$Unique_ID{bob00846} $Pretitle{} $Title{History Of Europe During The Middle Ages Part III} $Subtitle{} $Author{Hallam, Henry} $Affiliation{} $Subject{feudal lord footnote de upon vassal ii du homage fief see pictures see figures } $Date{} $Log{See A Knight*0084601.scf } Title: History Of Europe During The Middle Ages Book: Book II: The Feudal System Author: Hallam, Henry Part III Meanwhile, the allodial proprietors, who had hitherto formed the strength of the state, fell into a much worse condition. They were exposed to the rapacity of the counts, who, whether as magistrates and governors or as overbearing lords, had it always in their power to harass them. Every district was exposed to continual hostilities; sometimes from a foreign enemy, more often from the owners of castles and fastnesses, which, in the tenth century, under pretense of resisting the Normans and Hungarians, served the purposes of private war. Against such a system of rapine the military compact of lord and vassal was the only effectual shield; its essence was the reciprocity of service and protection. But an insulated allodialist had no support; his fortunes were strangely changed since he claimed, at least in right, a share in the legislation of his country, and could compare with pride his patrimonial fields with the temporary benefices of the crown. Without law to redress his injuries, without the royal power to support his right, he had no course left but to compromise with oppression, and subject himself, in return for protection, to a feudal lord. During the tenth and eleventh centuries it appears that allodial lands in France had chiefly become feudal: that is, they had been surrendered by their proprietors, and received back again upon the feudal conditions; or more frequently, perhaps, the owner had been compelled to acknowledge himself the man or vassal of a suzerain, and thus to confess an original grant which had never existed. ^x Changes of the same nature, though not perhaps so extensive, or so distinctly to be traced, took place in Italy and Germany. Yet it would be inaccurate to assert that the prevalence of the feudal system has been unlimited; in a great part of France allodial tenures always subsisted; and many estates in the empire were of the same description. ^y [Footnote x: Hist. de Languedoc, t. ii. p. 109. It must be confessed that there do not occur so many specific instances of this conversion of allodial tenure into feudal as might be expected, in order to warrant the supposition in the text. Several records, however, are quoted by Robertson, Hist. Charles V., note 8; and others may be found in diplomatic collections. A precedent for surrendering allodial property to the king, and receiving it back as his benefice, appears even in Marculfus, l. i. form 13. The county of Cominges, between the Pyrenees, Toulouse, and Bigorre, was allodial till 1244, when it was put under the feudal protection of the Count of Toulouse. It devolved by escheat to the crown in 1443. Villaret, t. xv. p. 346. In many early charters the king confirms the possession even of allodial property for greater security in lawless times; and, on the other hand, in those of the tenth and eleventh centuries, the word allodium is continually used for a feud, or hereditary benefice, which renders this subject still more obscure.] [Footnote y: The maxim, Nulle terre sans seigneur, was so far from being universally received in France, that in almost all southern provinces, or pays du droit ecrit, lands were presumed to be allodial, unless the contrary was shown, or, as it was called, franc-aleux sans titre. The parliaments, however, seem latterly to have inclined against this presumption, and have thrown the burden of proof on the party claiming allodiality. For this see Denisart, Dictionnaire des Decisions, art. Franc-aleu. [Note XI.] In Germany, according to Du Cange voc. Baro, there was a distinction between Barones and Semper-Barones; the latter holding their lands allodially.] There are, however, vestiges of a very universal custom distinguishable from the feudal tenure of land, though so analogous to it that it seems to have nearly escaped the notice of antiquaries. From this silence of other writers, and the great obscurity of the subject, I am almost afraid to notice what several passages in ancient laws and instruments concur to prove, that, besides the relation established between lord and vassal by beneficiary grants, there was another species more personal, and more closely resembling that of patron and client in the Roman republic. This was usually called commendation; and appears to have been founded on two very general principles, both of which the distracted state of society inculcated. The weak needed the protection of the powerful; and the government needed some security for public order. Even before the invasion of the Franks, Salvian, a writer of the fifth century, mentions the custom of obtaining the protection of the great by money, and blames their rapacity, though he allows the natural reasonableness of the practice. ^z The disadvantageous condition of the less powerful freemen, which ended in the servitude of one part, and in the feudal vassalage of another, led such as fortunately still preserved their allodial property to insure its defence by a stipulated payment of money. Such payments, called Salvamenta, may be traced in extant charters, chiefly indeed of monasteries. ^a In the case of private persons it may be presumed that this voluntary contract was frequently changed by the stronger party into a perfect feudal dependence. From this, however, as I imagine, it probably differed, in being capable of dissolution at the inferior's pleasure, without incurring a forfeiture, as well as in having no relation to land. Homage, however, seems to have been incident to commendation, as well as to vassalage. Military service was sometimes the condition of this engagement. It was the law of France, so late at least as the commencement of the third race of kings, that no man could take a part in private wars, except in defence of his own lord. This we learn from an historian about the end of the tenth century, who relates that one Erminfrid, having been released from his homage to Count Burchard, on ceding the fief he had held of him to a monastery, renewed the ceremony on a war breaking out between Burchard and another nobleman, wherein he was desirous to give assistance; since, the author observes, it is not, nor has been, the practice in France, for any man to be concerned in war, except in the presence or by the command of his lord. ^b Indeed, there is reason to infer, from the capitularies of Charles the Bald, that every man was bound to attach himself to some lord, though it was the privilege of a freeman to choose his own superior. ^c And this is strongly supported by the analogy of our Anglo-Saxon laws, where it is frequently repeated that no man should continue without a lord. There are, too, as it seems to me, a great number of passages in Domesday-book which confirm this distinction between personal commendation and the beneficiary tenure of land. Perhaps I may be thought to dwell too prolixly on this obscure custom; but as it tends to illustrate those mutual relations of lord and vassal which supplied the place of regular government in the polity of Europe, and has seldom or never been explicitly noticed, its introduction seemed not improper. [Footnote z: Du Cange, v. Salvamentum.] [Footnote a: Ibid.] [Footnote b: Recueil des Historiens, tome x. p. 355.] [Footnote c: Unusquisque liber homo post mortem domini sui, licentiam habeat se commendandi inter haec tria regna ad quemcunque voluerit. Similiter et ille qui nondum alicui commendatus est. Baluzii Capitularia, t. i. p. 443. A.D. 806. Volumus etiam ut unusquisque liber homo in nostro regno seniorem qualem voluerit in nobis et in nostris fidelibus recipiat. Capit. Car. Calvi, A.D. 877. Et volumus ut cujuscunque nostrum homo, in cujuscunque regno sit, cum seniore suo in hostem, vel aliis suis utilitatibus pergat. Ibid. See too Baluze, t. i. p. 536, 537. By the Establishments of St. Louis, c. 87, every stranger coming to settle within a barony was to acknowledge the baron as lord within a year and a day, or pay a fine. In some places he even became the serf or villein of the lord. Ordonnances des Rois, p. 187. Upon this jealousy of unknown settlers which pervades the policy of the middle ages was founded the droit d'aubaine, or right to their movables after their decease. See preface to Ordonnances des Rois. t. i. p. 15. The article Commendatio in Du Cange's Glossary furnishes some hints upon this subject, which, however, that author does not seem to have fully apprehended. Carpentier, in his Supplement to the Glossary, under the word Vassaticum, gives the clearest notice of it that I have anywhere found. Since writing the above pages I have found the subject touched by M. de Montlosier, Hist. de la Monarchie Francaise, t. i. p. 854. [Note XI]] It has been sometimes said that feuds were first rendered hereditary in Germany by Conrad II., surnamed the Salic. This opinion is perhaps erroneous. But there is a famous edict of that emperor at Milan, in the year 1037 (which, though immediately relating only to Lombardy, marks the full maturity of the system, and the last stage of its progress. ^d I have remarked already the custom of subinfeudation, or grants of lands by vassals to be held of themselves, which had grown up with the growth of these tenures. There had occurred, however, some disagreement, for want of settled usage, between these inferior vassals and their immediate lords, which this edict was expressly designed to remove. Four regulations of great importance are established therein: that no man should be deprived of his fief, whether held of the emperor or a mesne lord, but by the laws of the empire and the judgment of his peers; ^e that from such judgment an immediate vassal might appeal to his sovereign; that fiefs should be inherited by sons and their children, or, in their failure, by brothers, provided they were feuda paterna, such as had descended from the father; ^f and that the lord should not alienate the fief of his vassal without his consent. ^g [Footnote d: Spelman tells us, in his Treatise of Feuds, chap. ii., that Conradus Salicus, a French emperor, but of German descent [what can this mean?], went to Rome about 915 to fetch his crown from Pope John X., when, according to him, the succession of a son to his father's fief was first conceded. An almost unparalleled blunder in so learned a writer! Conrad the Salic was elected at Worms in 1024, crowned at Rome by John XIX. in 1027, and made this edict at Milan in 1037.] [Footnote e: Nisi secundum constitutionem antecessorum nostrorum, et judicium parium suorum; the very expressions of Magna Charta.] [Footnote f: "Gerardus noteth," says Sir H. Spelman, "that this law settled not the feud upon the eldest son, nor any other son of the feudatory particularly; but left it in the lord's election to please himself with which he would." But the phrase of the edict runs, filios ejus beneficium tenere: which, when nothing more is said, can only mean a partition among the sons.] [Footnote g: The last provision may seem strange at so advanced a period of the system; yet, according to Giannone, feuds were still revocable by the lord in some parts of Lombardy. Istoria di Napoli, l. xiii. c. 3. It seems, however, no more than had been already enacted by the first clause of this edict. Another interpretation is possible; namely, that the lord should not alienate his own seigniory without his vassal's consent, which was agreeable to the feudal tenures. This, indeed, would be putting rather a forced construction on the words ne domino feudum militis alienare liceat.] Such was the progress of these feudal tenures, which determined the political character of every European monarchy where they prevailed, as well as formed the foundations of its jurisprudence. It is certainly inaccurate to refer this system, as is frequently done, to the destruction of the Roman empire by the northern nations, though in the beneficiary grants of those conquerors we trace its beginning. Four or five centuries, however, elapsed before the allodial tenures, which had become incomparably the more general, gave way, and before the reciprocal contract of the feud attained its maturity. It is now time to describe the legal qualities and effects of this relation, so far only as may be requisite to understand its influence upon the political system. The essential principle of a fief was a mutual contract of support and fidelity. Whatever obligations it laid upon the vassal of service to his lord, corresponding duties of protection were imposed by it on the lord towards his vassal. ^h If these were transgressed on either side, the one forfeited his land, the other his seigniory or rights over it. Nor were motives of interest left alone to operate in securing the feudal connection. The associations founded upon ancient custom and friendly attachment, the impulses of gratitude and honor, the dread of infamy, the sanctions of religion, were all employed to strengthen these ties, and to render them equally powerful with the relations of nature, and far more so than those of political society. It is a question, agitated among the feudal lawyers, whether a vassal is bound to follow the standard of his lord against his own kindred. ^i It was one more important whether he must do so against the king. In the works of those who wrote when the feudal system was declining, or who were anxious to maintain the royal authority, this is commonly decided in the negative. Littleton gives a form of homage, with a reservation of the allegiance due to the sovereign; ^j and the same prevailed in Normandy and some other countries. ^k A law of Frederic Barbarossa enjoins, that in every oath of fealty to an inferior lord the vassal's duty to the emperor should be expressly reserved. But it was not so during the height of the feudal system in France. The vassals of Henry II. and Richard I. never hesitated to adhere to them against the sovereign, nor do they appear to have incurred any blame on that account. Even so late as the age of St. Louis, it is laid down in his Establishments that, if justice is refused by the king to one of his vassals, he might summon his own tenants, under penalty of forfeiting their fiefs, to assist him in obtaining redress by arms. ^l The Count of Brittany, Pierre de Dreux, had practically asserted this feudal right during the minority of St. Louis. In a public instrument he announced to the world, that, having met with repeated injuries from the regent, and denial of justice, he had let the king know that he no longer considered himself as his vassal, but renounced his homage and defied him. ^m [Footnote h: Crag. Jus Feudale, l. ii. tit. II. Beaumanoir, Coutumes de Beauvoisis, c. lxi. p. 311; Ass. de Jerus. c. 217; Lib. Feud. l. ii. tit. 26, 47. Upon the mutual obligation of the lord towards his vassal seems to be founded the law of warranty, which compelled him to make indemnification where the tenant was evicted of his land. This obligation, however unreasonable it may appear to us, extended, according to the feudal lawyers, to cases of mere donation. Crag. l. ii. tit. 4; Butler's Notes on Co. Litt. p. 365.] [Footnote i: Crag. l. ii. tit. 4.] [Footnote j: Sect. lxxxv.] [Footnote k: Houard, Anc. Loix des Francois, p. 114. See too an instance of this reservation in Recueil des Historiens, t, xi. 447.] [Footnote l: Si le sire dit a son homme lige, Venez vous en avec moi, je veux guerroyer mon seigneur, qui me denie le jugement de sa cour, le vassal doit repondre, J'irai scavoir s'il est ainsi que vous me dites. Alors il doit aller trouver le superieur, et luy dire, Sire, le gentilhomme de qui je tiens mon fief se plaint que vous lui refusez justice; je viens pour en scavoir la verite; car je suis semonce de marcher en guerre contre vous. Si la reponse est que volontiers il fera droit en sa cour, l'homme n'est point oblige de deferer a la requisition du sire; mais il doit, ou le suivre, ou le resoudre a perdre son fief, si le chef seigneur persiste dans son refus. Etablissemens de St. Louis, c. 49. I have copied this from Velly, t. vi. p. 213, who has modernized the orthography, which is almost unintelligible in the Ordonnances des Rois. One MS. gives the reading Roi instead of Seigneur. And the law certainly applies to the king exclusively; for, in case of denial of justice by a mesne lord, there was an appeal to the king's court, but from his injury there could be no appeal but to the sword.] [Footnote m: Du Cange, Observations sur Joinville, in Collection des Memoires, t. i. p. 196. It was always necessary for a vassal to renounce his homage before he made war on his lord, if he would avoid the shame and penalty of feudal treason. After a reconciliation the homage was renewed. And in this no distinction was made between the king and another superior. Thus Henry II. did homage to the King of France in 1188, having renounced his former obligation to him at the commencement of the preceding war. Mat. Paris, p. 126.] The ceremonies used in conferring a fief were principally three - homage, fealty, and investiture. 1. The first was designed as a significant expression of the submission and devotedness of the vassal towards his lord. In performing homage, his head was uncovered, his belt ungirt, his sword and spurs removed; he placed his hands, kneeling, between those of the lord, and promised to become his man from thence-forward; to serve him with life and limb and worldly honor, faithfully and loyally, in consideration of the lands which he held under him. None but the lord in person could accept homage, which was commonly concluded by a kiss. ^n 2. An oath of fealty was indispensable in every fief; but the ceremony was less peculiar than that of homage, and it might be received by proxy. It was taken by ecclesiastics, but not by minors; and in language differed little from the form of homage. ^o 3. Investiture, or the actual conveyance of feudal lands, was of two kinds, proper and improper. The first was an actual putting in possession upon the ground, either by the lord or his deputy; which is called, in our law, livery of seisin. The second was symbolical, and consisted in the delivery of a turf, a stone, a wand, a branch, or whatever else might have been made usual by the caprice of local custom. Du Cange enumerates not less than ninety-eight varieties of investitures. ^p [Footnote n: Du Cange, Hominium, and Carpentier's Supplement, id. voc. Littleton, s. 85. Assises de Jerusalem, c. 204; Crag. l. i. tit. II; Recueil des Historians, t. ii. preface, p. 174. Homagium per paragium was unaccompanied by any feudal obligation, and distinguished from homagium ligeum, which carried with it an obligation of fidelity. The dukes of Normandy rendered only homage per paragium to the kings of France, and received the like from the dukes of Brittany. In liege homage it was usual to make reservations of allegiance to the king, or any other lord whom the homager had previously acknowledged.] [Footnote o: Littl. s. 91; Du Cange, voc. Fidelitas.] [Footnote p: Du Cange, voc. Investitura.] Upon investiture, the duties of the vassal commenced. These it is impossible to define or enumerate; because the services of military tenure, which is chiefly to be considered, were in their nature uncertain, and distinguished as such from those incident to feuds of an inferior description. It was a breach of faith to divulge the lord's counsel, to conceal from him the machinations of others, to injure his person or fortune, or to violate the sanctity of his roof and the honor of his family. ^q In battle he was bound to lend his horse to his lord, when dismounted; to adhere to his side, while fighting; and to go into captivity as a hostage for him, when taken. His attendance was due to the lord's courts, sometimes to witness, and sometimes to bear a part in, the administration of justice. ^r [Footnote q: Assises de Jerusalem, c. 265. Home ne doit a la feme de son seigneur, ne a sa fille requerre vilainie de son cors, ne a sa soeur tant com elle est demoiselle en son hostel. I mention this part of feudal duty on account of the light it throws on the statute of treasons, 25 E. III. One of the treasons therein specified is, si omne violast la compaigne le roy, ou leigne file le roy nient marie ou la compaigne leigne fitz et heire le roy. Those who, like Sir E. Coke and the modern lawyers in general, explain this provision by the political danger of confusing the royal blood, do not apprehend its spirit. It would be absurd, upon such grounds, to render the violation of the king's eldest daughter treasonable, so long only as she remains unmarried, when, as is obvious, the danger of a spurious issue inheriting could not arise. I consider this provision therefore as entirely founded upon the feudal principles, which make it a breach of faith (that is, in the primary sense of the word, a treason) to sully the honor of the lord in that of the near relations who were immediately protected by residence in his house. If it is asked why this should be restricted by the statute to the person of the eldest daughter, I can only answer that this, which is not more reasonable according to the common political interpretation, is analogous to many feudal customs in our own and other countries, which attribute a sort of superiority in dignity to the eldest daughter. It may be objected that in the reign of Edward III. there was little left of the feudal principle in any part of Europe, and least of all in England. But the statute of treasons is a declaration of the ancient law, and comprehends, undoubtedly, what the judges who drew it could find in records now perished, or in legal traditions of remote antiquity. Similar causes of forfeiture are enumerated in the Libri Feudorum, l. i. tit. 5, and l. ii. tit. 24. In the Establishments of St. Louis, c. 51, 52, it is said that a lord seducing his vassal's daughter intrusted to his custody lost his seigniory; a vassal guilty of the same crime towards the family of his suzerain forfeited his land. A proof of the tendency which the feudal law had to purify public morals and to create that sense of indignation and resentment with which we now regard such breaches of honor.] [Footnote r: Assises de Jerusalem, c. 222. A vassal, at least in many places, was bound to reside upon his fief, or not to quit it without the lord's consent. Du Cange, voc. Reseantia, Remanentia, Recueil des Historiens, t. xi. preface, p. 172.] The measure, however, of military service was generally settled by some usage. Forty days was the usual term during which the tenant of a knight's fee was bound to be in the field at his own expense. ^s This was extended by St. Louis to sixty days, except when the charter of infeudation expressed a shorter period. But the length of service diminished with the quantity of land. For half a knight's fee but twenty days were due; for an eighth part, but five; and when this was commuted for an escuage or pecuniary assessment, the same proportion was observed. ^t Men turned of sixty, public magistrates, and, of course, women, were free from personal service, but obliged to send their substitutes. A failure in this primary duty incurred perhaps strictly a forfeiture of the fief. But it was usual for the lord to inflict an amercement, known in England by the name of escuage. ^u Thus, in Philip III.'s expedition against the Count de Foix in 1274, barons were assessed for their default of attendance at a hundred sous a day for the expenses which they had saved, and fifty sous as a fine to the king; bannerets, at twenty sous for expenses, and ten as a fine; knights and squires in the same proportion. But barons and bannerets were bound to pay an additional assessment for every knight and squire of their vassals whom they ought to have brought with them into the field. ^v The regulations as to the place of service were less uniform than those which regarded time. In some places the vassal was not bound to go beyond the lord's territory, ^w or only so far as that he might return the same day. Other customs compelled him to follow his chief upon all his expeditions. ^x These inconvenient and varying usages betrayed the origin of the feudal obligations, not founded upon any national policy, but springing from the chaos of anarchy and intestine war, which they were well calculated to perpetuate. For the public defence their machinery was totally unserviceable, until such changes were wrought as destroyed the character of the fabric. [Footnote s: In the kingdom of Jerusalem feudal service extended to a year. Assises de Jerusalem, c. 230. It is obvious that this was founded on the peculiar circumstances of that state. Service of castle guard, which was common in the north of England, was performed without limitation of time. Lyttelton's Henry II., vol. ii. p. 184.] [Footnote t: Du Cange, voc. Feudum militis; Membrum Loricae. Stuart's View of Society, p. 382. This division by knight's fees is perfectly familiar in the feudal law of England. But I must confess my inability to adduce decisive evidence of it in that of France, with the usual exception of Normandy. According to the natural principle of fiefs, it might seem that the same personal service would be required from the tenant, whatever were the extent of his land. William the Conqueror, it is said, distributed this kingdom into about 60,000 parcels of nearly equal value, from each of which the service of a soldier was due. He may possibly have been the inventor of this politic arrangement. Some rule must, however, have been observed in all countries in fixing the amercement for absence, which could only be equitable if it bore a just proportion to the value of the fief. And the principle of the knight's fee was so convenient and reasonable that it is likely to have been adopted in imitation of England by other feudal countries. In the roll of Philip III.'s expedition, as will appear by a note immediately below, there are, I think, several presumptive evidences of it; and though this is rather a late authority to establish a feudal principle, yet I have ventured to assume it in the text. The knight's fee was fixed in England at the annual value of 20l. Every estate supposed to be of this value, and entered as such in the rolls of the exchequer, was bound to contribute the service of a soldier, or to pay an escuage to the amount assessed upon knights' fee.] [See A Knight: Much fighting meant handsome recompense.] [Footnote u: Littleton, l. ii. c. 3; Wright's Tenures, p. 121.] [Footnote v: Du Chesne, Script. Rerum Gallicarum, t. v. p. 553. Daniel, Histoire de la Milice Francoise, p. 72. The following extracts from the muster-roll of this expedition will illustrate the varieties of feudal obligations. Johannes d'Ormoy debet servitium per quatuor dies. Johannes Malet debet servitium per viginti dies, pro quo servitio misit Richardum Tichet. Guido de Laval debet servitium duorum militum et dimidii. Dominus Sabrandus dictus Chabot dicit quod non debet servitium domino regi, nisi in comitatu Pictaviensi, et ad sumptus regis, tamen venit ad preces regis cum tribus militibus et duodecim scutiferis. Guido de Lusigniaco Dom. de Pierac dicit, quod non debet aliquid regi praeter homagium.] [Footnote w: This was the custom of Beauvoisis Beaumanoir, c. 2.] [Footnote x: Du Cange, et Carpentier, voc. Hostis.] Independently of the obligations of fealty and service which the nature of the contract created, other advantages were derived from it by the lord, which have been called feudal incidents; these were, 1. Reliefs. 2. Fines upon alienation. 3. Escheats. 4. Aids; to which may be added, though not generally established, 5. Wardship, and 6. Marriage. 1. Some writers have accounted for Reliefs in the following manner. Benefices, whether depending upon the crown or its vassals, were not originally granted by way of absolute inheritance, but renewed from time to time upon the death of the possessor, till long custom grew up into right. Hence a sum of money, something between a price and a gratuity, would naturally be offered by the heir on receiving a fresh investiture of the fief; and length of time might as legitimately turn this present into a due of the lord, as it rendered the inheritance of the tenant indefeasible. This is a very specious account of the matter. But those who consider the antiquity to which hereditary benefices may be traced, and the unreserved expressions of those instruments by which they were created, as well as the undoubted fact that a large proportion of fiefs had been absolute allodial inheritances, never really granted by the superior, will perhaps be led rather to look for the origin of reliefs in that rapacity with which the powerful are ever ready to oppress the feeble. When a feudal tenant died, the lord, taking advantage of his own strength and the confusion of the family, would seize the estate into his hands, either by the right of force, or under some litigious pretext. Against this violence the heir could in general have no resource but a compromise; and we know how readily acts of successful injustice change their name, and move demurely, like the wolf in the fable, under the clothing of law. Reliefs and other feudal incidents are said to have been established in France ^y about the latter part of the tenth century, and they certainly appear in the famous edict of Conrad the Salic, in 1037, which recognizes the usage of presenting horses and arms to the lord upon a change of tenancy. ^z But this also subsisted under the name of heriot, in England, as early as the reign of Canute. [Footnote y: Ordonnances des Rois de France, t. i. preface, p. 10.] [Footnote z: Servato usu valvassorum majorum in tradendis armis equisque suis senioribus. This, among other reasons, leads me to doubt the received opinion that Italian fiefs were not hereditary before the promulgation of this edict.]