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Economy of Machine Politics, 4 Corruption and Reform 15, 30
(1989) (reporting that Mayor Daley ``sacked'' a black committee-
man for briefly withholding support for a school board nominee
whom civil rights activists opposed)).
Of course, we have firmly rejected any requirement that ag-
grieved employees ``prove that they, or other employees, have
been coerced into changing, either actually or ostensibly, their
political allegiance.'' Branti, 445 U. S., at 517. What is at
------
issue in these cases is not whether an employee is actually
coerced or merely influenced, but whether the attempt to obtain
his or her support through ``party discipline'' is legitimate.
To apply the relevant question to JUSTICE SCALIA's example, post,
----
at 18, the person who attempts to bribe a public official is
guilty of a crime regardless whether the official submits to
temptation; likewise, a political party's attempt to maintain
loyalty through allocation of government resources is improper
regardless whether any employee capitulates.
More importantly, it rests on the long-rejected fallacy that a
privilege may be burdened by unconstitutional conditions. See,
e. g., Perry v. Sindermann, 408 U. S. 593, 597 (1972). There are
- - ----- ----------
a few jobs for which an individual's race or religion may be
relevant, see Wygant v. Jackson Board of Education, 476 U. S.
------ ------- ----- -- ---------
267, 314-315 (1986) (dissenting opinion); there are many jobs for
which political affiliation is relevant to the employee's ability
to function effectively as part of a given administration. In
those cases--in other words, cases in which ``the efficiency of
the public service,'' Public Workers v. Mitchell, 330 U. S. 75,
------ ------- --------
101 (1947), would be advanced by hiring workers who are loyal to
the Governor's party--such hiring is permissible under the hold-
ings in Elrod and Branti. This case, however, concerns jobs in
----- ------
which race, religion, and political affiliation are all equally
and entirely irrelevant to the public service to be performed.
When an individual has been denied employment for an impermissi-
ble reason, it is unacceptable to balance the constitutional
rights of the individual against the political interests of the
party in power. It seems to me obvious that the government may
not discriminate against particular individuals in hopes of ad-
vancing partisan interests through the misuse
of public funds.
The only systemic consideration permissible in these cir-
cumstances is not that of the controlling party, but that of the
aggregate of burdened individuals. By impairing individuals'
freedoms of belief and association, unfettered patronage prac-
tices undermine the ``free functioning of the electoral pro-
cess.'' Elrod, 427 U. S., at 356. As I wrote in 1972:
-----
Indeed, when numbers are considered, it is appropriate not
merely to consider the rights of a particular janitor who may
have been offered a bribe from the public treasury to obtain
his political surrender, but also the impact on the body poli-
tic as a whole when the free political choice of millions of
public servants is inhibited or manipulated by the selective
award of public benefits. While the patronage system is de-
fended in the name of democratic tradition, its paternalistic
impact on the political process is actually at war with the
deeper traditions of democracy embodied in the First Amend-
ment.'' Lewis, 473 F. 2d, at 576.
-----
The tradition that is relevant in this case is the American
commitment to examine and reexamine past and present practices
against the basic principles embodied in the Constitution. The
inspirational command by our President in 1961 is entirely con-
sistent with that tradition: ``Ask not what your country can do
for you--ask what you can do for your country.'' This case in-
volves a contrary command: ``Ask not what job applicants can do
for the State--ask what they can do for our party.'' Whatever
traditional support may remain for a command of that ilk, it is
plainly an illegitimate excuse for the practices rejected by
the Court today.
JUSTICE SCALIA, with whom THE CHIEF JUSTICE and JUSTICE KENNEDY
join, and with whom JUSTICE O'CONNOR joins as to Parts II and
III, dissenting.
--
Today the Court establishes the constitutional principle that
party membership is not a permissible factor in the dispensation
of government jobs, except those jobs for the performance of
which party affiliation is an ``appropriate requirement.'' Ante,
----
at 1. It is hard to say precisely (or even generally) what that
exception means, but if there is any category of jobs for whose
performance party affiliation is not an appropriate requirement,
it is the job of being a judge, where partisanship is not only
unneeded but positively undesirable. It is, however, rare that a
federal administration of one party will appoint a judge from
another party. And it has always been rare. See Marbury v.
-------
Madison, 1 Cranch 137 (1803). Thus, the new principle that the
-------
Court today announces will be enforced by a corps of judges (the
Members of this Court included) who overwhelmingly owe their of-
fice to its violation. Something must be wrong here, and I sug-
gest it is the Court.
The merit principle for government employment is probably the
most favored in modern America, having been widely adopted by
civil-service legislation at both the state and federal levels.
But there is another point of view, described in characteristi-
cally Jacksonian fashion by an eminent practitioner of the pa-
tronage system, George Washington Plunkitt of Tammany Hall:
``I ain't up on sillygisms, but I can give you some arguments
that nobody can answer.
``First, this great and glorious country was built up by pol-
itical parties; second, parties can't hold together if their
workers don't get offices when they win; third, if the parties
go to pieces, the government they built up must go to pieces,
too; fourth, then there'll be hell to pay.'' W. Riordon, Plunk-
itt of Tammany Hall 13 (1963).
It may well be that the Good Government Leagues of America were
right, and that Plunkitt, James Michael Curley and their ilk were
wrong; but that is not entirely certain. As the merit principle
has been extended and its effects increasingly felt; as the Boss
Tweeds, the Tammany Halls, the Pendergast Machines, the Byrd
Machines and the Daley Machines have faded into history; we find
that political leaders at all levels increasingly complain of the
helplessness of elected government, unprotected by ``party dis-
cipline,'' before the demands of small and cohesive interest-
groups.
The choice between patronage and the merit principle--or, to be
more realistic about it, the choice between the desirable mix of
merit and patronage principles in widely varying federal, state,
and local political contexts--is not so clear that I would be
prepared, as an original matter, to chisel a single, inflexible
prescription into the Constitution. Fourteen years ago, in Elrod
-----
v. Burns, 427 U. S. 347 (1976), the Court did that. Elrod was
----- -----
limited however, as was the later decision of Branti v. Finkel,
------ ------
445 U. S. 507 (1980), to patronage firings, leaving it to state
and federal legislatures to determine when and where political
affiliation could be taken into account in hirings and promo-
tions. Today the Court makes its constitutional civil-service
reform absolute, extending to all decisions regarding government
employment. Because the First Amendment has never been thought
to require this disposition, which may well have disastrous
consequences for our political system, I dissent.
I
The restrictions that the Constitution places upon the govern-
ment in its capacity as lawmaker, i. e., as the regulator of
- -
private conduct, are not the same as the restrictions that it
places upon the government in its capacity as employer. We have
recognized this in many contexts, with respect to many different
constitutional guarantees. Private citizens perhaps cannot be
prevented from wearing long hair, but policemen can. Kelley v.
------
Johnson, 425 U. S. 238, 247 (1976). Private citizens cannot have
-------
their property searched without probable cause, but in many cir-
cumstances government employees can. O'Connor v. Ortega, 480
- ------ ------
U. S. 709, 723 (1987) (plurality opinion); id., at 732 (SCALIA,
--
J., concurring in judgment). Private citizens cannot be punished
for refusing to provide the government information that may in-
criminate them, but government employees can be dismissed when
the incriminating information that they refuse to provide relates
to the performance of their job. Gardner v. Broderick, 392 U. S.
------- ---------
273, 277-278 (1968). With regard to freedom of speech in partic-
ular: Private citizens cannot be punished for speech of merely
private concern, but government employees can be fired for that
reason. Connick v. Myers, 461 U. S. 138, 147 (1983). Private
------- -----
citizens cannot be punished for partisan political activity, but
federal and state employees can be dismissed and otherwise pun-
ished for that reason. Public Workers v. Mitchell, 330 U. S. 75,
------ ------- --------
101 (1947); CSC v. Letter Carriers, 413 U. S. 548, 556 (1973);
--- ------ --------
Broadrick v. Oklahoma, 413 U. S. 601, 616-617 (1973).
--------- --------
Once it is acknowledged that the Constitution's prohibition
against laws ``abridging the freedom of speech'' does not apply
to laws enacted in the government's capacity as employer the same
way it does to laws enacted in the government's capacity as regu-
lator of private conduct, it may sometimes be difficult to assess
what employment practices are permissible and what are not. That
seems to me not a difficult question, however, in the present
context. The provisions of the Bill of Rights were designed to
restrain transient majorities from impairing long-recognized per-
sonal liberties. They did not create by implication novel indi-
vidual rights overturning accepted political norms. Thus, when a
practice not expressly prohibited by the text of the Bill of
Rights bears the endorsement of a long tradition of open,
widespread, and unchallenged use that dates back to the beginning
of the Republic, we have no proper basis for striking it down.
Such a venerable and accepted tradition is not to be laid on the
examining table and scrutinized for its conformity to some
abstract principle of First-Amendment adjudication devised by
this Court. To the contrary, such traditions are themselves the
stuff out of which the Court's principles are to be formed. They
are, in these uncertain areas, the very points of reference by
which the legitimacy or illegitimacy of other practices are to be
-----
figured out. When it appears that the latest ``rule,'' or
``three-part test,'' or ``balancing test'' devised by the Court
has placed us on a collision course with such a landmark prac-
tice, it is the former that must be recalculated by us, and not
the latter that must be abandoned by our citizens. I know of no
other way to formulate a constitutional jurisprudence that re-
flects, as it should, the principles adhered to, over time, by
the American people, rather than those favored by the personal
(and necessarily shifting) philosophical dispositions of a major-
ity of this Court.
I will not describe at length the claim of patronage to landmark
status as one of our accepted political traditions. Justice
Powell discussed it in his dissenting opinions in Elrod and Bran-
----- -----
ti. Elrod, 427 U. S., at 378-379 (Powell, J., dissenting); Bran-
-- ----- -----
ti, 445 U. S., at 522, n. 1 (Powell, J., dissenting). Suffice it
--
to say that patronage was, without any thought that it could be
unconstitutional, a basis for government employment from the ear-
liest days of the Republic until Elrod--and has continued unabat-
-----
ed since Elrod, to the extent still permitted by that unfortunate
----- -----
decision. See, e. g., D. Price, Bringing Back the Parties 24, 32
- -
(1984); Gardner, A Theory of the Spoils System, 54 Public Choice
171, 181 (1987); Toinet & Glenn, Clientelism and Corruption in
the ``Open'' Society: The Case of the United States, in Private
Patronage and Public Power 193, 202 (C. Clapham ed. 1982). Given
that unbroken tradition regarding the application of an ambiguous
constitutional text, there was in my view no basis for holding
that patronage-based dismissals violated the First
Amendment--much less for holding, as the Court does today, that
even patronage hiring does so.
II
Even accepting the Court's own mode of analysis, however, and
engaging in ``balancing'' a tradition that ought to be part of
the scales, Elrod, Branti, and today's extension of them seem to
----- ------
me wrong.
A
The Court limits patronage on the ground that the individual's
interest in uncoerced belief and expression outweighs the system-
ic interests invoked to justify the practice. Ante, at 5-9. The
----
opinion indicates that the government may prevail only if it
proves that the practice is ``narrowly tailored to further vital
government interests.'' Ante, at 10-11.
----
That strict-scrutiny standard finds no support in our cases.
Although our decisions establish that government employees do not
lose all constitutional rights, we have consistently applied a
lower level of scrutiny when ``the governmental function operat-
ing . . . [is] not the power to regulate or license, as lawmaker,
an entire trade or profession, or to control an entire branch of
private business, but, rather, as proprietor, to manage [its]
internal operatio[ns] . . . .'' Cafeteria & Restaurant Workers v.
--------- ---------- -------
McElroy, 367 U. S. 886, 896 (1961). When dealing with its own
-------
employees, the government may not act in a manner that is ``pa-
tently arbitrary or discriminatory,'' id., at 898, but its regu-
--
lations are valid if they bear a ``rational connection'' to the
governmental end sought to be served, Kelley v. Johnson, 425
------ -------
U. S., at 247.
In particular, restrictions on speech by public employees are
not judged by the test applicable to similar restrictions on
speech by nonemployees. We have said that ``[a] governmental em-
ployer may subject its employees to such special restrictions on
free expression as are reasonably necessary to promote effective
government.'' Brown v. Glines, 444 U. S. 348, 356, n. 13 (1980).
----- ------
In Public Workers v. Mitchell, 330 U. S., at 101, upholding pro-
------ ------- --------
visions of the Hatch Act which prohibit political activities by
federal employees, we said that ``it is not necessary that the
act regulated be anything more than an act reasonably deemed by
Congress to interfere with the efficiency of the public ser-
vice.'' We reaffirmed Mitchell in CSC v. Letter Carriers, 413
-------- --- ------ --------
U. S., at 556, over a dissent by Justice Douglas arguing against
application of a special standard to government employees, except
insofar as their ``job performance'' is concerned, id., at 597.
--
We did not say that the Hatch Act was narrowly tailored to meet
the government's interest, but merely deferred to the judgment of
Congress, which we were not ``in any position to dispute.'' Id.,
--
at 567. Indeed, we recognized that the Act was not indispensably
necessary to achieve those ends, since we repeatedly noted that
``Congress at some time [may] come to a different view.'' Ibid.,
----
see also id., at 555, 564. In Broadrick v. Oklahoma, 413 U. S.
-- --------- --------
601 (1973), we upheld similar restrictions on state employees,
though directed ``at political expression which if engaged in by
private persons would plainly be protected by the First and Four-
teenth Amendments,'' Id., at 616.
--
To the same effect are cases that specifically concern adverse
employment action taken against public employees because of their
speech. In Pickering v. Board of Education of Township High
--------- ----- -- --------- -- -------- ----
School Dist., 391 U. S. 563, 568 (1968), we recognized:
------ ----
[T]he State has interests as an employer in regulating the
speech of its employees that differ significantly from those it
possesses in connection with regulation of the speech of the
citizenry in general. The problem in any case is to arrive at
a balance between the interests of the [employee], as a ci-
tizen, in commenting upon matters of public concern and the in-
terests of the State, as an employer, in promoting the effi-
ciency of the public services it performs through its employ-
ees.''
Because the restriction on speech is more attenuated when the
government conditions employment than when it imposes criminal
penalties, and because ``government offices could not function if
every employment decision became a constitutional matter,'' Con-
----
nick v. Myers, 461 U. S., at 143, we have held that government
---- -----
employment decisions taken on the basis of an employee's speech
do not ``abridg[e] the freedom of speech,'' U. S. Const., Amdt.
1, merely because they fail the narrow-tailoring and compelling-
interest tests applicable to direct regulation of speech. We
have not subjected such decisions to strict scrutiny, but have
accorded ``a wide degree of deference to the employer's judg-
ment'' that an employee's speech will interfere with close work-
ing relationships. 461 U. S., at 152.
When the government takes adverse action against an employee on
the basis of his political affiliation (an interest whose consti-
tutional protection is derived from the interest in speech), the
same analysis applies. That is why both the Elrod plurality, 427
-----
U. S., at 359, and the opinion concurring in the judgment, id.,
--
at 375, as well as Branti, 445 U. S., at 514-515, and the Court
------
today, ante, at 8-9, rely on Perry v. Sindermann, 408 U. S. 593
---- ----- ----------
(1972), a case that applied the test announced in Pickering, not
---------
the strict-scrutiny test applied to restrictions imposed on the
public at large. Since the government may dismiss an employee
for political speech ``reasonably deemed by Congress to interfere
------
with the efficiency of the public service,'' Public Workers v.
------ -------
Mitchell, supra, at 101, it follows a fortiori that the govern-
-------- ----- - --------
ment may dismiss an employee for political affiliation if ``rea-
-----------
sonably necessary to promote effective government.'' Brown v.
-----
Glines, supra, at 356, n. 13.
------ -----
While it is clear from the above cases that the normal ``strict
scrutiny'' that we accord to government regulation of speech is
not applicable in this field,
phasis added). This suggestion is incorrect, does not aid the
Court's argument, and if accepted would eviscerate the strict-
scrutiny standard. It is incorrect because even a casual perusal
of the cases reveals that the governmental actions were sus-
tained, not because they were shown to be ``narrowly tailored to
further vital government interests,'' ante, at 10-11, but because
----
they were ``reasonably'' deemed necessary to promote effective
government. It does not aid the Court's argument, moreover, be-
cause whatever standard those cases applied must be applied here,
--------
and if the asserted interests in patronage are as weighty as
those proffered in the previous cases, then Elrod and Branti were
----- ------
wrongly decided. It eviscerates the standard, finally, because
if the practices upheld in those cases survived strict scrutiny,
then the so-called ``strict scrutiny'' test means nothing. Sup-
pose a State made it unlawful for an employee of a privately
owned nuclear power plant to criticize his employer. Can there
be any doubt that we would reject out of hand the State's argu-
ment that the statute was justified by the compelling interest in
maintaining the appearance that such employees are operating nu-
clear plants properly, so as to maintain public confidence in the
plants' safety? But cf. CSC v. Letter Carriers, 413 U. S. 548,
--- ------ --------
565 (1973) (Hatch Act justified by need for government employees
to ``appear to the public to be avoiding [political partiality],
if confidence in the system of representative Government is not
to be eroded''). Suppose again that a State prohibited a private
employee from speaking on the job about matters of private con-
cern. Would we even hesitate before dismissing the State's claim
that the compelling interest in fostering an efficient economy
overrides the individual's interest in speaking on such matters?
But cf. Connick v. Myers, 461 U. S. 138, 147 (1983) (``[W]hen a
------- -----
public employee speaks . . . upon matters only of personal in-
terest, absent the most unusual circumstances, a federal court is
not the appropriate forum in which to review the wisdom of a per-
sonnel decision taken by a public agency allegedly in reaction to
the employee's behavior''). If the Court thinks that strict
scrutiny is appropriate in all these cases, then it should
forthrightly admit that Public Workers v. Mitchell, 330 U. S. 75
------ ------- --------
(1947), Letter Carriers, Pickering v. Board of Education of Town-
------ -------- --------- ----- -- --------- -- ----
ship High School Dist., 391 U. S. 563 (1968), Connick, and simi-
---- ---- ------ ---- -------
lar cases were mistaken and should be overruled; if it rejects
that course, then it should admit that those cases applied, as
they said they did, a reasonableness test.
The Court's further contention that these cases are limited to
the ``interests that the government has in its capacity as an em-
ployer,'' ante, at 7, n. 4, as distinct from its interests ``in
----
the structure and functioning of society as a whole,'' ibid., is
----
neither true nor relevant. Surely a principal reason for the
statutes that we have upheld preventing political activity by
government employees--and indeed the only substantial reason,
----
with respect to those employees who are permitted to be hired and
fired on a political basis--is to prevent the party in power from
obtaining what is considered an unfair advantage in political
campaigns. That is precisely the type of governmental interest
at issue here. But even if the Court were correct, I see no rea-
son in policy or principle why the government would be limited to
furthering only its interests ``as employer.'' In fact, we have
----
seemingly approved the furtherance of broader governmental in-
terests through employment restrictions. In Hampton v. Mow Sun
------- --- ---
Wong, 426 U. S. 88 (1976), we held unlawful a Civil Service Com-
----
mission regulation prohibiting the hiring of aliens on the ground
that the Commission lacked the requisite authority. We were wil-
ling, however, to ``assume . . . that if the Congress or the
President had expressly imposed the citizenship requirement, it
would be justified by the national interest in providing an in-
centive for aliens to become naturalized, or possibly even as
providing the President with an expendable token for treaty nego-
tiating purposes.'' Id., at 105. Three months after our opinion,
--
the President adopted the restriction by Executive Order. Exec.
Order No. 11935, 3 CFR 146 (1976 Comp.). On remand, the lower
courts denied the Mow Sun Wong plaintiffs relief, on the basis of
--- --- ----
this new Executive Order and relying upon the interest in provid-
ing an incentive for citizenship. Mow SunWong v. Hampton, 435 F.
--- ------- -------
Supp. 37 (ND Cal. 1977), aff'd, 626 F. 2d 739 (CA9 1980). We
denied certiorari, sub nom. Lum v. Campbell, 450 U. S. 959
--- --- --- --------
(1981). In other cases, the lower federal courts have uniformly
reached the same result. See, e. g., Jalil v. Campbell, 192
- - ----- --------
U. S. App. D. C. 4, 7, 590 F. 2d 1120, 1123, n. 3 (1978); Vergara
-------
v. Hampton, 581 F. 2d 1281 (CA7 1978), cert. denied, 441 U. S.
-------
905 (1979); Santin Ramos v. United States Civil Service Comm'n,
------ ----- ------ ------ ----- ------- ---- -
430 F. Supp. 422 (PR 1977) (three-judge court).
the precise test that replaces it is not so clear; we have used
various formulations. The one that appears in the case dealing
with an employment practice closest in its effects to patronage
is whether the practice could be ``reasonably deemed'' by the
enacting legislature to further a legitimate goal. Public Work-
------ -----
ers v. Mitchell, supra, at 101. For purposes of my ensuing dis-
--- -------- -----
cussion, however, I will apply a less permissive standard that
seems more in accord with our general ``balancing'' test: can the
governmental advantages of this employment practice reasonably be
deemed to outweigh its ``coercive'' effects?
B
Preliminarily, I may observe that the Court today not only de-
clines, in this area replete with constitutional ambiguities, to
give the clear and continuing tradition of our people the dispo-
------
sitive effect I think it deserves, but even declines to give it
------
substantial weight in the balancing. That is contrary to what
the Court has done in many other contexts. In evaluating so-
called ``substantive due process'' claims we have examined our
history and tradition with respect to the asserted right. See,
e. g., Michael H. v. Gerald D., 491 U. S. ---- (1989); Bowers v.
- - ------- - ------ - ------
Hardwick, 478 U. S. 186, 192-194 (1986). In evaluating claims
--------
that a particular procedure violates the Due Process Clause we
have asked whether the procedure is traditional. See, e. g.,
- -
Burnham v. Superior Court of California, Marin County, 495 U. S.
------- -------- ----- -- ---------- ----- ------
---- (1990). And in applying the Fourth Amendment's reasonable-
ness test we have looked to the history of judicial and public
acceptance of the type of search in question. See, e. g., Camara
- - ------
v. Municipal Court of San Francisco, 387 U. S. 523, 537 (1967).
--------- ----- -- --- ---------
See also Press-Enterprise Co. v. Superior Court of California,
----- ---------- -- -------- ----- -- ----------
Riverside County, 478 U. S. 1, 8 (1986) (tradition of accessibil-
--------- ------
ity to judicial proceedings implies judgment of experience that
individual's interest in access outweighs government's interest
in closure); Richmond Newspapers, Inc. v. Virginia, 448 U. S.
-------- ---------- --- --------
555, 589 (1980) (BRENNAN, J., concurring in judgment) (``Such a
tradition [of public access] commands respect in part because the
Constitution carries the gloss of history''); Walz v. Tax Comm'n
---- --- ---- -
of New York, 397 U. S. 664, 678 (1970) (``unbroken practice of
-- --- ----
according the [property tax] exemption to churches'' demonstrates
that it does not violate Establishment Clause).
But even laying tradition entirely aside, it seems to me our
balancing test is amply met. I assume, as the Court's opinion
assumes, that the balancing is to be done on a generalized basis,
and not case-by-case. The Court holds that the governmental
benefits of patronage cannot reasonably be thought to outweigh
its ``coercive'' effects (even the lesser ``coercive'' effects of
patronage hiring as opposed to patronage firing) not merely in
1990 in the State of Illinois, but at any time in any of the
numerous political subdivisions of this vast country. It seems
to me that that categorical pronouncement reflects a naive vision
of politics and an inadequate appreciation of the systemic ef-
fects of patronage in promoting political stability and facili-
tating the social and political integration of previously power-
less groups.
The whole point of my dissent is that the desirability of pa-
tronage is a policy question to be decided by the people's
representatives; I do not mean, therefore, to endorse that sys-
tem. But in order to demonstrate that a legislature could rea-
sonably determine that its benefits outweigh its ``coercive'' ef-
fects, I must describe those benefits as the proponents of pa-
tronage see them: As Justice Powell discussed at length in his
Elrod dissent, patronage stabilizes political parties and
-----
prevents excessive political fragmentation--both of which are
results in which States have a strong governmental interest.
Party strength requires the efforts of the rank-and-file, espe-
cially in ``the dull periods between elections,'' to perform such
tasks as organizing precincts, registering new voters, and pro-
viding constituent services. Elrod, 427 U. S., at 385 (dissent-
-----
ing opinion). Even the most enthusiastic supporter of a party's
program will shrink before such drudgery, and it is folly to
think that ideological conviction alone will motivate sufficient
numbers to keep the party going through the off-years. ``For the
most part, as every politician knows, the hope of some reward
generates a major portion of the local political activity sup-
porting parties.'' Ibid. Here is the judgment of one such poli-
----
tician, Jacob Arvey (best known as the promoter of Adlai Steven-
son): Patronage is `` `a necessary evil if you want a strong or-
ganization, because the patronage system permits of discipline,
and without discipline, there's no party organization.' '' Quoted
in M. Tolchin & S. Tolchin, To the Victor 36 (1971). A major
study of the patronage system describes the reality as follows:
[A]lthough men have many motives for entering political life
. . . the vast underpinning of both major parties is made up of
men who seek practical rewards. Tangible advantages constitute
the unifying thread of most successful political practition-
ers'' Id., at 22.
--
``With so little patronage cement, party discipline is rela-
tively low; the rate of participation and amount of service the
party can extract from [Montclair] county committeemen are
minuscule compared with Cook County. The party considers it-
self lucky if 50 percent of its committeemen show up at
meetings--even those labeled `urgent'--while even lower percen-
tages turn out at functions intended to produce crowds for
visiting candidates.'' Id., at 123.
--
See also W. Grimshaw, The Political Economy of Machine Politics,
4 Corruption and Reform 15, 30 (1989); G. Pomper, Voters, Elec-
tions, and Parties 255 (1988); Wolfinger, Why Political Machines
Have Not Withered Away and Other Revisionist Thoughts, 34 J. Pol-
itics 365, 384 (1972).
The Court simply refuses to acknowledge the link between pa-
tronage and party discipline, and between that and party success.
It relies (as did the plurality in Elrod, 427 U. S., at 369,
-----
n. 23) on a single study of a rural Pennsylvania county by Pro-
fessor Sorauf, ante, at 13--a work that has been described as
----
``more persuasive about the ineffectuality of Democratic leaders
in Centre County than about the generalizability of [its] find-
ings.'' Wolfinger, supra, at 384, n. 39. It is unpersuasive to
-----
claim, as the Court does, that party workers are obsolete because
campaigns are now conducted through media and other money-
intensive means. Ante, at 13. Those techniques have supplement-
----
ed but not supplanted personal contacts. See Price, Bringing
Back the Parties, at 25. Certainly they have not made personal
contacts unnecessary in campaigns for the lower-level offices
that are the foundations of party strength, nor have they re-
placed the myriad functions performed by party regulars not
directly related to campaigning. And to the extent such tech-
niques have replaced older methods of campaigning (partly in
response to the limitations the Court has placed on patronage),
the political system is not clearly better off. See Elrod,
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supra, at 384 (Powell, J., dissenting); Branti, 445 U. S., at 528
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(Powell, J., dissenting). Increased reliance on money-intensive
campaign techniques tends to entrench those in power much more
effectively than patronage--but without the attendant benefit of
strengthening the party system. A challenger can more easily ob-
tain the support of party-workers (who can expect to be rewarded
even if the candidate loses--if not this year, then the next)
than the financial support of political action committees (which
will generally support incumbents, who are likely to prevail).
It is self-evident that eliminating patronage will significantly
undermine party discipline; and that as party discipline wanes,
so will the strength of the two-party system. But, says the
Court, ``[p]olitical parties have already survived the substan-
tial decline in patronage employment practices in this century.''
Ante, at 12-13. This is almost verbatim what was said in Elrod,
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see 427 U. S., at 369. Fourteen years later it seems much less
convincing. Indeed, now that we have witnessed, in 18 of the
last 22 years, an Executive Branch of the Federal Government
under the control of one party while the Congress is entirely or
(for two years) partially within the control of the other party;
now that we have undergone the most recent federal election, in
which 98% of the incumbents, of whatever party, were returned to
office; and now that we have seen elected officials changing
their political affiliation with unprecedented readiness, Wash-
ington Post, Apr. 10, 1990, p. A1, the statement that ``political
parties have already survived'' has a positively whistling-in-
the-graveyard character to it. Parties have assuredly
survived--but as what? As the forges upon which many of the
essential compromises of American political life are hammered
out? Or merely as convenient vehicles for the conducting of na-
tional presidential elections?
The patronage system does not, of course, merely foster politi-
cal parties in general; it fosters the two-party system in par-
ticular. When getting a job, as opposed to effectuating a par-
ticular substantive policy, is an available incentive for party-
workers, those attracted by that incentive are likely to work for
the party that has the best chance of displacing the ``ins,''
rather than for some splinter group that has a more attractive
political philosophy but little hope of success. Not only is a
two-party system more likely to emerge, but the differences
between those parties are more likely to be moderated, as each
has a relatively greater interest in appealing to a majority of
the electorate and a relatively lesser interest in furthering
philosophies or programs that are far from the mainstream. The
stabilizing effects of such a system are obvious. See Toinet &
Glenn, Clientelism and Corruption in the ``Open'' Society, at
208. In the context of electoral laws we have approved the
States' pursuit of such stability, and their avoidance of the
``splintered parties and unrestrained factionalism [that] may do
significant damage to the fabric of government.'' Storer v.
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Brown, 415 U. S. 724, 736 (1974) (upholding law disqualifying
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persons from running as independents if affiliated with a party
in the past year).
Equally apparent is the relatively destabilizing nature of a
system in which candidates cannot rely upon patronage-based party
loyalty for their campaign support, but must attract workers and
raise funds by appealing to various interest-groups. See Tolchin
& Tolchin, To the Victor, at 127-130. There is little doubt that
our decisions in Elrod and Branti, by contributing to the decline
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of party strength, have also contributed to the growth of
interest-group politics in the last decade. See, e. g., Fitts,
- -
The Vice of Virtue, 136 U. Pa. L. Rev. 1567, 1603-1607 (1988).
Our decision today will greatly accelerate the trend. It is not
only campaigns that are affected, of course, but the subsequent
behavior of politicians once they are in power. The replacement
of a system firmly based in party discipline with one in which
each office-holder comes to his own accommodation with competing
interest groups produces ``a dispersion of political influence
that may inhibit a political party from enacting its programs
into law.'' Branti, supra, at 531 (Powell, J., dissenting).
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