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- FEDERALIST No. 51
-
- The Structure of the Government Must Furnish the Proper Checks
- and Balances Between the Different Departments
-
- >From the New York Packet. Friday, February 8, 1788.
-
- HAMILTON OR MADISON
-
- To the People of the State of New York:
-
- TO WHAT expedient, then, shall we finally resort, for maintaining
- in practice the necessary partition of power among the several
- departments, as laid down in the Constitution? The only answer
- that can be given is, that as all these exterior provisions are
- found to be inadequate, the defect must be supplied, by so
- contriving the interior structure of the government as that its
- several constituent parts may, by their mutual relations, be the
- means of keeping each other in their proper places. Without
- presuming to undertake a full development of this important idea,
- I will hazard a few general observations, which may perhaps place
- it in a clearer light, and enable us to form a more correct
- judgment of the principles and structure of the government
- planned by the convention. In order to lay a due foundation for
- that separate and distinct exercise of the different powers of
- government, which to a certain extent is admitted on all hands to
- be essential to the preservation of liberty, it is evident that
- each department should have a will of its own; and consequently
- should be so constituted that the members of each should have as
- little agency as possible in the appointment of the members of
- the others. Were this principle rigorously adhered to, it would
- require that all the appointments for the supreme executive,
- legislative, and judiciary magistracies should be drawn from the
- same fountain of authority, the people, through channels having
- no communication whatever with one another. Perhaps such a plan
- of constructing the several departments would be less difficult
- in practice than it may in contemplation appear. Some
- difficulties, however, and some additional expense would attend
- the execution of it. Some deviations, therefore, from the
- principle must be admitted. In the constitution of the judiciary
- department in particular, it might be inexpedient to insist
- rigorously on the principle: first, because peculiar
- qualifications being essential in the members, the primary
- consideration ought to be to select that mode of choice which
- best secures these qualifications; secondly, because the
- permanent tenure by which the appointments are held in that
- department, must soon destroy all sense of dependence on the
- authority conferring them.
-
- It is equally evident, that the members of each department should be
- as little dependent as possible on those of the others, for the
- emoluments annexed to their offices. Were the executive magistrate, or
- the judges, not independent of the legislature in this particular,
- their independence in every other would be merely nominal.
-
- But the great security against a gradual concentration of the several
- powers in the same department, consists in giving to those who
- administer each department the necessary constitutional means and
- personal motives to resist encroachments of the others. The provision
- for defense must in this, as in all other cases, be made commensurate
- to the danger of attack. Ambition must be made to counteract ambition.
- The interest of the man must be connected with the constitutional
- rights of the place. It may be a reflection on human nature, that such
- devices should be necessary to control the abuses of government. But
- what is government itself, but the greatest of all reflections on
- human nature? If men were angels, no government would be necessary. If
- angels were to govern men, neither external nor internal controls on
- government would be necessary. In framing a government which is to be
- administered by men over men, the great difficulty lies in this: you
- must first enable the government to control the governed; and in the
- next place oblige it to control itself. A dependence on the people is,
- no doubt, the primary control on the government; but experience has
- taught mankind the necessity of auxiliary precautions.
-
- This policy of supplying, by opposite and rival interests, the defect
- of better motives, might be traced through the whole system of human
- affairs, private as well as public. We see it particularly displayed
- in all the subordinate distributions of power, where the constant aim
- is to divide and arrange the several offices in such a manner as that
- each may be a check on the other that the private interest of every
- individual may be a sentinel over the public rights. These inventions
- of prudence cannot be less requisite in the distribution of the
- supreme powers of the State.
-
- But it is not possible to give to each department an equal power of
- self-defense. In republican government, the legislative authority
- necessarily predominates. The remedy for this inconveniency is to
- divide the legislature into different branches; and to render them, by
- different modes of election and different principles of action, as
- little connected with each other as the nature of their common
- functions and their common dependence on the society will admit. It
- may even be necessary to guard against dangerous encroachments by
- still further precautions. As the weight of the legislative authority
- requires that it should be thus divided, the weakness of the executive
- may require, on the other hand, that it should be fortified. An
- absolute negative on the legislature appears, at first view, to be the
- natural defense with which the executive magistrate should be armed.
- But perhaps it would be neither altogether safe nor alone sufficient.
- On ordinary occasions it might not be exerted with the requisite
- firmness, and on extraordinary occasions it might be perfidiously
- abused. May not this defect of an absolute negative be supplied by
- some qualified connection between this weaker department and the
- weaker branch of the stronger department, by which the latter may be
- led to support the constitutional rights of the former, without being
- too much detached from the rights of its own department? If the
- principles on which these observations are founded be just, as I
- persuade myself they are, and they be applied as a criterion to the
- several State constitutions, and to the federal Constitution it will
- be found that if the latter does not perfectly correspond with them,
- the former are infinitely less able to bear such a test.
-
- There are, moreover, two considerations particularly applicable to the
- federal system of America, which place that system in a very
- interesting point of view.
-
- First. In a single republic, all the power surrendered by the people
- is submitted to the administration of a single government; and the
- usurpations are guarded against by a division of the government into
- distinct and separate departments. In the compound republic of
- America, the power surrendered by the people is first divided between
- two distinct governments, and then the portion allotted to each
- subdivided among distinct and separate departments. Hence a double
- security arises to the rights of the people. The different governments
- will control each other, at the same time that each will be controlled
- by itself.
-
- Second. It is of great importance in a republic not only to guard the
- society against the oppression of its rulers, but to guard one part of
- the society against the injustice of the other part. Different
- interests necessarily exist in different classes of citizens. If a
- majority be united by a common interest, the rights of the minority
- will be insecure. There are but two methods of providing against this
- evil: the one by creating a will in the community independent of the
- majority that is, of the society itself; the other, by comprehending
- in the society so many separate descriptions of citizens as will
- render an unjust combination of a majority of the whole very
- improbable, if not impracticable. The first method prevails in all
- governments possessing an hereditary or self-appointed authority.
- This, at best, is but a precarious security; because a power
- independent of the society may as well espouse the unjust views of the
- major, as the rightful interests of the minor party, and may possibly
- be turned against both parties. The second method will be exemplified
- in the federal republic of the United States. Whilst all authority in
- it will be derived from and dependent on the society, the society
- itself will be broken into so many parts, interests, and classes of
- citizens, that the rights of individuals, or of the minority, will be
- in little danger from interested combinations of the majority. In a
- free government the security for civil rights must be the same as that
- for religious rights. It consists in the one case in the multiplicity
- of interests, and in the other in the multiplicity of sects. The
- degree of security in both cases will depend on the number of
- interests and sects; and this may be presumed to depend on the extent
- of country and number of people comprehended under the same
- government. This view of the subject must particularly recommend a
- proper federal system to all the sincere and considerate friends of
- republican government, since it shows that in exact proportion as the
- territory of the Union may be formed into more circumscribed
- Confederacies, or States oppressive combinations of a majority will be
- facilitated: the best security, under the republican forms, for the
- rights of every class of citizens, will be diminished: and
- consequently the stability and independence of some member of the
- government, the only other security, must be proportionately
- increased. Justice is the end of government. It is the end of civil
- society. It ever has been and ever will be pursued until it be
- obtained, or until liberty be lost in the pursuit.
-
- In a society under the forms of which the stronger faction can readily
- unite and oppress the weaker, anarchy may as truly be said to reign as
- in a state of nature, where the weaker individual is not secured
- against the violence of the stronger; and as, in the latter state,
- even the stronger individuals are prompted, by the uncertainty of
- their condition, to submit to a government which may protect the weak
- as well as themselves; so, in the former state, will the more powerful
- factions or parties be gradnally induced, by a like motive, to wish
- for a government which will protect all parties, the weaker as well as
- the more powerful. It can be little doubted that if the State of Rhode
- Island was separated from the Confederacy and left to itself, the
- insecurity of rights under the popular form of government within such
- narrow limits would be displayed by such reiterated oppressions of
- factious majorities that some power altogether independent of the
- people would soon be called for by the voice of the very factions
- whose misrule had proved the necessity of it. In the extended republic
- of the United States, and among the great variety of interests,
- parties, and sects which it embraces, a coalition of a majority of the
- whole society could seldom take place on any other principles than
- those of justice and the general good; whilst there being thus less
- danger to a minor from the will of a major party, there must be less
- pretext, also, to provide for the security of the former, by
- introducing into the government a will not dependent on the latter,
- or, in other words, a will independent of the society itself. It is no
- less certain than it is important, notwithstanding the contrary
- opinions which have been entertained, that the larger the society,
- provided it lie within a practical sphere, the more duly capable it
- will be of self-government. And happily for the REPUBLICAN CAUSE, the
- practicable sphere may be carried to a very great extent, by a
- judicious modification and mixture of the FEDERAL PRINCIPLE.
-
- PUBLIUS.
-
-