home *** CD-ROM | disk | FTP | other *** search
- JUSTICE STEVENS discounts these systemic effects when he charac-
- terizes patronage as fostering partisan, rather than public, in-
- terests. Ante, at 9. But taking JUSTICE STEVENS at his word,
- ----
- one wonders why patronage can ever be an ``appropriate require-
- ----
- ment for the position involved,'' ante, at 1.
- ----
-
- Patronage, moreover, has been a powerful means of achieving the
- social and political integration of excluded groups. See, e. g.,
- - -
- Elrod, supra, at 379 (Powell, J., dissenting); Cornwell, Bosses,
- ----- -----
- Machines and Ethnic Politics, in Ethnic Group Politics 190,
- 195-197 (H. Bailey, Jr., & E. Katz eds. 1969). By supporting and
- ultimately dominating a particular party ``machine,'' racial and
- ethnic minorities have--on the basis of their politics rather
- than their race or ethnicity--acquired the patronage awards the
- machine had power to confer. No one disputes the historical ac-
- curacy of this observation, and there is no reason to think that
- patronage can no longer serve that function. The abolition of
- patronage, however, prevents groups that have only recently ob-
- tained political power, especially blacks, from following this
- path to economic and social advancement.
-
- `Every ethnic group that has achieved political power in
- American cities has used the bureaucracy to provide jobs in re-
- turn for political support. It's only when Blacks begin to
- play the same game that the rules get changed. Now the use of
- such jobs to build political bases becomes an ``evil'' activi-
- ty, and the city insists on taking the control back ``down-
- town.'' ' '' New York Amsterdam News, Apr. 1, 1978, p. A-4,
- quoted in Hamilton, The Patron-Recipient Relationship and
- Minority Politics in New York City, 94 Pol. Sci. Q. 211, 212
- (1979).
-
- While the patronage system has the benefits argued for above, it
- also has undoubted disadvantages. It facilitates financial corr-
- uption, such as salary kickbacks and partisan political activity
- on government-paid time. It reduces the efficiency of govern-
- ment, because it creates incentives to hire more and less-
- qualified workers and because highly qualified workers are reluc-
- tant to accept jobs that may only last until the next election.
- And, of course, it applies some greater or lesser inducement for
- individuals to join and work for the party in power.
-
-
- To hear the Court tell it, this last is the greatest evil. That
- is not my view, and it has not historically been the view of the
- American people. Corruption and inefficiency, rather than
- abridgement of liberty, have been the major criticisms leading to
- enactment of the civil-service laws--for the very good reason
- that the patronage system does not have as harsh an effect upon
- conscience, expression, and association as the Court suggests.
- As described above, it is the nature of the pragmatic,
- patronage-based, two-party system to build alliances and to
- suppress rather than foster ideological tests for participation
- in the division of political ``spoils.'' What the patronage sys-
- tem ordinarily demands of the party worker is loyalty to, and ac-
- tivity on behalf of, the organization itself rather than a set of
- political beliefs. He is generally free to urge within the or-
- ------ --- ---
- ganization the adoption of any political position; but if that
- ----------
- position is rejected he must vote and work for the party nonethe-
- less. The diversity of political expression (other than expres-
- sion of party loyalty) is channeled, in other words, to a dif-
- ferent stage--to the contests for party endorsement rather than
- the partisan elections. It is undeniable, of course, that the
- patronage system entails some constraint upon the expression of
- views, particularly at the partisan-election stage, and consider-
- able constraint upon the employee's right to associate with the
- other party. It greatly exaggerates these, however, to describe
- them as a general `` `coercion of belief,' '' ante, at 9, quoting
- ----
- Branti, 445 U. S., at 516; see also ante, at 11-12; Elrod, 427
- ------ ---- -----
- U. S., at 355 (plurality opinion). Indeed, it greatly exag-
- gerates them to call them ``coercion'' at all, since we generally
- make a distinction between inducement and compulsion. The public
- official offered a bribe is not ``coerced'' to violate the law,
- and the private citizen offered a patronage job is not
- ``coerced'' to work for the party. In sum, I do not deny that
- the patronage system influences or redirects, perhaps to a sub-
- stantial degree, individual political expression and political
- association. But like the many generations of Americans that
- have preceded us, I do not consider that a significant impairment
- of free speech or free association.
-
-
- In emphasizing the advantages and minimizing the disadvantages
- (or at least minimizing one of the disadvantages) of the pa-
- tronage system, I do not mean to suggest that that system is
- best. It may not always be; it may never be. To oppose our
- Elrod-Branti jurisprudence, one need not believe that the pa-
- ----- ------
- tronage system is necessarily desirable; nor even that it is al-
- -----------
- ways and everywhere arguably desirable; but merely that it is a
- --------
- political arrangement that may sometimes be a reasonable choice,
- and should therefore be left to the judgment of the people's
- elected representatives. The choice in question, I emphasize, is
- not just between patronage and a merit-based civil service, but
- rather among various combinations of the two that may suit dif-
- ferent political units and different eras: permitting patronage
- hiring, for example, but prohibiting patronage dismissal; permit-
- ting patronage in most municipal agencies but prohibiting it in
- the police department; or permitting it in the mayor's office but
- prohibiting it everywhere else. I find it impossible to say
- that, always and everywhere, all of these choices fail our
- ``balancing'' test.
-
- C
- The last point explains why Elrod and Branti should be over-
- ----- ------
- ruled, rather than merely not extended. Even in the field of
- constitutional adjudication, where the pull of stare decisis is
- ----- -------
- at its weakest, see Glidden Co. v. Zdanok, 370 U. S. 530, 543
- ------- -- ------
- (1962) (opinion of Harlan, J.), one is reluctant to depart from
- precedent. But when that precedent is not only wrong, not only
- recent, not only contradicted by a long prior tradition, but also
- has proved unworkable in practice, then all reluctance ought to
- disappear. In my view that is the situation here. Though unwil-
- ling to leave it to the political process to draw the line
- between desirable and undesirable patronage, the Court has nei-
- ther been prepared to rule that no such line exists (i. e., that
- - -
- all patronage is unconstitutional) nor able to design the line
- ---
- itself in a manner that judges, lawyers, and public employees can
- understand. Elrod allowed patronage dismissals of persons in
- -----
- ``policymaking'' or ``confidential'' positions. 427 U. S., at
- 367 (plurality opinion); id., at 375 (Stewart, J., concurring).
- --
- Branti retreated from that formulation, asking instead ``whether
- ------
- the hiring authority can demonstrate that party affiliation is an
- appropriate requirement for the effective performance of the pub-
- lic office involved.'' 445 U. S., at 518. What that means is
- anybody's guess. The Courts of Appeals have devised various
- tests for determining when ``affiliation is an appropriate re-
- quirement.'' See generally Martin, A Decade of Branti Decisions:
- ------
- A Government Officials' Guide to Patronage Dismissals, 39 Am. U.
- L. Rev. 11, 23-42 (1989). These interpretations of Branti are
- ------
- not only significantly at variance with each other; they are
- still so general that for most positions it is impossible to know
- whether party affiliation is a permissible requirement until a
- court renders its decision.
-
-
- A few examples will illustrate the shambles Branti has produced.
- ------
- A city cannot fire a deputy sheriff because of his political af-
- filiation, but then again perhaps it can, especially if he is
- called the ``police captain.'' A county cannot fire on that basis
- its attorney for the department of social services, nor its
- assistant attorney for family court, but a city can fire its
- solicitor and his assistants, or its assistant city attorney,
- or its assistant state's attorney, or its corporation counsel.
- A city cannot discharge its deputy court clerk for his political
- affiliation, but it can fire its legal assistant to the clerk on
- that basis. Firing a juvenile court bailiff seems impermissible,
- but it may be permissible if he is assigned permanently to a
- single judge.
-
- A city cannot fire on partisan grounds its director of roads,
- but it can fire the second in command of the water department.
- A government cannot discharge for political reasons the senior
- vice president of its development bank, Standefer and O'Brien do
- not allege that their political affiliation was the reason they
- were laid off, but only that it was the reason they were not
- recalled. Complaint PP 9, 21-22, App. to Respondent's Brief
- in Opposition; 641 F. Supp. 249, 256, 257 (CDIll. 1986).
- Those claims are essentially identical to the claims of
- persons wishing to be hired; neither fall within the narrow
- rule of Elrod and Branti against patronage firing.
- ----- ------
- The examples could be multiplied, but this summary should make
- obvious that the ``tests'' devised to implement Branti have pro-
- ------
- duced inconsistent and unpredictable results. That uncertainty
- undermines the purpose of both the nonpatronage rule and the ex-
- ception. The rule achieves its objective of preventing the
- ``coercion'' of political affiliation, see supra, at ----, only
- -----
- if the employee is confident that he can engage in (or refrain
- from) political activities without risking dismissal. Since the
- current doctrine leaves many employees utterly in the dark about
- whether their jobs are protected, they are likely to play it
- safe. On the other side, the exception was designed to permit
- the government to implement its electoral mandate. Elrod, supra,
- ----- -----
- at 367 (plurality opinion). But unless the government is fairly
- sure that dismissal is permitted, it will leave the politically
- uncongenial official in place, since an incorrect decision will
- expose it to lengthy litigation and a large damage award, perhaps
- even against the responsible officials personally.
-
- This uncertainty and confusion are not the result of the fact
- that Elrod, and then Branti, chose the wrong ``line.'' My point
- ----- ------
- is that there is no right line--or at least no right line that
- can be nationally applied and that is known by judges. Once we
- reject as the criterion a long political tradition showing that
- party-based employment is entirely permissible, yet are unwilling
- (as any reasonable person must be) to replace it with the princi-
- ple that party-based employment is entirely impermissible, we
- have left the realm of law and entered the domain of political
- science, seeking to ascertain when and where the undoubted bene-
- fits of political hiring and firing are worth its undoubted
- costs. The answer to that will vary from State to State, and
- indeed from city to city, even if one rejects out of hand (as the
- Branti line does) the benefits associated with party stability.
- ------
- Indeed, the answer will even vary from year to year. During one
- period, for example, it may be desirable for the manager of a
- municipally owned public utility to be a career specialist, insu-
- lated from the political system. During another, when the effi-
- cient operation of that utility or even its very existence has
- become a burning political issue, it may be desirable that he be
- hired and fired on a political basis. The appropriate ``mix'' of
- party-based employment is a political question if there ever was
- one, and we should give it back to the voters of the various pol-
- itical units to decide, through civil-service legislation crafted
- to suit the time and place, which mix is best.
-
- III
- Even were I not convinced that Elrod and Branti were wrongly de-
- ----- ------
- cided, I would hold that they should not be extended beyond their
- facts, viz., actual discharge of employees for their political
- affiliation. Those cases invalidated patronage firing in order
- to prevent the ``restraint it places on freedoms of belief and
- association.'' Elrod, 427 U. S., at 355 (plurality opinion); see
- -----
- also id., at 357 (patronage ``compels or restrains'' and ``inhi-
- --
- bits'' belief and association). The loss of one's current livel-
- ihood is an appreciably greater constraint than such other disap-
- pointments as the failure to obtain a promotion or selection for
- an uncongenial transfer. Even if the ``coercive'' effect of the
- former has been held always to outweigh the benefits of party-
- based employment decisions, the ``coercive'' effect of the latter
- should not be. We have drawn a line between firing and other em-
- ployment decisions in other contexts, see Wygant v. Jackson Bd.
- ------ ------- --
- of Education, 476 U. S. 267, 282-283 (1986) (plurality opinion),
- -- ---------
- and should do so here as well.
-
-
- I would reject the alternative that the Seventh Circuit adopted
- in this case, which allows a cause of action if the employee can
- demonstrate that he was subjected to the ``substantial equivalent
- of dismissal.'' 868 F. 2d 943, 950, 954 (CA7 1989). The trouble
- with that seemingly reasonable standard is that it is so impre-
- cise that it will multiply yet again the harmful uncertainty and
- litigation that Branti has already created. If Elrod and Branti
- ------ ----- ------
- are not to be reconsidered in light of their demonstrably unsa-
- tisfactory consequences, I would go no further than to allow a
- cause of action when the employee has lost his position, that is,
- his formal title and salary. That narrow ground alone is enough
- to resolve the constitutional claims in the present case. Since
- none of the plaintiffs has alleged loss of his position because
- of affiliation,
-
- I would affirm the Seventh Circuit's judgment insofar as it af-
- firmed the dismissal of petitioners' claims, and would reverse
- the Seventh Circuit's judgment insofar as it reversed the dismis-
- sal of cross-respondent's claims.
-
- The Court's opinion, of course, not only declines to confine El-
- ---
- rod and Branti to dismissals in the narrow sense I have proposed,
- --- ------
- but, unlike the Seventh Circuit, even extends those opinions
- beyond ``constructive'' dismissals--indeed, even beyond adverse
- treatment of current employees--to all hiring decisions. In the
- long run there may be cause to rejoice in that extension. When
- the courts are flooded with litigation under that most unmanage-
- able of standards (Branti) brought by that most persistent and
- ------
- tenacious of suitors (the disappointed office-seeker) we may be
- moved to reconsider our intrusion into this entire field.
-
-
- In the meantime, I dissent.
-