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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 90-1488
- --------
- SUE SUTER, et al., PETITIONERS v.
- ARTIST M. et al.
- on writ of certiorari to the united states court of
- appeals for the seventh circuit
- [March 25, 1992]
-
- The Chief Justice delivered the opinion of the Court.
- This case raises the question whether private individuals
- have the right to enforce by suit a provision of the Adoption
- Assistance and Child Welfare Act of 1980 (Adoption Act or
- Act), 94 Stat. 500, 42 U. S. C. 620-628, 670-679a, either
- under the Act itself or through an action under 42 U.S.C.
- 1983. The Court of Appeals for the Seventh Circuit held
- that 42 U. S. C. 671(a)(15) contained an implied right of
- action, and that respondents could enforce this section of
- the Act through an action brought under 1983 as well.
- We hold that the Act does not create an enforceable right
- on behalf of the respondents.
- The Adoption Act establishes a federal reimbursement
- program for certain expenses incurred by the States in
-
-
- administering foster care and adoption services. The Act
- provides that States will be reimbursed for a percentage of
- foster care and adoption assistance payments when the
- State satisfies the requirements of the Act. 42 U. S. C.
- 672-674, 675(4)(A) (1988 ed. and Supp. I).
- To participate in the program, States must submit a plan
- to the Secretary of Health and Human Services for approval
- by the Secretary. 42 U. S. C. 670, 671. Section 671 lists
- 16 qualifications which state plans must contain in order to
- gain the Secretary's approval. As relevant here, the Act
- provides:
- ``(a) Requisite features of State plan
- ``In order for a State to be eligible for payments under
- this part, it shall have a plan approved by the Secre-
- tary which-
- . . . . .
- ``(3) provides that the plan shall be in effect in all
- political subdivisions of the State, and, if administered
- by them, be mandatory upon them;
- . . . . .
- ``(15) effective October 1, 1983, provides that, in each
- case, reasonable efforts will be made (A) prior to the
- placement of a child in foster care, to prevent or elimi-
- nate the need for removal of the child from his home,
- and (B) to make it possible for the child to return to his
- home . . . .'' 42 U. S. C. 671(a)(3), (15).
- Petitioners in this action are Sue Suter and Gary T.
- Morgan, the Director and the Guardianship Administrator,
- respectively, of the Illinois Department of Children and
- Family Services (DCFS). DCFS is the state agency respon-
- sible for, among other things, investigating charges of child
- abuse and neglect and providing services to abused and
- neglected children and their families. DCFS is authorized
- under Illinois law, see Ill. Rev. Stat., ch. 37, -802-1, et.
- seq. (1989), to gain temporary custody of an abused or
- neglected child after a hearing and order by the Juvenile
- Court. Alternatively, the court may order that a child
- remain in his home under a protective supervisory order
- entered against his parents. See Artist M. v. Johnson, 917
- F. 2d 980, 982-983 (CA7 1990). Once DCFS has jurisdic-
- tion over a child either in its temporary custody, or in the
- child's home under a protective order, all services are
- provided to the child and his family by means of an
- individual caseworker at DCFS to whom the child's case is
- assigned. App. 35-39.
- Respondents filed this class-action suit seeking declarato-
- ry and injunctive relief under the Adoption Act. They
- alleged that petitioners, in contravention of 42 U. S. C.
- 671(a)(15) failed to make reasonable efforts to prevent
- removal of children from their homes and to facilitate
- reunification of families where removal had occurred.
- This failure occurred, as alleged by respondents, because
- DCFS failed promptly to assign caseworkers to children
- placed in DCFS custody and promptly to reassign cases
- when caseworkers were on leave from DCFS. App. 6-8.
- The District Court, without objection from petitioners,
- certified two separate classes seeking relief, including all
- children who are or will be wards of DCFS and are placed
- in foster care or remain in their homes under a judicial
- protective order. Artist M. v. Johnson, 726 F. Supp. 690,
- 691 (ND Ill. 1989). The District Court denied a motion to
- dismiss filed by petitioners, holding, as relevant here, that
- the Adoption Act contained an implied cause of action and
- that suit could also be brought to enforce the Act under 42
- U. S. C. 1983. 726 F. Supp., at 696, 697.
- The District Court then entered an injunction requiring
- petitioners to assign a caseworker to each child placed in
- DCFS custody within three working days of the time the
- case is first heard in Juvenile Court, and to reassign a
- caseworker within three working days of the date any
- caseworker relinquishes responsibility for a particular case.
- App. to Pet. for Cert. 56a. The three working day deadline
- was found by the District Court to ``realistically reflec[t] the
- institutional capabilities of DCFS,'' id., at 55a, based in
- part on petitioners' assertion that assigning caseworkers
- within that time frame ``would not be overly burdensome.''
- Id., at 54a. The District Court, on partial remand from the
- Court of Appeals, made additional factual findings regard-
- ing the nature of the delays in assigning caseworkers and
- the progress of DCFS reforms at the time the preliminary
- injunction was entered. App. 28-50.
- The Court of Appeals affirmed. Artist M. v. Johnson, 917
- F. 2d 980 (CA7 1990). Relying heavily on this Court's
- decision in Wilder v. Virginia Hospital Assn., 496 U. S. 498
- (1990), the Court of Appeals held that the ``reasonable
- efforts'' clause of the Adoption Act could be enforced
- through an action under 1983. 917 F. 2d, at 987-989.
- That court, applying the standard established in Cort
- v. Ash, 422 U.S. 66 (1975), also found that the Adop-
- tion Act created an implied right of action such that
- private individuals could bring suit directly under the
- Act to enforce the provisions relied upon by respondents.
- 917 F. 2d, at 989-991. We granted certiorari, and now
- reverse. 500 U. S. ___ (1991).
- In Maine v. Thiboutot, 448 U. S. 1 (1980), we first estab-
- lished that 1983 is available as a remedy for violations of
- federal statutes as well as for constitutional violations. We
- have subsequently recognized that 1983 is not available to
- enforce a violation of a federal statute ``where Congress has
- foreclosed such enforcement of the statute in the enactment
- itself and where the statute did not create enforceable
- rights, privileges, or immunities within the meaning of
- 1983.'' Wright v. Roanoke Redevelopment and Housing
- Authority, 479 U.S. 418, 423 (1987).
- In Pennhurst State School and Hospital v. Halderman,
- 451 U. S. 1 (1981), we held that 6010 of the Developmen-
- tally Disabled Assistance and Bill of Rights Act of 1975, 42
- U. S. C. 6000 et. seq., (1976 ed. and Supp. III) did not
- confer an implied cause of action. That statute, as well as
- the statute before us today, was enacted by Congress
- pursuant to its spending power. In Pennhurst, we noted
- that it was well established that Congress has the power to
- fix the terms under which it disburses federal money to the
- States. 451 U. S., at 17, citing Oklahoma v. CSC, 330 U.S.
- 127 (1947); Rosado v. Wyman, 397 U. S. 397 (1970). As
- stated in Pennhurst:
- ``The legitimacy of Congress' power to legislate under
- the spending power thus rests on whether the State
- voluntarily and knowingly accepts the terms of the
- `contract.' There can, of course, be no knowing accep-
- tance if a State is unaware of the conditions or is
- unable to ascertain what is expected of it. Accordingly,
- if Congress intends to impose a condition on the grant
- of federal moneys, it must do so unambiguously.''
- Pennhurst, supra, at 17 (citations and footnote omit-
- ted).
- We concluded that the statutory section sought to be
- enforced by the Pennhurst respondents did not provide such
- unambiguous notice to the States because it spoke in terms
- ``intended to be hortatory, not mandatory.'' 451 U. S., at 24.
- In Wright, the Brooke Amendment to existing housing
- legislation imposed a ceiling on the rent which might be
- charged low-income tenants living in public housing
- projects. The regulations issued by the Department of
- Housing and Urban Development in turn defined rent to
- include ```a reasonable amount for [use of] utilities,''' and
- further defined how that term would be measured. Wright,
- supra, at 420-421, n. 3. We held that tenants had an
- enforceable right to sue the Housing Authority for utility
- charges claimed to be in violation of these provisions. In
- Wilder, 496 U. S., at 503, the Boren Amendment to the
- Medicaid Act required that Medicaid providers be reim-
- bursed according to rates that the ```State finds, and makes
- assurances satisfactory to the Secretary,''' are ```reasonable
- and adequate''' to meet the costs of ```efficiently and
- economically operated facilities.''' Again, we held that this
- language created an enforceable right, on the part of
- providers seeking reimbursement, to challenge the rates set
- by the State as failing to meet the standards specified in
- the Boren Amendment.
- In both Wright and Wilder the word ``reasonable'' occupied
- a prominent place in the critical language of the statute or
- regulation, and the word ``reasonable'' is similarly involved
- here. But this, obviously, is not the end of the matter. The
- opinions in both Wright and Wilder took pains to analyze
- the statutory provisions in detail, in light of the entire
- legislative enactment, to determine whether the language
- in question created ``enforceable rights, privileges, or
- immunities within the meaning of 1983.'' Wright, supra,
- at 423. And in Wilder, we caution that ```[s]ection 1983
- speaks in terms of ``rights, privileges, or immunities,'' not
- violations of federal law.''' Wilder, supra at 509 quoting
- Golden State Transit Corp. v. Los Angeles, 493 U. S. 103
- (1989).
- Did Congress, in enacting the Adoption Act, unambigu-
- ously confer upon the child beneficiaries of the Act a right
- to enforce the requirement that the State make ``reasonable
- efforts'' to prevent a child from being removed from his
- home, and once removed to reunify the child with his
- family? We turn now to that inquiry.
- As quoted above, 42 U. S. C. 671(a)(15) requires that to
- obtain federal reimbursement, a State have a plan which
- ``provides that, in each case, reasonable efforts will be made
- . . . to prevent or eliminate the need for removal of the child
- from his home, and . . . to make it possible for the child to
- return to his home . . . .'' As recognized by petitioners,
- respondents, and the courts below, the Act is mandatory in
- its terms. However, in the light shed by Pennhurst, we
- must examine exactly what is required of States by the Act.
- Here, the terms of 671(a) are clear; ``In order for a State
- to be eligible for payments under this part, it shall have a
- plan approved by the Secretary.'' Therefore the Act does
- place a requirement on the States, but that requirement
- only goes so far as to ensure that the State have a plan
- approved by the Secretary which contains the 16 listed
- features.
- Respondents do not dispute that Illinois in fact has a plan
- approved by the Secretary which provides that reasonable
- efforts at prevention and reunification will be made. Tr. of
- Oral Arg. 29-30. Respondents argue, however, that 1983
- allows them to sue in federal court to obtain enforcement of
- this particular provision of the state plan. This argument
- is based, at least in part, on the assertion that 42 U. S. C.
- 671(a)(3) requires that the State has a plan which is ``in
- effect.'' This section states that the state plan shall
- ``provid[e] that the plan shall be in effect in all political
- subdivisions of the State, and, if administered by them, be
- mandatory upon them.'' But we think that ``in effect'' is
- directed to the requirement that the plan apply to all
- political subdivisions of the State, and is not intended to
- otherwise modify the word ``plan.''
- In Wilder, the underlying Medicaid legislation similarly
- required participating States to submit to the Secretary of
- Health and Human Services a plan for medical assistance
- describing the State's Medicaid program. But in that case
- we held that the Boren Amendment actually required the
- States to adopt reasonable and adequate rates, and that
- this obligation was enforceable by the providers. We relied
- in part on the fact that the statute and regulations set forth
- in some detail the factors to be considered in determining
- the methods for calculating rates. Wilder, supra, at 519,
- n. 17.
- In the present case, however, the term ``reasonable
- efforts'' to maintain an abused or neglected child in his
- home, or return the child to his home from foster care,
- appears in quite a different context. No further statutory
- guidance is found as to how ``reasonable efforts'' are to be
- measured. This directive is not the only one which Con-
- gress has given to the States, and it is a directive whose
- meaning will obviously vary with the circumstances of each
- individual case. How the State was to comply with this
- directive, and with the other provisions of the Act, was,
- within broad limits, left up to the State.
- Other sections of the Act provide enforcement mecha-
- nisms for the reasonable efforts clause of 42 U. S. C.
- 671(a)(15). The Secretary has the authority to reduce or
- eliminate payments to a State on finding that the State's
- plan no longer complies with 671(a) or that ``there is a
- substantial failure'' in the administration of a plan such
- that the State is not complying with its own plan. 671(b).
- The Act also requires that in order to secure federal
- reimbursement for foster care payments made with respect
- to a child involuntarily removed from his home the removal
- must be ``the result of a judicial determination to the effect
- that continuation [in the child's home] would be contrary to
- the welfare of such child and (effective October 1, 1983)
- that reasonable efforts of the type described in section
- 671(a)(15) of this title have been made.'' 672(a)(1). While
- these statutory provisions may not provide a comprehensive
- enforcement mechanism so as to manifest Congress' intent
- to foreclose remedies under 1983, they do show that the
- absence of a remedy to private plaintiffs under 1983 does
- not make the reasonable efforts clause a dead letter.
- The regulations promulgated by the Secretary to enforce
- the Adoption Act do not evidence a view that 671(a) places
- any requirement for state receipt of federal funds other
- than the requirement that the State submit a plan to be
- approved by the Secretary. The regulations provide that
- to meet the requirements of 671(a)(15) the case plan for
- each child must ``include a description of the services
- offered and the services provided to prevent removal of the
- child from the home and to reunify the family.'' 45 CFR
- 1356.21(d)(4) (1991). Another regulation, entitled ``re-
- quirements and submittal'', provides that a state plan must
- specify ``which preplacement preventive and reunification
- services are available to children and families in need.''
- 1357.15(e)(1). What is significant is that the regulations
- are not specific, and do not provide notice to the States that
- failure to do anything other than submit a plan with the
- requisite features, to be approved by the Secretary, is a
- further condition on the receipt of funds from the Federal
- Government. Respondents contend that ``[n]either [petition-
- ers] nor amici supporting them present any legislative
- history to refute the evidence that Congress intended 42
- U. S. C. 671(a)(15) to be enforceable.'' Brief for Respon-
- dents 33. To the extent such history may be relevant, our
- examination of it leads us to conclude that Congress was
- concerned that the required reasonable efforts be made by
- the States, but also indicated that the Act left a great deal
- of discretion to them.
- Careful examination of the language relied upon by
- respondents, in the context of the entire Act, leads us to
- conclude that the ``reasonable efforts'' language does not
- unambiguously confer an enforceable right upon the Act's
- beneficiaries. The term ``reasonable efforts'' in this context
- is at least as plausibly read to impose only a rather
- generalized duty on the State, to be enforced not by private
- individuals, but by the Secretary in the manner previously
- discussed.
- Having concluded that 671(a)(15) does not create a
- federally enforceable right to ``reasonable efforts'' under
- 1983, the conclusion of the Court of Appeals that the
- Adoption Act contains an implied right of action for private
- enforcement, 917 F. 2d, at 989, may be disposed of quickly.
- Under the familiar test of Cort v. Ash, 422 U. S. 66 (1975),
- the burden is on respondents to demonstrate that Congress
- intended to make a private remedy available to enforce the
- reasonable efforts clause of the Adoption Act. The most
- important inquiry here as well is whether Congress
- intended to create the private remedy sought by the
- plaintiffs. Transamerica Mortgage Advisors, Inc. v. Lewis,
- 444 U. S. 11, 15-16 (1979) (``[W]hat must ultimately be
- determined is whether Congress intended to create the
- private remedy asserted''). As discussed above, we think
- that Congress did not intend to create a private remedy for
- enforcement of the ``reasonable efforts'' clause.
- We conclude that 42 U. S. C. 671(a)(15) neither confers
- an enforceable private right on its beneficiaries nor creates
- an implied cause of action on their behalf.
- The judgment of the Court of Appeals is therefore
-
- Reversed.
-