cited in
- this FAQ, skip this entry.
-
- CASES: Cases are reported in books called "reporters." A
- reporter generally consists of a series of bound volumes. Often
- when the volume number becomes too high, the reporter publisher
- starts over with volume 1, designating the new set as a "second
- series," "third series," etc., as appropriate.
-
- Because copyright is almost entirely a matter of federal law, most
- (if not all) cases referenced in this FAQ are federal cases. The
- most common reporters (with their abbreviations shown in
- parentheses) are:
-
- United States Reports (U.S.) - This is the official reporter for
- cases from the United States Supreme Court. This is the standard
- reporter reference provided when referencing a Supreme Court case.
- If a case is especially recent, it may not yet be published in the
- U.S. Reports, in which case, the proper reference is to one of the
- unofficial reporters (either the Supreme Court Reporter or the
- Lawyers' Edition).
-
- The unofficial reporters are also cross-indexed by the U.S.
- Report's volume and page numbers, so that given a citation to a
- case in the U.S. Reports, you should be able to also find it in
- either of the unofficial reporters. The converse is not true: if,
- for example, you have a citation to the Supreme Court Reporter,
- you will not be able to find the case in the U.S. Reports. All
- law libraries carry a set of books called Shepard's Citations,
- which will permit you to cross-reference this way. See your law
- librarian for help using these intimidating-looking books.
-
- Supreme Court Reporter (S.Ct.) - This is an unofficial reporter
- published by West Publishing. It too reports cases from the
- United States Supreme Court. The advantages of this reporter is
- that it comes out more quickly than the official reporter, and
- also includes West's headnotes and case summaries.
-
- United States Supreme Court Reporter, Lawyers' Edition (L.Ed.) -
- This is another unofficial reporter, similar to the Supreme Court
- Reporter, but published by the Lawyers Cooperative Publishing Co.
- In addition to the advantages offered by the Supreme Court
- Reporter, it often includes short essays (called annotations) on
- points of law dealt with in a case.
-
- Federal Reporter (F.) - This is an unofficial reporter, published
- by West, that reports cases from the various United States Courts
- of Appeal. There is no official reporter for these cases, and the
- Federal Reporter de facto fills that role.
-
- Federal Supplement (F.Supp) - This is an unofficial reporter,
- published by West, that reports cases from the various United
- States District Courts (that is, from the courts of "original
- jurisdiction," where trials are originally held and often appealed
- to the higher courts). There is no official reporter for these
- cases, and the Federal Supplement de facto fills that role.
-
- United States Patent Quarterly (U.S.P.Q.) - This is a topical
- reporting service from the Bureau of National Affairs (BNA). It
- reports cases from various courts, but because it's a "topical
- reporter," it only reports cases dealing with a certain topic, in
- this case, intellectual property (despite its name, it's not
- limited to patent cases).
-
- This is only a very small subset of the reporters and services
- that report cases. For a more complete list, see "The Bluebook: A
- Uniform System of Citation, 15th Edition," in particular, tables
- T.1 (United States Jurisdictions), T.2 (Foreign Jurisdictions) and
- T.16 (Services).
-
- The standard way of referencing a case is in the format:
-
- case-name volume-number reporter [series, if applicable] page-
- number (jurisdiction, date)
-
- "Jurisdiction" is omitted for U.S. Supreme Court cases; the fact
- that the reporter is U.S., S.Ct., or L.Ed. is enough to show that
- it's a U.S. Supreme Court case. If two page numbers are included,
- the first page number is the page on which the case begins, and
- the second is the page that contains the particular point being
- referenced (called a "pinpoint cite" or "jump cite").
-
- Here is an example of a case citation:
-
- Sega v. Accolade, 977 F.2d 1510, 1520 (9th Cir., 1993).
-
- From this citation, we know that the parties in the case are Sega
- and Accolade; the case is reported in volume 977 (second series)
- of the Federal Reporter; the case begins on page 1510, but the
- particular point being referenced is on page 1520; the case was
- decided in the 9th Circuit Court of Appeals, in 1993.
-
- STATUTES: A federal statute is generally enacted as a "public
- law," and is assigned a P.L. number. This number indicates the
- Congress in which it was enacted, and the law number within the
- Congress. For example, the Copyright Act of 1976 was the 553rd
- law enacted by the 94th Congress, and so is officially catalogued
- as P.L. 94-553. If you know the P.L. number of a law, you can
- generally find it in the United States Code Congressional and
- Administrative News (U.S.C.C.A.N.), or in Statutes at Large (see
- below) easily.
-
- Once enacted, Public Laws are catalogued in a official statute
- list called "Statutes At Large." Citations to Statutes at Large
- ("Stat.") are similar to that for cases: volume, service
- identifier, and page number. For example, the Copyright Act of
- 1976 may be cited as 90 Stat 2541, meaning that it is in Statutes
- At Large, volume 90, page 2541.
-
- However, most statutes, as enacted, are not very useful to read.
- They're generally written in a style saying that a prior act is
- amended by adding certain words or phrases, and deleting others.
- Without seeing the context of the modified portion, you really
- can't see what the statute actually does.
-
- This problem is handled by statutory codifications. In
- particular, most U.S. laws are organized into "titles" of the U.S.
- Code (U.S.C.). Each title governs a particular area of law. For
- example, Title 17 deals with copyright law. These codifications
- are periodically updated by taking the original laws and applying
- the modifications made by subsequent laws so that the result is
- the text of the law as it is in effect today. In practice, almost
- every citation to law (including the majority of those in this
- FAQ) are to the U.S.C., not to the individual public laws.
-
- A typical citation to the U.S.C. looks like this: 17 U.S.C. 107.
- This is a reference to U.S. Code, Title 17, section 107 (which
- happens to be the fair use provisions of copyright).
-
- While there is an official U.S. Code published by the U.S.
- government, there are two commercially published versions of the
- code, too. These are West Publishing's U.S. Code Annotated
- (U.S.C.A.) and Lawyers Cooperative Publishing Co.'s U.S. Code
- Service (U.S.C.S.). In practice, because of the private versions
- are frequently updated, and contain extras such as cross-
- references to other statutes, cases, law review articles and other
- resources, they are used far more frequently than the official
- U.S.C.
-
- REGULATIONS: In addition to statutes passed by Congress, law also
- comes in the form of regulations promulgated by the various
- federal agencies. In the case of copyright, the regulations we're
- most interested in are those promulgated by the Copyright Office.
-
- Regulations become effective by publication of the regulation in
- the Federal Register (Fed. Reg.). Like statutes, they are then
- periodically codified, in this case in the Code of Federal
- Regulations (C.F.R.). Usually, regulations are cited to the
- C.F.R. for the same reason that statutes are usually cited to the
- U.S.C. However, the promulgation documents as published in the
- Federal Register include not only the regulation itself, but
- usually information justifying or explaining the regulation, so
- occasionally the Fed. Reg. citation is used.
-
- Here are some examples of citations to a regulation, in this case,
- to a regulation preventing registration of a copyright in a blank
- form:
-
- 45 Fed. Reg. 63297, 63299 (Sep. 24, 1980). (Federal Register
- volume 45, beginning on page 63297, with a pinpoint cite to page
- 63299.)
-
- 37 C.F.R. 202.1(c) (1992). (the same regulation, as codified in
- the C.F.R.)
-
- TREATIES: Treaties are compiled in several treaty sources. If
- the U.S. is a party, the treaty will generally be found in United
- States Treaties and Other International Agreements (U.S.T.) or
- Treaties and Other International Acts Series (T.I.A.S.). In some
- cases (especially with older treaties signed before the State
- Department took on their publication), they'll be in Statutes at
- Large; in some case (especially with important newer treaties not
- yet published by the State Department), they'll be in the private
- versions of the U.S. Code.
-
- If the U.S. is not a party, the treaty won't be in the above
- sources. It might be found the United Nations Treaty Series
- (U.N.T.S.) (or the League of Nations Treaty Series (L.N.T.S.) for
- older treaties), the Pan-American Treaty Series (Pan-Am. T.S.) or
- European Treaty Series (Europ. T.S.).
-
- In addition, treaties may be found in many unofficial
- compilations, e.g., International Legal Materials (I.L.M.), Basic
- Documents of International Economic Law (B.D.I.E.L.), Bevans, and
- Kavass (KAV).
-
- This is only a small list of treaty sources. For more sources,
- see "The Bluebook: A Uniform System of Citation, 15th Edition," in
- particular, table T.4 (Treaty Sources).
-
- Generally, treaties are cited in the standard way: volume number,
- reporter, and page number (e.g., the Berne Convention is 1
- B.D.I.E.L. 715). A few series (e.g., T.I.A.S. and Europ. T.S.)
- are cited by treaty number within the series, with no volume
- number specified.
-
- The document "Treaties In Force" lists all the treaties to which
- the U.S. is a party, and it lists all the other nations that are
- also a party. This is a good source to find out if a particular
- nation is a signatory to a particular treaty.
-
- One final note on treaties: In Q28, many citations to treaties
- look like typographical errors: "Art. 6bis" and "Art. 11ter," for
- example. Well, these aren't typos. "bis," "ter, and "quater" are
- suffixes derived from the French words for "second," "third," and
- "fourth," respectively These suffixes are used when a treaty has
- already been written, and a revision will insert a new article
- between already existing articles. This avoids the need to
- renumber the treaty articles, and so provides a consistency
- between multiple revisions of the treaties. For example, Article
- 6bis of the Berne Convention is an article that was inserted
- between Article 6 and Article 7 when the convention text was
- revised. (This is also the reason why some 9600 baud modems are
- advertised as supporting the V.32 protocol, while others support
- V.32bis, in case you've ever wondered.)
-
- --
- The above is my thoughts, not Amdahl's; | Terry Carroll 408/992-2152
- The above is not legal advice; | Senior Computer Architect
- Contents sold by weight, not by volume; | Amdahl Corporation
- Your mileage may vary. | tjc50@juts.ccc.amdahl.com
-
-